This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Lehmann | 1999 | Diploma of Financial Planning - Financial Planning Assocation of Australia (FPA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| David Allan Vanden Berg | 2003 | Bachelor of Commerce (Banking and Finance) (Qualification) - Griffith University ~ Bachelor of Commerce (Banking and Finance) (Qualification) - Griffith University ~ Certified Financial Planner - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association ~ FASEA Adviser Exam - FASEA ~ FASEA Adviser Exam - FASEA ~ Master of Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Dimitrios Petridis | 1997 | Bachelor of Commerce (Industrial Relations) - Griffith University ~ Bachelor of Commerce (Industrial Relations) - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Eliza Claire Kelly | 2023 | Bachelor of Commerce - Deakin University |
| Garry Connelly | 1973 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Arts - Sydney University ~ Diploma in Life Insurance - Australian Insurance Institute ~ Margin Lending & Geared Investments - Kaplan Professional |
| Jackson Dennis Stark | 2016 | Bachelor of Commerce (Accounting & Finance) - University of Southern Queensland ~ Diploma of Financial Planning - KAPLAN |
| Justin David Still | 2004 | Bachelor of Business (Agribusiness) - University of Queensland ~ Diploma of Financial Services - Securities Institute of Australia ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Thomas Stephen Gray | 2023 | Bachelor of Commerce with a Major in Finance - University of Qld ~ Bachelor of Commerce with a Major in Finance - University of Qld ~ Master of Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Timothy Paul Barton | 2002 | Bachelor of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Kaplan Professional (formerly FINSIA) ~ Margin Lending & Geared Investments - Kaplan Professional ~ SMSF Association: SMSF Specialist Advisor Designation - SMSF Association |