This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Chan | 2014 | 2005 - Bachelor of Commerce - - University of Melbourne ~ 2007 - Graduate Diploma in Professional Accounting - - University of Melbourne ~ 2014 - Diploma of Financial Planning - - Integrity Education Group ~ 2014 - Self Managed Superannuation Funds - - Integrity Education Group ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group |
| Brennan Mitchell | 2010 | 2009 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2015 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Callum Michael Robertson | 2021 | 2018 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2019 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Charissa-lo Jacobs | 2018 | 2007 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chunxia Zhang | 2013 | 2007 - Bachelor of Commerce - - Macquarie University ~ 2012 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Kaplan |
| Danny Tortul | 1997 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hayley Ann Morris | 2024 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Ethics and Professionalism - Bridging Course - Ethics - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| James Garth Macnish | 2018 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New England ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Master of Finance and Banking - Masters Degree (AQF 9) - Swinburne University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice: Ethics for Professional Advisers - Bridging Course - Ethics - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Masters Degree (AQF 9) - Kaplan Professional |
| Jie Zhu | 2010 | 2007 - Bachelor of Commerce (Accounting) - - Macquarie University ~ 2007 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Master of Applied Finance - - Macquarie University ~ 2008 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Profesional ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Profesional ~ 2014 - Self Managed Superannuation Fund - - Kaplan Professional ~ 2015 - Margin lending - - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Profesional |
| Kate Frances Lansbury | 2018 | 2017 - Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kirsten Genter | 2007 | 2008 - Diploma of Financial Services - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Education ~ 2022 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Natalie Lackner | 2010 | 2010 - Bachelor of Commerce - - Deakin University ~ 2010 - Diploma Financial Services (Financial Planning) - - International Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sakshi Bagaria | 2018 | 2012 - Bachelor of Science (Class Honours in Economics and Finance) - - University of London ~ 2017 - Diploma of Financial Planning(FNS50615) - - Monarch Institute ~ 2018 - Accredited Listed Product Adviser - - Kaplan ~ 2020 - FASEA Exam - Other - FASEA |
| Skei Grace Harper | 2000 | 2002 - DAFP1 Entry Level Competencies - - Kaplan ~ 2016 - Life Insurance Adviser (Personal Advice) - - Mentor ~ 2016 - Superannuation Adviser (Personal Advice) - - Mentor ~ 2016 - Tier 1:Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| William Wilson | 2012 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integrity Education Group ~ 2016 - Margin Lending - Other - Integrity Education Group ~ 2016 - Self Managed Super Funds - Other - Financial Education Professionals ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| YI Mon Min | 2024 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Zoe Ghribeh | 2013 | 2012 - Diploma of Financial Planning - - Kaplan ~ 2013 - Self Managed Super Fund Course - - Kaplan |