This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Chan | 2014 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma in Professional Accounting - University of Melbourne ~ Self Managed Superannuation Funds - Integrity Education Group |
| Brennan Mitchell | 2010 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Planning - Mentor Education ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan Professional |
| Callum Michael Robertson | 2021 | Bachelor of Business (Finance) - Swinburne University of Technology ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Charissa-lo Jacobs | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Postgraduate Diploma in Financial Planning - University of the Free State |
| Danny Tortul | 1997 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - RMIT University ~ Diploma of Financial Planning - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Hayley Ann Morris | 0 | Bachelor of Commerce - Deakin University ~ Ethics and Professionalism - Deakin University ~ Graduate Diploma of Financial Planning - Deakin University |
| James Garth Macnish | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of New England ~ FPC002B Ethics and Professionalism in Financial Advice: Ethics for Professional Advisers - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Finance and Banking - Swinburne University |
| Jason Joseph Turner | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance (Finance) - La Trobe University ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Diploma of Financial Services - RMIT ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jie Zhu | 2010 | Advanced Diploma of Financial Planning - Kaplan Profesional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Bachelor of Commerce (Accounting) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan Profesional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Profesional ~ Margin lending - Kaplan Professional ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Fund - Kaplan Professional |
| Kirsten Genter | 2007 | Advanced Diploma of Financial Planning - Kaplan Education ~ Diploma of Financial Services - Kaplan ~ Graduate Diploma Of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Natalie Lackner | 2010 | Bachelor of Commerce - Deakin University ~ Diploma Financial Services (Financial Planning) - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Sakshi Bagaria | 2018 | Accredited Listed Product Adviser - Kaplan ~ Bachelor of Science (Class Honours in Economics and Finance) - University of London ~ Diploma of Financial Planning(FNS50615) - Monarch Institute ~ FASEA Exam - FASEA |
| William Wilson | 2012 | Advanced Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Diploma of Financial Services (Financial Planning) - Integrity Education Group ~ Graduate Certificate of Financial Planning - Griffith University ~ Margin Lending - Integrity Education Group ~ Self Managed Super Funds - Financial Education Professionals |
| YI Mon Min | 2024 | Bachelor of Commerce - Deakin University |
| Zoe Ghribeh | 2013 | Diploma of Financial Planning - Kaplan ~ Self Managed Super Fund Course - Kaplan |