This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Christopher | 2000 | Bachelor of Economics - University of New England ~ Diploma of Financial Planning - FPA ~ Kaplan - Self Managed Superannuation Funds |
| Adrian Evan Mccarthy | 1999 | Bachelor of Business (Accounting and Finance) - Edith Cowan University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance (Major in Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional |
| Andrew David Moo | 1996 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Angela Nicole Dignam | 2008 | FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Fellow Chartered Financial Practioner (FChFP) - Association of Financial Advisers (AFA) ~ Fellow Chartered Financial Practioner (FChFP) - Association of Financial Advisers (AFA) ~ Fellow Chartered Financial Practioner (FChFP) - Association of Financial Advisers (AFA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Angus Carson Dowling | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance) - Swinburne University of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Commerce (Financial Planning) - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional |
| Angus Frederick Stevenson | 2017 | Bachelor of Arts Major in History & International Relations - Australian National University ~ Bachelor of Commerce Major in Finance - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australian ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds - Monarch Institute |
| Anthony Shear | 1998 | Diploma of Financial Planning - FPA ~ Margin Lending and Geared Investments - Kaplan |
| Ashley William Nicol | 1999 | Bachelor Business (HONS) - Edith Cowan University ~ Certified Financial Planner Program - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Advisor - Self Managed Super Fund Association ~ Self Managed Superannuation Funds - Tribeca |
| Benjamin Bryant | 2011 | Diploma of Financial Services (Financial Planning) - International Institute of Technology (IIT) ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology (IIT) ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ FPC007B Client Engagement Skills - Kaplan ~ FPC007B Client Engagement Skills - Kaplan ~ Self Managed Superannuation Funds - International Institute of Technology (IIT) ~ Self Managed Superannuation Funds - International Institute of Technology (IIT) |
| Brendan Scott Oakes | 2004 | Diploma of Financial Services (Financial Planning) - Integratec ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Specialist SMSF Course - SuperConcepts & ICFS |
| Brenton Jones | 2008 | Advanced Diploma of Financial Services (Financial Planning) - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia Pty Ltd |
| Bruce Brammall | 2007 | Advanced Diploma in Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Cameron David Patterson | 2010 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Charlene Byne | 2018 | Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Diploma of Financial Planning FNS50615 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Charles Hamish Gow | 2008 | Bachelor of Business (Accounting) - Curtin University of Technology ~ Bachelor of Business (Accounting) - Curtin University of Technology ~ Bachelor of Business (Accounting) - Curtin University of Technology ~ Chartered Accountant - The Institute of Chartered Accountants ~ Chartered Accountant - The Institute of Chartered Accountants ~ Chartered Accountant - The Institute of Chartered Accountants ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Chris David Puddy | 2009 | Bachelor of Business - Griffith University ~ Diploma of Financial Advising - Securities Institute |
| Christian Byron Allen Golding | 1999 | Bachelor of Economics - The University of Western Australia ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Applied Finance and Investment - Finsia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Christopher John Connolly | 2001 | Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Clayton Reimers | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce Finance Stream & Economics - Murdoch University ~ Diploma of Financial Service(Financial Planning - Kaplan Professional Educatiom ~ Ethics and Professionalism in Financial Markets - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Craig Anthony Woodman | 2000 | Certificate in Applied Self Managed Superannuation Fund Advice - Tower Trust ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Margin Lending and Geared Investments - Kaplan Professional |
| Craig Murray Charnley | 2015 | Bachelor of Business - Edith Cowan University ~ Diploma Financial Planning DFP1-4 - Financial Planning Association (FPA) |
| Daniel Graham Boote | 2006 | Bachelor Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) |
| Daniel John Patterson | 2007 | Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Diploma of Business Studies - TAFE - West Coast College ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| David Romanovski | 2010 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Business (Applied Economics) - Victoria University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Finsia ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Dean Anthony Alden | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Integratec |
| Donghong HE | 2010 | Graduate Diploma of Financial Planning - Finsia ~ Margin Lending and Geared Investments - Kaplan ~ Master of Applied Finance - Macquarie University ~ Self Managed Superannuation Fund - Kaplan |
| Francois DU Toit | 1998 | Diploma of Financial Services (Financial Planning) - AAMC Training Group |
| Frederick William Sawarde | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Gineline Sinlao Abuda | 2006 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics and professionalism in Financial Advice - Kaplan Professional |
| Gordon Mcroberts | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education Group ~ Advanced Diploma of Financial Services (Financial Planning) - RG146 Mentor Education Group ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Gregory Byron Davis | 2004 | CFP Education Program - Financial Planning Association of Australia ~ CFP Education Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending Specialist - Kaplan Professional ~ Margin Lending Specialist - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional ~ SMSF Regulations and Taxation - Kaplan Professional |
| Ian David Wood | 2004 | Bachelor of Business - Deakin University ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Ian Lennox Davies | 1995 | Bachelor of Business - Curtin University ~ Certified Financial Planner Program - Financial Planning Association of Australia ~ Chartered Accountant - Institute of Chartered Accountants ~ Diploma in Financial Planning - Royal Melbourne Institute of Technology |
| Imke Reifarth | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Master of Business Adminidtration (Finance) - Universtity of Technology, Sydney ~ Self Managed Superannuation Funds - Kaplan |
| Jade Leslie Dawson | 2007 | ASX Accredited Listed Products Adviser (ALPA) Program - Kaplan ~ Diploma of Financial Service (Financial Planning) - Tribeca ~ Margin Lending & Gearing Investments - Kaplan ~ Master Financial Planning - University of Sunshine Coast ~ Self-Managed Super Accreditation - Kaplan |
| James Weir | 2015 | Bachelor of Agricultural Sciences - La Trobe University ~ Bachelor of Business - LaTrobe University ~ Provide advice in Securitie - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jeffrey Thomas Parkin | 2000 | Certificate IV in Finance & Mortgage Broking - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Jerome Paul | 2018 | Bachelor of Commerce (Accounting & Finance) - Curtin University ~ Diploma Financial Planning FNS50615 - Kaplan Australia ~ FPE020 SMSF Regulations and Taxation - Kaplan Professional |
| Joel Brendan Plowman | 2017 | Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Securities & Mananged Investments - Kaplan ~ Specialist SMSF Course - Super Concepts |
| Joel Michael Kerin | 2017 | Advanced Diploma Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Teir 1 Margin Lending - Personal Advice - Kaplan Professional |
| John Francis Shelton | 2016 | Advanced Diploma of Financial Planning - Integrity Education Group ~ Bachelor of Commerce - The University of Melbourne ~ Bachelor of Engineering - The University of Melbourne ~ DFP4 Securities and Management Investments - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| John Motteram | 2002 | Bachelor of Business - Edith Cowan University (ECU) ~ Bachelor of Business - Edith Cowan University (ECU) ~ Bachelor of Business - Edith Cowan University (ECU) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Karl Hombergen | 2003 | Bachelor of Commerce - Murdoch University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Keith William Sheppard | 2003 | Certified Financial Planner Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University |
| Kelly Greenaway | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SuperConcepts & ICFS Specialist SMSF Course - Super Concepts |
| Leanne Martinez | 2011 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Lindsay George Evans | 2012 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investment - Kaplan |
| Luo YI Lim | 0 | Bachelor of Business (Major in Finance) - Edith Cowan University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Malcolm Stewart | 1994 | Bachelor of Business (major in accounting and computing studies) - Western Australia College of Advanced Education ~ Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Mark Newman | 1994 | Diploma of Financial Planning - Financial Planning Association ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - International Institute of Technology |
| Mark Peter Wenzel | 2000 | Bachelor of Commerce - Bond University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - Pinnacle Financial Services Academy ~ SMSF Specialist Advisor (SSA) - SMSF Association |
| Mark Rich | 2000 | Bachelor of Business (Double Major in Accounting & Finance) - Edith Cowan University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan professional ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - International Institute of Technology |
| Mark Simon Crowe | 2008 | Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Matthew Thomas Burton | 2003 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - International Institute of Technology |
| Melissa Mary Morris | 2008 | Diploma of Financial Planning - Kaplan Education Pty Ltd ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan Professional |
| Michael Denis Williams | 2000 | Bachelor of Laws - James Cook University ~ DFP 1, 2, 3, 4, 5, 6, 7 - FPA ~ Financial Planning Principles & Practice Course - Securities Institute ~ Margin Lending and Geared Investments - Kaplan ~ RG146 Licensing Compliance: Self Managed Super Funds - Financial Education Professionals Pty Ltd |
| Michael Scorer | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Integratec ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Murray John Fisher | 2011 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - The National Finance Institute ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Ninoslav Anthony Matkovic | 2009 | Diploma of Financial Services (Financial Planning) - Tribeca ~ Estate Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Taxation Planning - Kaplan |
| Patrick Cork | 1987 | CFP Plan PLUS Practice KNowledge Exam (PKE) (Special Entry A Pathway) - Financial Planning Association (FPA) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Master of Business Administration - UWA ~ SuperConcepts & ICFS Specialist SMSF online course - Super Concepts |
| Paul Austin Creedon | 2000 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Paul Johnson | 1998 | Bachelor of Financial Administration - The University of New England ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Margin Lending - Kaplan |
| Paul Robertson | 2005 | Advanced Strategies for Self Managed Superannuation - ThreeSixty ~ Bachelor of Commerce (Economics and Finance) - Curtin University ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - MLC |
| Paul Stephen Williams | 2011 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan Professional |
| Peter Michael Monnock | 1969 | Entry Level Competencies - Tribeca ~ Entry Level Competencies - Tribeca ~ Risk Management - Kaplan ~ Risk Management - Kaplan |
| Robert Ivanovski | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Finance/Banking) - Charles Stut University ~ Diploma of Financial Services (Financial Planning) - Finsia ~ Specialist Knowledge in Self Managed Superannuation Funds - International Institute of Technology |
| Robert John Prince | 1997 | Bachelor of Commerce - Curtin University ~ Bachelor of Commerce Finance - Curtin University ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Robert Nixon | 2004 | Bachelor of Commerce - Melbourne University ~ Margin Lending and Geared Investments - Kaplan Professional ~ RG 146 (PS 146) Compliant in Generic Knowledge, Financial Planning, Superannuation & Life Insurance - Tribeca Learning Australia ~ RG 146 (PS 146) Compliant in Managed Investments, Self Managed Superannuation Funds & Securities - Tribeca learning Australia |
| Russell Owen | 2004 | Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Shaena Snyman | 0 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Shane Light | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Finsia ~ Margin Lending and Geared Investments - Kaplan ~ RG146 Licensing Compliance: Self-managed Superannuation Funds - Financial Education Professionals |
| Sharon Tee | 2003 | CFP - Certified Financial Planner - Financial Services ~ DFP2 - Risk Management & Insurance Planning - FPA ~ DFP3 - Investment Planning - Fundamentals - FPA ~ Superannuation & Retirement Planning - Integratec |
| Shelley Janet Fisher | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ SuperConcepts & ICFS Specialist SMSF Online Course - SuperConcepts |
| Simon Clark Montgomery | 2001 | Graduate Diploma of Applied Finance and Investment - FINSIA ~ Insurance Risk Management - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Fund - Kaplan ~ Tier 1 Securities and Managed Investments - Kaplan |
| Simon Mervyn Croxton | 1998 | Diploma of Financial Planning - Financial Planning Association of Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Steven Cacciottolo | 2008 | Advanced Diploma of Financial Planning - Mentor Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Self Managed Super Funds - Kaplan professional |
| Stuart Hillier | 2008 | Adviser compliance Solution - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan ~ PS 146 Compliance Programme - Finsia ~ Principles in Self Managed Superannuation Funds - International Institute of Technology |
| Stuart Howard Whittle | 1993 | Diploma of Financial Planning - Financial Planning Association |
| Svetlana Vrzovski | 1994 | Bachelor of Economics - The University of Western Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma of Economics - The University of Western Australia ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Thuy Anh Thi Nguyen | 2011 | Bachelor of Business (Financial Risk Management) - Victoria University ~ Diploma of Business (Banking & Finance) - Victoria University |
| Todd Elliott Rowson | 2002 | Diploma of Financial Services (Financial Planning) (FNB50802) - Financial Services Training & Assessment Pty Ltd ~ Margin Lending Adviser (Personal Advice) - Mentor Education ~ Master of Business Adminstration - Swinburne University of Technology ~ Self Managed Superannuation Funds - Kaplan Professional |
| Troy Andrew Williams | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial PLanning - Kaplan Professional |
| Vicki Ann Lamp | 1994 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Wayne Hitchens | 2008 | Diploma of Financial Services (Financial Planning) - RG146 Training Australia ~ Self Managed Superannuation Funds - International Institute of Technology |
| William Charles Bray Cant | 2021 | Bachelor of Commerce (Financial Planning & Management) - University of Wollongong ~ Master of Financial Planning - Kaplan Professional |
| William Declan Hackett | 1997 | Diploma of Financial Planning - Financial Planning Association of Australia ~ FPC002b Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |