This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Allan Vanden Berg | 2003 | 2002 - Bachelor of Commerce (Banking and Finance) (Qualification) - - Griffith University ~ 2003 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2017 - Certified Financial Planner - - Financial Planning Association ~ 2020 - FASEA Adviser Exam - Other - FASEA |
| Dimitrios Petridis | 1997 | 1996 - Bachelor of Commerce (Industrial Relations) - Bachelor Degree (AQF 7) - Griffith University ~ 2003 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Eliza Claire Kelly | 2023 | 2022 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Garry Connelly | 1973 | 1970 - Bachelor of Arts - - Sydney University ~ 1982 - Diploma in Life Insurance - - Australian Insurance Institute ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Jackson Dennis Stark | 2016 | 2015 - Bachelor of Commerce (Accounting & Finance) - - University of Southern Queensland ~ 2016 - Diploma of Financial Planning - - KAPLAN |
| Justin David Still | 2004 | 1998 - Bachelor of Business (Agribusiness) - - University of Queensland ~ 2004 - Diploma of Financial Services - - Securities Institute of Australia ~ 2005 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| Thomas Stephen Gray | 2023 | 2018 - Bachelor of Commerce with a Major in Finance - Bachelor Honours Degree (AQF 8) - University of Qld ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Timothy Paul Barton | 2002 | 1995 - Bachelor of Commerce - - Griffith University ~ 2000 - Graduate Diploma of Applied Finance and Investment - - Kaplan Professional (formerly FINSIA) ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - SMSF Association: SMSF Specialist Advisor Designation - - SMSF Association ~ 2019 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |