This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Elsamad | 2015 | 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy Pty Ltd ~ 2016 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alan Andrew Thuaux | 2004 | 2012 - Graduate Certificate in Commerce (FP Major) - Graduate Certificate (AQF 8) - University of Western Sydney ~ 2016 - Masters of Commerce (Financial Planning Major) - Masters Degree (AQF 9) - University of Western Sydney ~ 2017 - Advanced Diploma Financial Services - Advanced Diploma (AQF 6) - ThreeSixty Education |
| Asta Lea Mccormack | 2018 | 1999 - Bachelor of International Business major Asian Studies & International Marketing minor Economics - Bachelor Degree (AQF 7) - The Flinders University of South Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TRIBECA ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Brett Pitcher | 2000 | 2004 - CFP Certification Program - Professional Designations - Financial Planning Association ~ 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial - Bridging Course - Ethics - Kaplan Professional |
| Cameron Whelan | 2022 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Christine Power | 2005 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Deakin University ~ 1995 - Graduate Diploma of Marketing - Graduate Diploma (AQF 8) - Monash University ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute |
| Claire Boyes | 2018 | 2006 - Year 12 - - Launceston College ~ 2015 - Certificate IV in Business Administration - - OTEN ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2018 - RG 146 - - AIST |
| Craig Raymond Buchanan | 2000 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Danielle Bartlett | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |
| Georgina Cobern | 2018 | 2003 - Certificate III in Business - - Traineeship for the Minister for Health & Human Services ~ 2009 - Certificate IV in Tourism - - TAFE Tasmania ~ 2016 - Certificate IV in Customer Contact - - Commonwealth Bank ~ 2017 - RG 146 - - AIST ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |
| Jared Marc Watkins | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ASFA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of Tasmania |
| Joseph Hala | 2018 | 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2016 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business |
| Mahmut Anil Resuloglu | 2014 | 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2012 - Master of International Business - Masters Degree (AQF 9) - La Trobe University |
| Mark Darren O'neill | 2001 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2003 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integratec ~ 2013 - Diploma of Management - Diploma (AQF 5) - MEGT ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nathan Spear | 2009 | 2009 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Nicholas Gregory | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - University of Tasmania |
| Paul Asselman | 2016 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Commerce (Majors: Financial Planning / International trade & economic policy) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Recshane Sean Moses | 1998 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rhonda Maden | 2003 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Semi Taufa | 2002 | 1998 - Bachelor of Commerce and Adminstration - Bachelor Degree (AQF 7) - Victoria University of Wellington, New Zealand ~ 2005 - Advance Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Tax for Financial Advising - Diploma (AQF 5) - Kaplan Professional |
| Shaun Oscar Heger | 2013 | 2010 - Bachelor of Business (Majors: Finance/Economics & Accounting, Minor: Marketing) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Susan Joyce | 2006 | 2005 - Diploma of Accounting - Diploma (AQF 5) - West Coast TAFE ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Susan Tania Macrae | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |
| Zachary Aaron Lennon | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |