This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Stuart Colvin | 2018 | 2015 - Bachelor of Commerce - - University of Western Australia ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Ben Kirou | 2007 | 2003 - Bachelor Of Commerce (Finance and Accounting) - - University of Western Australia |
| Conor Samuel Garry Ryman | 2018 | 2018 - Bachelor of Commerce - - Curtin University |
| Dillon John Hellmrich | 2018 | 2016 - Bachelor of Commerce - - The University of Western Australia ~ 2018 - Graduate Certificate in Finance - - The University of Western Australia ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Matthew Gary Robertson | 2006 | 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Rachelle Anne Misich | 2018 | 2002 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2007 - Certified Financial Planner - Other - Financial Planning Association of Australia |
| Troy Francis Culloton | 2023 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Certified Financial Planner - Other - Financial Planning Association ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |