Bombora Advice Pty ltd

AFS License Number
439065
Name
Bombora Advice Pty ltd
ABN/ACN/ARBN
40156250565
Licensee issued
July 10, 2013
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 (pavithra) Manouri Adikaram 2017 2015 - Advanced Diploma of Financial Planning - - Kaplan
 Adam Campbell Smith 1990 2002 - DipFP - - FPA ~ 2011 - FChFP - - AFA ~ 2013 - ChLP - - AFA ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Andrew John Proudfoot 2007 2006 - Bachelor Degree - Economics - - University of Queensland ~ 2006 - Bachelor Degree - Law - - University of Queensland ~ 2006 - Diploma - Financial Services - - Kaplan ~ 2011 - Masters Degree - Taxation and Financial Planning - - University of New South Wales ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Anthony Bourke 2009 2001 - Bachelor of Business - - Swinburne University ~ 2006 - Diploma of Financial Planning - - Mentor Education
 Benjamin James Day 2014 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Pinnacle Financial Services Academy
 Cameron John Peck 2003 1998 - Bachelor of Business (Accounting) - - Monash University ~ 2001 - Chartered Accountants - Professional Designations - Institute of Chartered Accountants Australia ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Chengzhen How 2015 2011 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Christopher Robert Matlock 1996 1994 - Bachelor of Business (Acc) - - RMIT ~ 1997 - Diploma of Financial Planning - - RMIT ~ 1999 - Certified Financial Planner - - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Corey James Evans 2018 2018 - RG146 knowledge areas met, working towards Bachelor of Commerce - - Griffith University ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University
 Damien Paul Diggle 2010 2007 - Diploma - Financial Planning - - Kaplan ~ 2013 - Certificate - Approved Listed Product Advisor - - Kaplan
 David Bourke 1990 2004 - Estate Planning - - IntegraTec ~ 2018 - Diploma of Financial Planning - - Kaplan
 David Mackenzie Keavney 2005 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Douglas Peter Frith 2008 1999 - Bachelor Degree - Economics - - University of Queensland ~ 2006 - Diploma - Financial Planning - - Kaplan
 Garth John Mclardie 2011 2000 - Diploma in Financial Planning - - Financial Planning Association Australia
 James Patterson 1999 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca
 Jamie Lewis 2016 2013 - Bachelor of Commerce - - University of Melbourne ~ 2015 - RG146 - - Mentor Education
 Jason Joseph Turner 2011 2011 - Bachelor of Finance (Finance) - - La Trobe University ~ 2011 - Diploma of Financial Services - - RMIT ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Jeffrey Guy Lanyon 2012 2002 - RG146 Managed Investments- Securities - Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Diploma of Financial Planning FNS50610 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced of Diploma Financial Planning FNS60415 - Diploma (AQF 5) - Kaplan Australia
 John Filippone 1998 1992 - Bachelor of Business (Banking and Finance) - - Victoria University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Economic &Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Client Engagement Skills - Graduate Diploma (AQF 8) - Kaplan Professional
 Kristen Catherine Agius 2018 2018 - Diploma of Financial Planning - - IIT ~ 2019 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong Australia
 Kristy Mitchell 2011 2011 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Central Queensland University
 Larissa John Tapsall 2018 2017 - Diploma of Financial Planning - - Kaplan Professional
 Leslie Thomas Wigginton 2002 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Certified Insurance Professional (CIP) - Certificate (AQF 1-4) - Australian and New Zealand Institute of Insurance and Finance ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Luke Considine 2007 2004 - Bachelor Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Advanced Diploma Financial Services (Financial Planning) FNB50802 - Advanced Diploma (AQF 6) - Aust. & NZ Institute of Insurance & Finance ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA)
 Luke Towers 2016 2011 - Bachelor of Commerce - - University of Western Australia ~ 2011 - Bsc of Commerce - - UWA ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan ~ 2016 - Master of Financial Planning - - Kaplan ~ 2016 - Masters of Financial Planning - - Kaplan ~ 2017 - Certified Financial Planner - - FPA ~ 2017 - Certified Financial Planner - - Financial Planning Association
 Mark Adrian Butler 2004 2004 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment Pty Ltd
 Mark Femia 2011 2009 - Diploma of Financial Planning - - Mentor Education Group
 Mark Staggs 2001 2001 - Diploma - Financial Planning - - Tribeca
 Mark William Everingham 2001 2004 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner Education Program - - FPA ~ 2009 - Certified Financial Planner - - FPA ~ 2010 - Life Risk Specialists (LRS) - - FPA ~ 2012 - Accredited Estate Planning Strategist (AEPS) - - FPA
 Matthew Gates 2002 1994 - Bachelor of Health Science (Human Movement) - - The University of New England ~ 2013 - Associate Chartered Financial Practitioner (AChFP) - - Mentor ~ 2016 - Advanced Diploma of Financial Planning - - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Michael John Rollinson 1994 1998 - Diploma of Financial Planning - - Deakin ~ 2003 - Company Directors Diploma - - AICD ~ 2008 - MBA - - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Miguel Frances 2009 2004 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment
 Morris Richard Winestone 2005 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca (Kaplan)
 Noah Langerak 0 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
 Oliver Allan Wicks 0 2024 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University
 Pamela Elizabeth Pitt 2010 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Australian Taxation Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2022 - Commercial Law for Tax (financial) Advisers - Other - AAMC Training Group
 Paul Anthony Taylor 2013 2013 - 922 Derivatives & Skills - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Diploma Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2013 - Securities & Managed Investments - Diploma (AQF 5) - Kaplan Australia
 Paul Milbourne 2007 2007 - Diploma of Financial Services (Financial Planning) - - AMP Financial Planning Pty Ltd ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Financial Adviser Exam - Other - ASIC ~ 2021 - Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Peter Blassis 1994 1990 - Bachelor of Arts - - Monash University ~ 1992 - Post Graduate Diploma of Public Policy with Thesis - - University of Melbourne ~ 2004 - Diploma of Financial Advising - - Finsia ~ 2013 - Self Managed Super Funds - - Mentor
 Rory James Mackenzie 2003 2000 - Bachelor of Commerce - - University of New England - Armidale ~ 2003 - Diploma of Financial Services (FP) - - Integratec
 Ryan Adam Dean 2000 2001 - Advanced Investment Planning - - FPA ~ 2001 - Risk management - - Integratec ~ 2001 - Superannuation and Retirement Planning - - Integratec ~ 2001 - Taxation Planning - - FPA ~ 2010 - Diploma of Business Management - - Swinburne
 Samuel Coutts 0 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University
 Scott Reid 2013 2011 - Bachelor of Commerce - - University of Western Australia ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional
 Shane Bryan Coutts 1986 1997 - Financial Planning Principles & Practice - - Securities Institute ~ 2002 - Diploma of Financial Planning - - Integratrec ~ 2002 - Investment Planning 2 - - Integratec ~ 2003 - Estate Planning - - Integratec ~ 2004 - Financial Plan Construction & Review - - Tribeca
 Simon Gordon 2004 1997 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2005 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty
 Stephen Perera 2005 2004 - Advanced Diploma of Accounting - - New South Wales TAFE ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Stephen William Beetham 1979 1978 - Diploma AAI Life Insurance - - Insurance Institute of Victoria ~ 2001 - Diploma of Financial Planning - - Kaplan Education Australia
 Steven Cacciottolo 2008 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2012 - Self Managed Super Funds - Other - Kaplan professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd
 Tanuja Ajanthi Pirie 1998 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Planning FNB50802 - Diploma (AQF 5) - Integratec Training ~ 2005 - Advanced Diploma of Financial Planning)FNB60402 - Advanced Diploma (AQF 6) - Aust. & NZ Institute of Insurance & Finance
 Travis Bailey 2000 2013 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Tristan Alexander Strange 2018 2018 - Diploma of Financial Planning - - Mentor Education
 Tyler Scarce 2016 2014 - Bachelor of International Business - - La Trobe University ~ 2016 - Bachelor of Business-Major in Financial Planning - - RMIT ~ 2017 - Advanced Diploma of Financial Planning - - IIT
 Uyen Pham Thuy Nguyen 2000 1997 - Bachelor of Arts - - Melbourne University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2009 - Diploma Financial Services (financial Planning) - - Kaplan