This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Schlipalius | 1999 | 2001 - Diploma of Financial Markets - - FINSIA/Securities Institute ~ 2005 - Bachelor of Business - - Central Queensland University ~ 2011 - Geared Investments - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Adam Spicer | 2013 | 2006 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monashi University ~ 2009 - Diploma of Financial Services ( Financial Planning) - - Kaplan Professional ~ 2014 - ASX ADA 1 - - Kaplan Professional ~ 2015 - Margin Lending -Knowledge Only - - Kaplan |
| Adam Steven Routledge | 2016 | 2011 - RG 146 - - Stockbrokers Association of Australia ~ 2011 - Securities & Managed Investment Accreditation Program - - Stockbrokers Association of Australia |
| Adrian Cool | 1998 | 1990 - Bachelor of Commerce - - University of Queensland ~ 1994 - Chartered Accounting - - Institute of Chartered Accountants in Australia |
| Adrian Wesley Leppinus | 2015 | 2003 - GRADUATE DIPLOMA OF APPLIED FINANCE & INVESTMENT - - FINSIA ~ 2008 - Accredited derivatives Adviser ADA 1 - - ASX ~ 2011 - Margin Lending and Geared Investements - - Kaplan Professional |
| Alexandar Bowes Hay | 2004 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN PRIME ~ 2003 - SUPERANNUATION ACCREDITATION PROGRAM - - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2010 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2019 - Bachelor of Business (Manufacturing Management) - Bachelor Degree (AQF 7) - Monash University |
| Alexander Charles Faulkner | 2023 | 2020 - Business Major in Finance - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - KAPLAN Professional ~ 2024 - Accredited Derivatives Adviser Level 1 (ADA1) Accreditation Program - Other - Kaplan |
| Alexander Stevenson Hamilton | 2009 | 2010 - Accredited Derivatives Adviser - Level 1 - - Kaplan Education Pty Ltd ~ 2010 - Margin Lending Accreditation Program - - Stockbroker Association of Australia / DeakinPrime ~ 2010 - Professional Diploma in Stockbroking - - Stockbroker Association of Australia / DeakinPrime ~ 2010 - Superannuation Accreditation Program - - Stockbroker Association of Australia / DeakinPrime ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Alison Kolb | 2016 | 2010 - Bachelor of Commerce - - Griffith University ~ 2011 - RG 146 Securities and Managed Investment - - Stockbrokers Association of Australia ~ 2012 - ADA Level 1 - - Stockbrokers Association of Australia ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2015 - Margin Lending Accreditation Program - - Deakin Prime |
| Alison Perrott | 1989 | 1989 - Bachelor of Business (Finance & Economics) - - University of Technology, Sydney ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2008 - ASX/ACH Responsible Executive - - ASX ~ 2008 - Superannuation Accreditation - - RMIT University ~ 2014 - Company Directors Course - - Graduate Australian Institute of Company Directors |
| Amelia Teasdale | 2005 | 1995 - Bachelor of Commerce - - The University of Sydney ~ 2002 - Chartered Accountant - - Institute of Chartered Accountants in Australia ~ 2003 - Graduate Diploma of Applied Finance and Investment - - Kaplan ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2012 - Superannuation Accreditation - - Stockbrokers Association of Australia |
| Andrej Wojciechowski | 1986 | 1986 - Securities Industry Economics - - Securities Institute of Australia ~ 1986 - The Australian Stock Market - - Securities Institute of Australia ~ 1989 - Fixed Interest Investment - - Securities Institute of Australia ~ 2002 - Investment Planning 1 - - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Andrew Davidson Bourke | 2018 | 2001 - Bachelor Of Economics - - University of Queensland ~ 2019 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan |
| Andrew Griffith | 2009 | 2007 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2007 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2009 - ADA Level 1 - - Kaplan ~ 2011 - Margin Lending Accreditation - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Andrew Han | 2010 | 2006 - Bachelor of Arts (Japanese Studies) - - University of Sydney ~ 2011 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia ~ 2013 - ADA Level 1 - - Kaplan |
| Andrew Holmes | 1999 | 2002 - Bachelor of Business (Accounting) - - Swinburne University ~ 2003 - Superannuation Accreditation - - Securities & Derivatives Industry Association ~ 2004 - ADA Level 1 & 2 - - Kaplan |
| Andrew John Smith | 1998 | 2001 - CERTIFIED FINANCIAL PLANNER - - FINANCIAL PLANNING ASSOCIATION ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2017 - Tax (Financial) Adviser - - TAX PRACTITIONERS BOARD ~ 2021 - Financial Advisers Exam - Other - FASEA |
| Andrew Joseph Ventura | 2018 | 2016 - BACHELOR OF APPLIED FINANCE - - MACQUARIE UNIVERSITY ~ 2016 - BACHELOR OF ECONOMICS - Bachelor Degree (AQF 7) - MACQUARIE UNIVERSITY ~ 2018 - ACCREDITED DERIVATIVES ADVISER 1 & 2 - Certificate (AQF 1-4) - KAPLAN ~ 2018 - Core 1 Securities & Managed Investments Accreditation Program - Other - Stockbrokers and Financial Advisers & Western Sydney University ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew Scott Green | 2011 | 1994 - Bachelor of Civil Engineering - - University of Western Australia ~ 2006 - Graduate Certificate in Oil & Gas Engineering - - University of Western Australia ~ 2011 - Margin Lending Accreditation - - DeakinPrime ~ 2013 - Diploma of Financial Planning - - Kaplan |
| Andrew Tate | 2007 | 2008 - ADA Level 1 & 2 - - Kaplan ~ 2011 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2014 - Diploma of Financial Planning - - Kaplan |
| Andrew Zannettides | 2017 | 2013 - Bachelor of Business & Commerce - - University of Western Sydney ~ 2015 - RG146 - - Stockbrokers Association ~ 2016 - ADA 1 - - Stockbroker Association ~ 2017 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN |
| Angus Bligh | 1995 | 1992 - Bachelor of Economics - - University of Queensland ~ 2001 - Graduate Diploma of Financial Markets - - Financial Services Institute of Australasia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Angus Sexton | 2000 | 1998 - Certificate in Financial Markets - - Securities Institute of Australia ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Certified Financial Planner - - Deakin University |
| Anne Frances Williamson | 2006 | 1995 - Bachelor of Commerce - - University of Queensland ~ 1997 - Bachelor of Economics - - The University of Queensland ~ 2007 - ADA Level 1 & 2 - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan |
| Anthony Edward Paterno | 2001 | 1997 - Bachelor of Science - - Monash University ~ 2002 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia ~ 2005 - ADA Level 1 & 2 - - Kaplan |
| Anthony Ives | 1993 | 1992 - Bachelor of Economics - - La Trobe University ~ 1993 - Postgraduate Diploma in Finance - - University of Melbourne ~ 1996 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2014 - Accredited Derivatives Adviser - Level2 - - Australian Securities and Investments Commission ~ 2014 - Fixed Income Course - - FIIG |
| Anthony Mark Nuccio | 1993 | 1978 - Bachelor of Science - - University of Melbourne ~ 1985 - Master of Business Administration - - University of Melbourne ~ 1989 - Diploma of Applied Finance - - Securities Institute of Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anthony Robert Board | 2006 | 1992 - Bachelor of (Hons) Economics - - University of Portsmouth ~ 1992 - Master of Economics - - Macquarie University ~ 1996 - ACII - - Chartered Insurance Institute ~ 2002 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anthony Teasdale | 2012 | 1998 - Bachelor of Commerce - - Monash University ~ 2004 - Master of Applied Finance - - Macquarie University ~ 2012 - Securities and Managed Investments - - Stockbrokers Association of Australia ~ 2013 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2014 - ADA Level 1 - - Kaplan |
| Anthony Ward | 2003 | 1988 - Bachelor of Business - - Southern Cross University |
| Anthony William Hattersley | 2011 | 2007 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2010 - ADA Level 1 & 2 - - Kaplan ~ 2011 - Professional Diploma of Stockbroking - - Deakin University ~ 2013 - Diploma of Financial Planning - - Kaplan |
| Antony Pupovac | 1999 | 1994 - Bachelor of Business - - Southern Cross University ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner - - Deakin University ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Self Managed Superannuation Funds Accreditation - - Cavendish |
| Benjamin Francis Leeden | 2001 | 1994 - Bachelor of Arts (Economics) - - University of New South Wales ~ 1998 - Bachelor Of International Finance (Accounting) - - Griffith University ~ 2000 - ADA Level 1 & 2 - - ASX ~ 2002 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| Benjamin Hackett | 2018 | 2015 - DIPLOMA OF FINANCIAL PLNNING - - MONARCH INSTITUTE ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong Australia ~ 2023 - Accredited Derivatives Adviser Level 1 - Certificate (AQF 1-4) - Kaplan ~ 2023 - Accredited Derivatives Adviser Level 2 - Certificate (AQF 1-4) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Benjamin John Taylor | 2009 | 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2017 - Advanced Diploma of Financial Planning - - KAPLAN Professional ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Benjamin Prisk | 2002 | 2003 - Diploma in Financial Planning - - Deakin University ~ 2006 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2014 - Graduate Diploma of Applied Finance - - Kaplan Professional ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Benjamin Randolph Ellwood | 2006 | 2005 - BACHELOR OF COMMERCE - - DEAKIN UNIVERSITY ~ 2007 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - TRIBECA ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Brec Fenton | 2003 | 1997 - Bachelor of Business (Management) - - Queensland University Technology ~ 2001 - Diploma of Applied Finance - - Securities Institute of Australia ~ 2005 - ADA Level 1 & 2 - - Kaplan |
| Brent Leigh Chiuchiarelli | 2018 | 2002 - dip banking finance - - swinburne uni ~ 2004 - BACHELOR OF BUSINESS - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - dip financial services - - la trobe university ~ 2009 - afa 1 ada 2 - - kaplan ~ 2010 - RG146 - - kaplan ~ 2010 - rg146 - - Kaplan ~ 2012 - Advanced Diploma - - united kingdom ~ 2018 - CISI - - United Kingdom |
| Brenton Howard | 1991 | 1994 - Graduate Diploma of Applied Finance and Investment - - The Securities Institute of Australia ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2013 - Fixed Income Course - - FIIG ~ 2014 - Level 2 Accredited Derivatives Adviser - - Kaplan |
| Brett Anthony Smith | 1995 | 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Brett Morris Waller | 2000 | 2009 - Certified Financial Planner - - FPAS Singapore ~ 2010 - Life Risk Specialist - - Deakin University ~ 2012 - Professional Diploma in Stockbroking - Diploma (AQF 5) - SAFAA ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Masters in Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Brodie Hussain | 2008 | 2003 - BACHELOR OF ECONOMICS - - UNIVERSITY OF NEWCASTLE ~ 2003 - BACHELOR OF FINANCE - - UNIVERSITY OF NEWCASTLE ~ 2007 - Diploma of Financial Services (Financial Planning) - Graduate Diploma (AQF 8) - Tribeca ~ 2009 - ACCREDITED DERIVATIVES ADVISER LEVEL 1 - - KAPLAN PROFESSIONAL ~ 2017 - TAX (FINANCIAL) ADVISER - - TAX PRACTITIONERS BOARD |
| Bryce Ian Appleton | 1998 | 1987 - Bachelor of Business (Accounting) - - Monash University ~ 1997 - Diploma of Financial Planning - - Deakin University ~ 2004 - ADA Level 1 - - Tribeca |
| Callan Trew | 2010 | 2011 - Bachelor Of Management (Finance & Financial Planning) - - Deakin University ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2012 - ADA Level 1 - - Kaplan |
| Callum Bryant | 2024 | 2018 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - UNSW ~ 2018 - Bachelor of Economics - Bachelor Degree (AQF 7) - UNSW ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cameron Spears | 2002 | 2001 - Bachelor of Business - - University of South Australia ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Graduate Diploma of Applied Finance & Investment - - Financial Services Institute of Australasia |
| Campbell Adam Thompson | 1998 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN UNIVERSITY ~ 2003 - SUPERANNUATION ACCREDITATION PROGRAM - - RMIT UNIVERSITY ~ 2004 - ACCREDITED DERIVATIVES ADVISER LEVEL 1 - - AUSTRALIAN STOCK EXCHANGE ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2010 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Catherine Kim Duc | 2010 | 2006 - DIPLOMA IN FINANCIAL SERVICES - - TRIBECA ~ 2009 - ESTATE PLANNING - - KAPLAN PROFESSIONAL ~ 2010 - MARGIN LENDING & GEARED INVESTMENTS - - KAPLAN PROFESSIONAL ~ 2012 - ADVANCED DIPLOMA OF FINANCIAL PLANNING - - KAPLAN PROFESSIONAL |
| Charles Edward Chirnside | 2002 | 1996 - Bachelor of Commerce - - Deakin University ~ 2002 - Accredited Derivatives Adviser Level 2 Exam - - Australian Stock Exchange ~ 2003 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Charles Francis Heerey | 2003 | 1995 - BACHELOR OF ECONOMICS - - MONASH UNIVERSITY ~ 2002 - Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2004 - ASX DERIVATIVES ACCREDITATION - - AUSTRALIAN FINANCIAL MARKETS ASSOCIATION ~ 2009 - Business - Graduate Certificate (AQF 8) - Queensland University of Technology |
| Charles Holst | 2012 | 2009 - SECURITIES DERIVATIVES INDUSTRY ASSOCIATION (SDIA) ACCREDITATION PROGRAM - - DEAKIN UNIVERSITY ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2012 - GRADUATE DIPLOMA OF APPLIED FINANCE - Graduate Diploma (AQF 8) - KAPLAN ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Charles Mackinnon | 2000 | 2008 - Securities & Managed Investments Accreditation - - Deakin Prime ~ 2009 - SUPERANNUATION - - RMIT UNIVERSITY ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2014 - LEVEL 2 ACCREDITED DERIVATIVES ADVISER - - AUSTRALIAN SECURITIES & INVESTMENT COMMISSION |
| Chris Christidis | 1998 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN UNIVERSITY ~ 2008 - LEVEL 2 ACCREDITED DERIVATIVES ADVISER - - KAPLAN PROFESSIONAL ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Chris Goodwill | 2014 | 2009 - Bachelor of Arts - - Macquarie University ~ 2010 - DPSC - Securities - - Pinnacle Financial Services Academy ~ 2011 - ADA Level 1 - - Kaplan ~ 2012 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2012 - Superannuation Accreditation - - Stockbrokers Association of Australia |
| Chris Harris | 2003 | 1998 - Bachelor of Financial Administration (Accountancy) - - University of New England ~ 2000 - Master of Commerce (Taxation Studies) - - University of New South Wales ~ 2005 - Certified Practising Accountant - - CPA Australia ~ 2011 - SMSF Specialist Advisor - - Self Managed Super Fund Association |
| Christopher Elliott Jenyns | 2004 | 2002 - Bachelor of Business Banking and Finance - - Queensland University of Technology ~ 2005 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 2007 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2011 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2014 - Diploma of Financial Planning (FNS50611) - - Kaplan Professional Education |
| Christopher James Girgis | 2011 | 2011 - BACHELOR OF ARTS/COMMERCE - - DEAKIN UNIVERSITY ~ 2012 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - KAPLAN ~ 2012 - SUPERANNUATION ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Christopher Joseph Hyde | 2018 | 2019 - Bachelor of Business (Majoring in Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Kaplan - Bridging Course - Ethics - FPC002B Ethics and Professionalism in Financial Advice ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan |
| Christopher Nicholas | 1996 | 1989 - Bachelor of Business (Accounting) - - Chisholm Institute of Technology ~ 1992 - Certified Practicing Accountant - - Certified Practising Accountant Australia ~ 1992 - Certified Practising Accountant - - CPA |
| Christopher Peter Gubbins | 2018 | 2017 - RG 146 - - Financial Education Professionals ~ 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Colin John Russell | 1998 | 1984 - Bachelor of Commerce - - University of New South Wales ~ 1986 - Chartered Accountant - - Member Institute of Chartered Accountants ~ 1992 - Graduate Diploma of Financial Planning - - Financial Services Institute of Australasia |
| Corbin Arthur Edgar | 2024 | 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Courtney Louise Biggs | 2015 | 2007 - Diploma of Financial Services (FP) - - Kaplan Education ~ 2008 - Advanced Diploma of Financial Services (FP) - - Kaplan Education ~ 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Tax (Financial) Adviser - - Tax Practitioners Board |
| Craig Ellis | 2001 | 2003 - Superannuation Module - Other - Royal Melbourne Institute of Technology Business TAFE School ~ 2005 - Managed Investments - Other - Royal Melbourne Institute of Technology Business TAFE School ~ 2010 - Margin Lending Accreditation Program - Other - Stockbrokers Association of Australia ~ 2015 - Statement of Attainment: Generic Knowledge, Securities & Skills - Other - Financial Education Professionals |
| Craig Harvey Webb | 2004 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT - - DEAKIN PRIME ~ 2003 - SUPERANNUATION ACCREDITATION - - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ 2006 - ITS WORKSTATION TRAINING FOR SEATS - - ASX - AUSTRALIAN STOCK EXCHANGE ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Dale Weeks | 2018 | 2007 - PS146 - - SDIA ~ 2012 - ADA 1 - - DEAKIN ~ 2012 - MARGIN LENDING - - DEAKIN |
| Daniel Cimoli | 2004 | 1998 - Bachelor of (Hons) Commerce (Economics) - - Deakin University ~ 2005 - Graduate Diploma of Applied Finance & Investments - - Securities Institute of Australia |
| Daniel Rosenthal | 2012 | 2011 - Bachelor of Commerce (Finance, Financial Planning & Economics) - - Deakin University ~ 2014 - ADA Level 1 - - Kaplan ~ 2015 - RG 146 Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2015 - RG 146 Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2015 - Securities and Managed Investments - - Stockbrokers Association of Australia |
| Darryl Watt | 2011 | 1992 - Bachelor of Business (Accounting & Local Government) - - University of Southern Queensland ~ 2007 - Graduate Diploma of Financial Planning - - University of Sunshine Coast ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Alan Wells | 1999 | 1994 - Bachelor of Business - - Griffith University ~ 1997 - Chartered Accountant - - Institute of Chartered Accountants in Australia |
| David James Campbell | 1998 | 1989 - Business in Economics and Finance - Bachelor Degree (AQF 7) - RMIT Univesity ~ 1998 - Accredited Derivatives Adviser Level 2 Exam - Other - Australian Stock Exchange ~ 2002 - Superannuation Module - Other - Financial Services Institute of Australasia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David James Stewart | 1988 | 1999 - Master of Business Administration - - Macquarie Graduate School of Management ~ 2002 - Master of Commerce - - Macquarie University |
| David Lane | 2010 | 1991 - B Bus (Acct) - - QUT ~ 1993 - Grad Dip App Fin & Investment - - Securities Institute of Australia ~ 2002 - PS146 Compliance in Generic and Specialist Markets - - Korum ~ 2014 - Grad Dip Fin Planning - - Kaplan ~ 2014 - M App Fin - - Kaplan |
| David Mudie Long | 1987 | 1980 - Bachelor of Financial Administration - - University of New England ~ 2008 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2009 - Certified Practising Accountant - - CPA ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| David Wallis | 2000 | 2000 - Bachelor of International Finance - - Griffith University ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2005 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2014 - Fixed Income Course - - FIIG |
| Debra Huntley | 1981 | 1982 - Bachelor of Commerce - - James Cook University of North Queensland ~ 1984 - Post Graduate Diploma - - Securities Institute of Australia ~ 1991 - CPA - - CPA Australia ~ 2001 - Post Graduate Diploma of Financial Planning - - Financial Planning Association of Australia |
| Dominic John Hopkins | 1991 | 1990 - Bachelor of Commerce - - Griffith University ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Douglas William Clarence Read | 2011 | 2003 - Bachelor of Economics - - University of Sydney ~ 2006 - Graduate Diploma of Applied Finance & Investment - - Finsia ~ 2010 - Insurance, Succession & Estate Planning - - Kaplan Higher Education ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide ~ 2015 - Graduate Diploma of Financial Planning - - Kaplan |
| Dwight Clark | 2000 | 1997 - Bachelor Degree - Business - - Edith Cowan University ~ 2002 - Diploma - of Financial Planning - - Deakin University ~ 2004 - Certificate - in Financial Planning - - Financial Planning Association of Australia ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Dylan Andrew Erskine Viney | 2018 | 2010 - Bachelor of Business and Bachelor of Laws - Bachelor Degree (AQF 7) - University of Tasmania ~ 2010 - Bachelor of Business/Bachelor of Laws - - University of Tasmania ~ 2011 - Graduate Diploma of Legal Practice - Graduate Diploma (AQF 8) - University of Tasmania ~ 2016 - RG146 Securities and Managed Investments - - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2018 - RG146 Tier1 Superannuation - Personal Advice - - Kaplan Professional ~ 2018 - SAFAA ADA 1 -Accredited Derivatives Adviser 1 - - Stockbrokers and Financial Advisers Association/Western Sydney University ~ 2018 - SAFAA FX - Roreign Exchange - - Stockbrokers and Financial Advisers Association/Western Sydney University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Edward James Larner | 1998 | 1994 - Bachelor of Business (Economics and Finance) - - RMIT University ~ 1998 - Diploma of Financial Planning - - Deakin University |
| Edward Mcalpin Watson | 2018 | 2016 - Bachelor of Business - - University of Technology Sydney ~ 2016 - Master of Financial Planning - - University of New South Wales |
| Emilia Seto | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2013 - Masters in Applied Finance (MAppFin) - - Kaplan ~ 2014 - ADA Level 1 - - Deakin Prime |
| Emma Trengove | 1995 | 1995 - Bachelor of Commerce - - University of Adelaide ~ 2000 - Graduate Diploma in Applied Finance and Investment - - Securities Institute |
| Eric Wong | 1996 | 1985 - Bachelor of Commerce - - UNSW ~ 2001 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Evan John Cardiff Lewis | 1986 | 2002 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Florin Clopovschi | 2013 | 2013 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2013 - SECURITIES & MANAGED INVESTMENTS ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2014 - SUPERANNUATION ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2015 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - DEAKIN PRIME |
| Francesco De-stradis | 1999 | 1992 - Bachelor of Economics - - University of New England ~ 1996 - Master of Commerce - - University of New South Wales ~ 2004 - ASX/ACH Responsible Executive - - Kaplan ~ 2005 - ADA Level 1 - - Kaplan |
| Francis Hegerty | 2018 | 2015 - Master of Business Administration - - La Trobe University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Francis Russell Charles Lake | 2023 | 2021 - Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2021 - Laws - Bachelor Honours Degree (AQF 8) - Queensland University of Technology ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Frank Cerra | 2006 | 2006 - Diploma of Financial Services - - Financial Services Institute of Australasia ~ 2007 - Self Managed Superannuation Funds Accreditation - - Tribeca ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Gabrielle Clough | 2018 | 2017 - BACHELOR OF COMMERCE - - GRIFFITH UNIVERSITY |
| Gary Lee Suckling | 1991 | 1990 - Bachelor of Business - - Deakin University ~ 1999 - Accredited Derivatives Adviser Level 1 Exam - - Australian Stock Exchange ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2002 - Superannuation Module - - Securities Institute Education ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Geoffrey Ian Foley | 2000 | 2002 - Associate Degree in Commerce - - University of Southern Queensland ~ 2002 - PS146 Compliance Program: Superannuation & Financial Planning - - Securities Institute Education ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Geoffrey Ross Worrell | 2018 | 2002 - Bachelor Of Business - - Swinburne University ~ 2004 - Diploma of Financial Services - - Australian Financial Markets Association ~ 2006 - Master of Business Administration - - Deakin University ~ 2012 - Managed Investments - - Kaplan |
| George Alexander Gladstone | 2007 | 2001 - Bachelor of Business - - Monash University ~ 2007 - ADA Level 1 & 2 - - Kaplan ~ 2017 - Diploma of Financial Planning - - Kaplan |
| George Colin Smith | 2010 | 1993 - Bachelor of Arts (Honours) - - University of Western Australia ~ 2010 - Core 1 Securities & Managed Investments Accreditation Program - - Deakin Prime ~ 2011 - Margin Lending Accreditation Program - - Deakin Prime ~ 2013 - 925 Life Insurance & Skills - - Kaplan Professional ~ 2013 - Specialist Knowledge : Superannuation - - Kaplan Professional |
| Gia Bao Chau | 2018 | 2012 - FOUNDATION STUDIES - - UNSW ~ 2019 - Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2019 - Core 1 - Securities & Managed Investments Accreditation Program - Certificate (AQF 1-4) - Stockbrokers and Investment Advisers Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Glenn Paul Crichton | 1993 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN PRIME ~ 2007 - ACCREDITED DERIVATIVES ADVISER LEVEL 1 - - TRIBECA ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2010 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Grantley Fraser | 1999 | 1996 - Bachelor of Accounting - - University of South Australia ~ 2002 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2008 - ADA Level 1 - - Kaplan |
| Greg Crowe | 2009 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2007 - Advanced Diploma of Financial Services - - Tribeca |
| Gregory Sebastian Zappala | 2006 | 2006 - Diploma of Financial Planning (Superannuation) - - Tribeca |
| Guy Langdon Collison | 1988 | 1986 - Bachelor of Economics - - Adelaide University |
| Hamish Bonifant | 1991 | 1989 - Bachelor of Economics - - University of Queensland ~ 1994 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2011 - Professional Diploma of Stockbroking - - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Hamish Rowan Macneil | 2001 | 2005 - GRADUATE DIPLOMA OF APPLIED FINANCE AND INVESTMENT - - SECURITES INSTITUTE ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Hayden Schneider | 2011 | 2011 - Accredited Derivatives Adviser Level 1 - - Kaplan Education Pty Ltd ~ 2011 - Core 1 Securities & Managed Investments Accreditation Program - - Stockbrokers Association of Australia / DeakinPrime ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd ~ 2013 - Accredited Derivatives Adviser Level 2 - - Kaplan Education Pty Ltd ~ 2023 - CFA Level 1 - Professional Designations - CFA Institute |
| Hege Nolan | 2003 | 2000 - BACHELOR OF BUSINESS (ECONOMICS AND FIANCE) - - RMIT UNIVERSITY ~ 2002 - PS 146 COMPLIANCE PROGRAM - - SECURITIES INSTITUTE ~ 2006 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - TRIBECA ~ 2009 - GRADUATE DIPLOMA OF APPLIED FINANCE - - KAPLAN PROFESSIONAL ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Henry VO | 2010 | 2006 - Bachelor of Economics & Finance - - RMIT University ~ 2010 - Securities and Managed Investments - - Stockbrokers Association of Australia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Hong Wei | 2018 | 2009 - BACHELOR OF COMMERCE - - UNIVERSITY OF CANTERBURY ~ 2013 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN ~ 2018 - ADA 1 & 2 - - KAPLAN |
| Ian Alexander Johnston | 1994 | 1983 - BACHELOR OF BUSINESS (BANKING & FINANCE) - - CHISHOLM INSTITUTE OF TECH ~ 2004 - DIPLOMA OF FINANCIAL PLANNING - - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Ian Richmond Warner | 1994 | 1984 - Bachelor Of Economics - - Monash University ~ 1998 - Financial Planner - - Financial Planning Association of Australia Limited ~ 2002 - ACCREDITED DERIVATIVES ADVISER LEVEL 1 - - ASX ~ 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT PS 146 - - DEAKIN UNIVERSITY ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Jaime IV Ferrer | 1988 | 1970 - Bachelor of Commerce - - De La Salle University (Philippines) ~ 1977 - Master of Business Administration - - Asian Institute of Management (Philippines) ~ 1990 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan |
| Jake Graham Alick Brown | 2018 | 2016 - Bachelor of Commerce - - University of Queensland ~ 2016 - Bachelor or Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2016 - Chartered Financial Analyst Level 1 - Professional Designations - CFA Institute ~ 2018 - Diploma Financial Planning - - Kaplan ~ 2019 - Chartered Financial Analyst Level 2 - Professional Designations - CFA Institute |
| Jake Levi Blumberg | 2023 | 2018 - Commerce - Bachelor Degree (AQF 7) - University of Notre Dame Australia ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| James Bristow | 2010 | 2009 - Post Graduate Diploma in Applied Finance - - Kaplan ~ 2011 - RG 146 Margin Lending Accreditation - - Kaplan ~ 2013 - Masters in Applied Finance - - Kaplan ~ 2014 - ADA Level 1 - - Kaplan |
| James Hunter | 2005 | 2005 - Diploma of FA - - Securities Institute of Australia ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia Limited |
| James Jonathan Morgan | 2011 | 2011 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education ~ 2011 - Core 1: Securities & Managed Investments Accreditations - - Stockbrokers Association of Australia ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2014 - Bachelor of Business Management (Human Resources) & Bachelor of Commerce - - University of Queensland ~ 2014 - Superannuation Accreditation - - Stockbrokers Association of Australia |
| James Kaluschke | 2018 | 2016 - Margin Lending - - Stockbrokers Association ~ 2016 - RG146 - - Stockbrokers Association ~ 2017 - Bachelor of Commerce - - University of QLD ~ 2018 - ADA 1 & 2 - - Stockbrokers Association ~ 2021 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| James Legoe | 2005 | 2002 - Bachelor of Commerce, Bachelor of Engineering - - University of Melbourne ~ 2005 - Chartered Financial Analyst - - CFA Institute ~ 2021 - Ethics and Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan |
| James Randall | 1997 | 1989 - Bachelor of Business (Banking and Finance) - - Monash University ~ 1989 - Bachelor of Marketing - - Monash University |
| James Rosenberg | 1996 | 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals ~ 2014 - Tier 1 Compliance Solution - Managed Investments - - Kaplan |
| James Weir Journeaux | 1983 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN PRIME ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2021 - Financial Advisers Exam - Other - FASEA Standards Authority |
| Jamie Julian | 2024 | 2016 - Bachelor of Arts and Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jarrod Cooper | 2007 | 2002 - Bachelor of Economics and Finance - - Adelaide University ~ 2008 - Securities & Derivatives Industry Associate Accreditation Program - - Deakin University ~ 2009 - ADA Level 1 - - Kaplan ~ 2010 - Margin Lending Accreditation - - Kaplan ~ 2010 - Master of Applied Finance - - Kaplan |
| Jason Ball | 1995 | 2002 - Retirement Planning Principles Course - - Integratec ~ 2002 - SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - - Securities and Derivatives Industry Association ~ 2006 - Accredited Derivatives Adviser: Level 1 - - Tribeca ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals |
| Jason Grant Mclean | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Graduate Diploma of Applied Finance - - Kaplan Professional ~ 2014 - Masters of Applied Finance (Financial Planning) - - Kaplan Professional |
| Jeffrey Gates | 1999 | 1989 - Bachelor of Financial Administration - - University of New England |
| Jennifer Mcleod | 2018 | 2015 - RG146 - - STOCKBROKERS ASSOCIATION ~ 2017 - PROFESSIONAL DIPLOMA OF STOCKBROKING - Other - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ 2017 - SUPERANNUATION ACCREDITATION - - STOCKBROKERS ASSOCIATION ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jennifer Rose Wikman | 2017 | 2013 - Bachelor of Arts (Mathematics) - - University of QLD ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jeremy Ferrer | 2024 | 2023 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Victoria University ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Victoria University |
| John Bland | 2001 | 1988 - Bachelor of Commerce - - Australian National University ~ 2002 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2013 - Diploma of Financial Planning - - Kaplan Professional Education |
| John Budinsky | 2004 | 2003 - Bachelor of Business - - Charles Sturt University |
| John Charles Ferrier | 2005 | 1997 - Bachelor of Business (International Trade) - - Monash University ~ 2006 - Derivatives Level 1/2 Tribeca - - ASX ~ 2010 - Margin Lending - - Kaplan ~ 2017 - RG146 - - Stockbrokers Association ~ 2020 - Accredited Derivatives Adviser Level 2 - Other - Kaplan |
| John Daniel Erzetich | 1990 | 1985 - Bachelor of Business Management - - Queensland Institute of Technology ~ 2002 - ADA Level 1 & 2 - - ASX ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| John Fowler | 1986 | 2002 - PS146 Securities, Futures, Managed Investments - - Deakin University ~ 2003 - Superannuation Accreditation - - Royal Melbourne Institute of Technology ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals |
| John Hanzikonstandis | 1997 | 1996 - Bachelor of Business (Finance) - - University of Technology, Sydney ~ 2011 - Graduate Diploma of Applied Finance - - Securities Institute of Australia |
| John Marr | 1986 | 1978 - Bachelor of Arts - - University of Queensland ~ 1989 - Diploma of Financial Planning - - Deakin University |
| John Michael Carter | 2007 | 1999 - Bachelor of International Business - - Griffith University ~ 2008 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education ~ 2011 - Diploma of Financial Services (Financial Planning) (FNS50804) - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) (FNS60410) - - Kaplan Professional Education |
| John Milroy | 1998 | 2002 - SDIA Accreditation: Securities, Futures, Managed Investments - - Deakin University ~ 2009 - Accredited Derivatives Adviser: Level 1 - - ASX ~ 2014 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional Education ~ 2014 - Deposit Products and Non-Cash payments - - Financial Education Professionals |
| John Rakic | 2007 | 2003 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2009 - Bachelor of Commerce (Banking & Finance) - - University of Canberra ~ 2011 - ASX/ACH Responsible Executive - - Stockbrokers Association of Australia ~ 2012 - ADA Level 1 & 2 - - Kaplan |
| Jon Cousins | 2018 | 2005 - ADA 1 & 2 - - Kaplan ~ 2005 - Bachelor of Business (Finance)/Bachelor of Engineering - - UTS ~ 2005 - RG146 - - Kaplan |
| Jonathan Andrews | 2008 | 2006 - BACH OF COMMERCE - - DEAKIN UNIVERSITY ~ 2008 - Securities and Managed investment Accreditation - - Deakin Prime ~ 2011 - Accredited Derivatives Adviser LEVEL 2 - - KAPLAN professional ~ 2011 - Graduate Diploma of applied Finance - - KAPLAN professional ~ 2013 - Margin Lending accreditation - - Deakin Prime |
| Jonathan Henry Hancock | 1996 | 2002 - Superannuation Accreditation - - Securities & Derivatives Industry Association |
| Jonathon Nicholas Fragakis | 2018 | 2017 - Bachelor Business Administration - - Macquarie University |
| Jordan Peel Berger | 2018 | 2012 - BACHELOR OF ECONOMICS - - SYDNEY UNIVERSITY ~ 2013 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Joseph Andrew Fedele | 2005 | 1999 - Bachelor of Commerce - - La Trobe University ~ 2004 - Diploma of Financial Services (FNB50199) - - Securities Institute Education ~ 2004 - Superannuation Module - - Royal Melbourne Institute of Technology Business TAFE School ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2012 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education |
| Joseph Pagliaro | 1995 | 1991 - Bachelor of Commerce - - University of Queensland ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education |
| Julian Reeves | 1999 | 2001 - ASX Accredited Derivatives Adviser Level Two - - Australian Stock Exchange (ASX) ~ 2002 - PS 146 Compliance Program - Superannuation Module - - Securities Institute of Australia ~ 2008 - Master of Financial Planning with Distinction - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2010 - Margin Lending Accreditation Program - - Deakin University ~ 2014 - Foreign Exchange - Knowledge & Skills - - Kaplan |
| Justin Kaufman | 1996 | 1991 - Bachelor of Business - - Swinburne University |
| Justin Scattini | 2005 | 2005 - Diploma of Financial Markets - - Financial Services Institute of Australasia ~ 2007 - ADA Level 1 & 2 - - Kaplan ~ 2011 - Graduate Diploma of Financial Planning - - Kaplan ~ 2013 - Master of Applied Finance - - Kaplan ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia |
| Justin William O'brien | 1998 | 1989 - Associate Diploma in Farm Management - - Orange Agriculture College ~ 1994 - Bachelor of Business (Agricultural Commerce) - - Orange Agriculture College ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2003 - Superannuation - - Royal Melbourne Institute of Technology Business TAFE School ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Karl Douglas Morris | 1989 | 1987 - Bachelor of Commerce - - Griffith University ~ 1991 - Diploma of Applied Finance and Investment - - Financial Services Institute of Australasia ~ 1995 - Company Directors Course - - Australian Institute of Company Directors ~ 1998 - ADA Level 1 & 2 - - ASX ~ 2010 - Diploma Stockbrokers Association of Australia - - Stockbrokers Association of Australia |
| Kevin Cairns | 1986 | 1984 - Bachelor of Business (Accounting) - - Queensland Institute of Technology ~ 1998 - ADA Level 1 & 2 - - ASX ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| Kieran Axtens | 2018 | 2012 - Bachelor of Aviation - - UNSW ~ 2015 - RG146 - - KAPLAN ~ 2019 - Masters of Business Administration - Masters Degree (AQF 9) - Australian Catholic University ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kieran Hailes | 2009 | 2008 - ADA Level 1 & 2 - - Kaplan ~ 2008 - Bachelor of Commerce (Finance) - - University of Notre Dame ~ 2010 - Margin Lending Accreditation - - Kaplan ~ 2013 - Superannuation Accreditation - - Kaplan ~ 2014 - Graduate Diploma of Applied Finance - - Kaplan |
| Kieran Mcinerney | 2005 | 2004 - Bachelor Degree - Financial Planning - - RMIT University ~ 2007 - Graduate Diploma - Applied Finance & Investments - - FINSIA/Kaplan ~ 2008 - Graduate Diploma - Financial Planning - - Kaplan ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia |
| Lachlan Cameron | 2000 | 1997 - Bachelor of Business - - University of Technology Sydney ~ 1999 - Graduate Diploma of Applied Finance and Investment - - Securities Institute Education ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2002 - Superannuation Module - - Securities Institute Education ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Lara Kable | 2002 | 2003 - Diploma of Business (Banking and Finance) - - TAFE NSW ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Master of Financial Planning - - University of Sunshine Coast |
| Larry Tee | 2010 | 2002 - Bachelor of Commerce (Finance & Actuarial Studies) - - University of New South Wales ~ 2004 - Securities and Managed Investments - - Deakin University ~ 2006 - ADA Level 1 & 2 - - Tribeca ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Laurence Crawley | 2003 | 1997 - Diploma of Financial Planning - - Deakin University ~ 1998 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Leisa Williamson | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2008 - ADA Level 1 & 2 - - Kaplan ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Lonni Aylett | 2004 | 2002 - Bachelor of Economics (Social Sciences) - Bachelor Degree (AQF 7) - University of Sydney ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Louie Ognenovski | 1998 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Luke Headland | 2009 | 2006 - Diploma Financial Services (Financial Planning) - - Financial Services Institute of Australasia ~ 2009 - ADA Level 1 - - Kaplan ~ 2009 - Graduate Diploma of Applied Finance - - Kaplan ~ 2009 - SDIA Professional Diploma Securities and Derivatives - - SDIA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Luke John Rybarczyk | 2010 | 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Education Pty Ltd ~ 2010 - Core 1 Securities & Managed Investments Accreditation Program - - Stockbrokers Association of Australia / DeakinPrime ~ 2011 - Accredited Derivatives Adviser Level 2 - - Kaplan Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd |
| Luke Matthew Chiuchiarelli | 0 | 2005 - Bachelor of Business (Fin Management & Int Business) - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - FINSIA ~ 2012 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Lynda Woods | 2005 | 1981 - Diploma of Business - - Monash University ~ 1998 - Graduate Certificate in Case Management and Client Service - - Deakin University ~ 2015 - Registration Certificate in Tax (financial) adviser - Other - Tax Practitioners Board |
| Mark Andrew Haydon | 2009 | 2002 - DIPLOMA OF FINANCIAL ADVISING - - SECURITIES INSTITUTE OF AUSTRALIA ~ 2002 - DIPLOMA OF FINANCIAL MARKETS - - SECURITIES INSTITUTE OF AUSTRALIA ~ 2002 - GRADUATE DIPLOMA IN APPLIED FINANCE AND INVESTMENT - - SECURITIES INSTITUTE OF AUSTRALIA ~ 2010 - ACCREDITED DERIVATIVES ADVISER LEVEL2 - - KAPLAN PROFESSIONAL ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Mark Anthony Nuccio | 2016 | 2010 - Bachelor of Engineering - - Victoria University ~ 2016 - RG146 - - Stockbrokers Association of Australia |
| Mark Patrick Smith | 1986 | 1980 - Bachelor of Commerce - - University of Newcastle ~ 1984 - Chartered Accounting - - Institute of Chartered Accountants in Australia ~ 2003 - CA Financial Planning Specialist - - Institute of Chartered Accountants in Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Amato | 2016 | 2015 - Bach of Commerce (Corp Finance) - - Adelaide University ~ 2016 - National DTR Accreditation - - Stockbrokers and Financial Advisers Association ~ 2016 - RG 146 - - Stockbrokers and Financial Advisers Association ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Cahill | 2006 | 2003 - Bachelor of Commerce - - Monash University ~ 2006 - ASIC PS 146 - - DEAKIN ~ 2008 - ADA 2 - - ASX ~ 2008 - Graduate Diploma in Applied Finance and Investment - - Finsia |
| Matthew Hui | 2011 | 2007 - Professional Diploma of Securities and Derivatives - - Securities & Derivatives Industry Association ~ 2008 - ADA Level 1 - - Kaplan ~ 2009 - Core 2 Professional Standards Accreditation - - Deakin University ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan |
| Matthew Lean | 2006 | 2006 - Bachelor of Commerce (Accounting) - - University of Queensland ~ 2007 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education ~ 2007 - Superannuation Module - - Royal Melbourne Institute of Technology Business TAFE School ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2011 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Matthew Loxton | 1993 | 1991 - Bachelor of Commerce - - University of Tasmania ~ 1998 - Graduate Diploma of Applied Finance and Investment - - Securities Institute Education ~ 1999 - Masters of Applied Finance - - Macquarie University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Rivett | 2008 | 2004 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2005 - ADA Level 1 & 2 - - Kaplan ~ 2006 - Diploma of Financial Markets - - Financial Services Institute of Australasia |
| Matthew Sonnemann | 1995 | 1990 - Bachelor of Economics - - Monash University ~ 2000 - Accredited Derivatives Adviser - - ASX ~ 2002 - Graduate Diploma in Applied Finance and Investment - - FINSIA ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Michael Arthur | 2000 | 1993 - Bachelor of Business - - University of South Australia ~ 1996 - Bachelor of Accounting - - University of South Australia ~ 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Donovan | 1994 | 2004 - Diploma of Financial Advising - - Kaplan |
| Michael Egan | 1984 | 1982 - Bachelor of Economics - - University of Sydney ~ 1988 - Chartered Accountant - - Institute of Chartered Accountants in Australia ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2000 - Series 7 - - US Securities and Exchange Commission ~ 2002 - ADA Level 1 & 2 - - ASX |
| Michael Innes | 1996 | 1998 - ADA Level 1 & 2 - - ASX ~ 1999 - Certificate III in Financial Markets - - Securities Institute of Australia ~ 2002 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2002 - Superannuation Advice and Regulations - - Securities Institute of Australia ~ 2010 - Margin Lending Accreditation - - Kaplan |
| Michael Streat | 2010 | 2006 - Bachelor of Commerce - - Australian National University ~ 2008 - ADA Level 1 & 2 - - Kaplan ~ 2008 - Graduate Diploma of Applied Finance & Investments - - Financial Services Institute of Australasia ~ 2008 - Professional Diploma of Stockbroking - - Securities & Derivatives Industry Association ~ 2009 - Diploma of Financial Planning - - Kaplan |
| Michelle Lee | 2004 | 2004 - Master of Commerce - - University of New South Wales ~ 2007 - ASX Accredited Derivatives Adviser - Level 1 - - Kaplan ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan ~ 2008 - ASX Accredited Derivatives Adviser - Level 2 - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mitchell Cook | 2017 | 2015 - RG146 - - Stockbrokers Association ~ 2015 - Resource Economics - - University of Sydney |
| Mitchell Crawley | 2018 | 2018 - BACHELOR OF BUSINESS - - UNIVERSITY OF QLD ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mitchell Patrick Bogdanov | 2018 | 2017 - BCom (Finance & Financial planning) RG 146 Compliant - - Deakin University |
| Mitchell Tengbom | 2010 | 2005 - Finance/Management Degree (Business) - - Queensland University Technology ~ 2009 - Diploma of Financial Planning - - Kaplan ~ 2010 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Murray Hewitt | 1996 | 1994 - Bachelor of Commerce - - University of Western Sydney ~ 1996 - Graduate Diploma in Applied Finance & Investment - - FINSIA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nathan Lee Blair | 2000 | 1971 - Bachelor Of International Finance - - Griffith University ~ 2002 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2007 - ADA Level 1 & 2 - - Kaplan ~ 2013 - ASX/ACH Responsible Executive - - Stockbrokers Association of Australia |
| Nathaniel Patrick Earl | 0 | 2023 - Bachelor of Engineering (Honours) - Bachelor Honours Degree (AQF 8) - UNSW ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Nicholas Con Paltoglou | 1997 | 1991 - Bachelor of Arts - - Monash University ~ 2005 - ADA Level 1 & 2 - - Kaplan ~ 2011 - ASX/ACH Responsible Executive - - Doug Clark Consulting |
| Nicholas Dunning | 1999 | 1991 - Bachelor of Economics - - La Trobe University ~ 2001 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2008 - ADA Level 1 - - Kaplan ~ 2009 - Professional Diploma in Securities and Derivatives - - SecuritiesandDerivativesIndustry Association |
| Nicholas Morrison | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - - Financial Services Institute of Australasia ~ 2010 - Graduate Diploma of Applied Finance - - Kaplan ~ 2011 - Master of Applied Finance - - Kaplan |
| Nicholas Paunovic | 2008 | 2003 - Bachelor of Finance - - University of Newcastle ~ 2009 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| Nicholas Winstanley Bird | 2018 | 2015 - Bachelor of Business (Economics & Finance) - - RMIT ~ 2016 - Securities & Managed Investments Accreditation - - SAFAA / DEAKIN ~ 2017 - Accredited Derivatives Adviser - ADA1 - - Deakin ~ 2017 - Superannuation Accreditation - - SAFAA / Deakin |
| Nick Kidman | 2005 | 2005 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2007 - ADA Level 1 - - Kaplan |
| Nick Pride | 2011 | 2006 - Bachelor of Commerce (Finance and Management) - - University of Wollongong ~ 2007 - Securities and Managed Investments - - Financial Services Institute of Australasia ~ 2011 - Master of Applied Finance (Financial Planning) - - Kaplan |
| Nicolas James Jamieson | 2018 | 2018 - RG 146 - core 1 securities & Managed Investments accreditation Program - - Deakin Prime |
| Patrick Hoult | 2018 | 2008 - Diploma of Financial Services - - Deaking Prime ~ 2012 - ADA 1 & 2 - - KAPLAN ~ 2012 - Bachelor of Commerce - - Griffith University ~ 2013 - MARGIN LENDING - - KAPLAN |
| Paul Davies | 2011 | 2005 - Bachelor of Commerce - - University of Woollongong ~ 2009 - ADA 1 & 2 - - KAPLAN ~ 2009 - Certified Financial Planner - - FPA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul Edward Galwey | 1988 | 1981 - Bachelor of Business - - Swinburne College ~ 1981 - Bachelor of Business - - Swinburne University ~ 1987 - Fellow of Institute of Chartered Accountants - - Institute of Chartered Accountants in Australia ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia |
| Paul John Crellin | 2000 | 1991 - Bachelor of Economics - - Macquarie University ~ 2001 - Certified Practising Accountant - - CPA ~ 2002 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul John Haysey | 1983 | 1974 - BACHELOR OF ARTS - - MONASH UNIVERSITY ~ 1976 - BACHELOR OF LAWS - - MONASH UNIVERSITY ~ 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN UNIVERSITY ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Paul Pisani | 2011 | 2009 - Bachelor of Commerce/Psychology (Economics, Finance & Psychology) - - University of Wollongong ~ 2009 - Post Graduate Diploma of Psychology - - University of Wollongong ~ 2011 - Diploma of Financial Planning - - Kaplan ~ 2012 - ADA Level 1 - - Kaplan |
| Paul Richardson | 1998 | 2005 - Diploma of Financial Services - - Kaplan Professional Education ~ 2013 - Bachelor of Accounting - - Central Queensland University ~ 2016 - Graduate Diploma of Applied Corporate Governance - - Governance Institute of Australia |
| Peter Hunt | 2011 | 2010 - Bachelor of Commerce (Financial Planning Major) - - Deakin University ~ 2015 - Master of Applied Finance - - Monash University |
| Peter John Ian Mitchell | 2010 | 2010 - Margin Lending Accreditation Program - Other - DeakinPrime ~ 2010 - Securities & Managed Investments Accreditation - Other - DeakinPrime ~ 2011 - Accredited Derivatives Adviser (level one) - Other - Kaplan Professional ~ 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Peter Mccormack | 1994 | 1999 - General Securities Representative (Series 7) Examination - - National Association of Securities Dealers ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2011 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Peter Neville Handbury | 2002 | 1996 - Bachelor of Business Administration - - RMIT University ~ 2003 - Superannuation Accreditation - - Securities & Derivatives Industry Association ~ 2005 - ADA Level 1 & 2 - - Kaplan |
| Peter Thomas | 1997 | 1992 - Certificate in Financial Markets - - Securities Institute of Australia ~ 1998 - ADA Level 1 & 2 - - ASX ~ 2001 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Phillip Lucas | 2015 | 2012 - ADA 1 & 2 - - Kaplan ~ 2012 - ASX CFD - - ASX ~ 2012 - Diploma in Financial Planning - - Kaplan ~ 2015 - RG 146 Margin Lending - - Stockbrokers Association of Australia ~ 2016 - Master of Applied Finance - - Macquarie Univeristy |
| Qihui Huang | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Richard Damon Morrow | 1984 | 2001 - ASX AFFILIATE MEMBERSHIP EXAMINATION - - SECURITIES INSTITUTE ~ 2002 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - TRIBECA ~ 2003 - SUPERANNUATION ACCREDITATION - - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME |
| Richard Neall Batt | 2004 | 2000 - Bachelor of Commerce (B.Com) - - University of Tasmania ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2008 - Accredited Derivatives Adviser - - Kaplan/ASX ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2015 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) |
| Richard Staunton | 2005 | 1900 - Certified Financial Planner - - Financial Planning Association of Australia |
| Robert-boris Gertskis | 2016 | 2014 - Bachelor of Commerce - - University of Sydney ~ 2014 - RG146 - Core 1 Securities & Managed Investments - - Stockbroker Association of Australia ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Robyn Leach | 2009 | 2009 - Bachelor of Business - - Central Queensland University ~ 2010 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Bachelor of Accounting - - Central Queensland University ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Central Queensland University |
| Ross Edward James Williams | 2009 | 2004 - DIPLOMA FINANCIAL SERVICES - FINANCIAL PLANNING - - HOLMSGLEN ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2012 - DIPLOMA OF BUSINESS - - BLENDED LEARNING INT |
| Ryan Bamford | 2007 | 2008 - Bachelor of Applied Finance - - University of South Australia ~ 2010 - ADA Level 1 - - Kaplan ~ 2014 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2018 - Margin Lending - - Stockbroker Association |
| Salvatore LA Cava | 2017 | 2008 - Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2008 - Accredited Derivatives Adviser Level 2 - - Kaplan ~ 2011 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2013 - Master of Applied Finance - - Kaplan ~ 2015 - Superannuation Accreditation Program - - Stockbrokers Association of Australia |
| Samuel Wales | 2018 | 2015 - Bachelor Arts/Commerce - - ANU ~ 2016 - RG146 - - Kaplan ~ 2019 - Accredited Derivatives Adviser Level 2 - Certificate (AQF 1-4) - Kaplan ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sasha Fay Balding | 0 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - UTS |
| Sean Allitt | 2012 | 2008 - Bachelor of Commerce (Economics and Finance) - - Griffith University |
| Simon Bernard Power | 2001 | 2002 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN UNIVERSITY ~ 2005 - GRADUATE DIPLOMA OF APPLIED FINANCE AND INVESTMENT - - SECURITIES INSTITUTE ~ 2011 - ASIC MARKET INTEGRITY RULES 2010 & ASX CLEAR OPERATING RULES RE EXAMINATION - - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Simon Geoffrey Coggins | 2005 | 2008 - Diploma of Stockbroking - - Deakin University |
| Simon William Martin | 1987 | 1974 - Bachelor of Business - - Charles Sturt University ~ 1988 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 2005 - Accredited Derivatives Adviser Level 2 - - Tribeca/ASX ~ 2007 - Superannuation Module - - RMIT University ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime |
| Simon Wood | 2004 | 1999 - Bachelor of (Hons) Business, Science - - La Trobe University ~ 2003 - ADA Level 1 & 2 - - ASX ~ 2003 - Graduate Diploma of Applied Finance and Investment - - Securities Institute of Australia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia |
| Soheil Naderi | 2018 | 2018 - B Applied Finance - - Macquarie University ~ 2022 - Chartered Financial analyst - Professional Designations - CFA Institute ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stephanie Guldberg Johansen | 2000 | 2006 - ITS WORKSTATION TRAINING FOR SEATS DTR'S - - SECURITIES & DERIVATIVES INDUSTRY ASSOCIATION ~ 2007 - DIPLOMA OF FINANCIAL MARKETS - - FINSIA ~ 2008 - SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - - DEAKIN UNIVERSITY ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2017 - ACCREDITED DERIVATIVES ADVISER LEVEL 2 - - ASIC |
| Stephen Alexander Godfrey | 2011 | 2012 - Bachelor of Business Management - - University of Queensland ~ 2012 - Bachelor of Commerce - - University of Queensland ~ 2013 - Graduate Diploma in Financial Planning - - Kaplan ~ 2014 - Masters of Applied Finance - - Kaplan ~ 2015 - CFP - - Deakin University |
| Stephen James Fulton | 2012 | 2005 - SUPERANNUATION ACCREDITATION PROGRAM - - RMIT UNIVERSITY ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Stephen John James | 1988 | 1983 - Bachelor of Commerce - - University of Newcastle ~ 1987 - Chartered Accountant - - Institute of Chartered Accountants of Australasia ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2012 - Chartered Tax Adviser - - Taxation Institute of Australia ~ 2014 - Certificate IV in Business - - Scouts Australia Institute of Training |
| Stephen Joseph Emmerson | 1994 | 1999 - Accredited Derivatives Adviser Level 1 Exam - - Australian Stock Exchange ~ 2002 - Securities & Derivatives Industry Association - - SDIA Accreditation Program Assessment ~ 2002 - Superannuation Module - - Securities Institute Education ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Stephen Mckillop | 2006 | 2005 - Bachelor of Commerce - - University of Sydney ~ 2008 - Diploma of Financial Services - - Kaplan ~ 2011 - ADA Level 1 & 2 - - Kaplan ~ 2011 - ASX/ACH Responsible Executive - - Stockbrokers Association of Australia ~ 2018 - CPA - - CPA AUSTRALIA |
| Steve Marino | 2004 | 1999 - Bachelor Degree - Business - - Queensland University of Technology ~ 1999 - Bachelor Degree - Law - - Queensland University of Technology ~ 2005 - Graduate Diploma - Financial Planning - - FINSIA ~ 2006 - Certified Financial Planner - - CFP |
| Stuart Matthew Harris | 2023 | 2019 - Commerce Major in Accounting and Corporate Finance - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas Dickson Rylance | 1992 | 1998 - Master of Applied Finance - - Macquarie University ~ 2006 - Company Directors Course - - Graduate Australian Institute of Company Directors ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Thomas Hartvigsen | 2015 | 2014 - Bachelor of Commerce (Financial Planning and Accounting) - - University of the Sunshine Coast (USC) |
| Thomas Lachlan Kidman | 1999 | 1996 - Bachelor of Commerce - - University of Adelaide ~ 2003 - Graduate Diploma of Finance & Investment - - Financial Services Institute of Australasia |
| Thomas Roughan Pickett-heaps | 2003 | 1997 - Bachelor of Commerce - - University of Wollongong ~ 2002 - Master of Commerce - - University of New South Wales ~ 2005 - ADA Level 1 & 2 - - Kaplan |
| Timothy Renfrey | 2024 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Adelaide ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Accredited Derivatives Adviser Level 1 - Certificate (AQF 1-4) - Kaplan |
| Tony Chidiac | 2007 | 1999 - Bachelor of Business (Finance and Banking) - - University of Technology, Sydney ~ 2007 - ADA Level 1 - - Kaplan ~ 2009 - Graduate Diploma of Applied Finance and Investment - - Kaplan ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Trevor Ronald Davidson | 1998 | 2004 - Securities & Managed Investments Accreditation - - Deakin Prime ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME |
| Troy Davey | 2014 | 2009 - ADA Level 1 - - Kaplan ~ 2009 - Bachelor of Business (Banking and Finance) - - Queensland University Technology ~ 2011 - Master of Business (Professional Accounting) - - Queensland University Technology ~ 2014 - Graduate Diploma (Financial Planning) - - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Troy Derwin | 2013 | 1996 - Bachelor of Commerce - - University of Sydney ~ 2000 - Master of Applied Finance - - Macquarie University ~ 2003 - Chartered Financial Analyst - - CFA Institute ~ 2013 - ADA 1 - - ASX ~ 2013 - Graduate Diploma of Financial Planning - - Kaplan |
| Troy Mcgeachie | 2008 | 2006 - Securities and Managed Investments - - Securities & Derivatives Industry Association ~ 2008 - ADA Level 1 & 2 - - Kaplan ~ 2011 - Professional Diploma of Stockbroking - - Stockbrokers Association of Australia |
| Vanessa Susan Scott | 2017 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Vera Lin | 2018 | 2010 - BACHELOR OF COMMERCE (FINANCE) - - UNSW ~ 2014 - ADA 1 & 2 - - KAPLAN ~ 2014 - SUPERANNUATION - - DEAKIN ~ 2018 - DFP - - DEAKIN UNIVERSITY |
| Vincenzo Novelli | 1994 | 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2010 - PROFESSIONAL DIPLOMA IN STOCKBROKING - - DEAKIN PRIME ~ 2011 - RG146 COMPLIANCE AND SPAA SSA EXAMINATION - - UNIVERSITY OF ADELAIDE ~ 2012 - CERTIFICATE IN FOUNDATION TAX - - THE TAX INSTITUTE ~ 2017 - Tax (Financial) Adviser - - TAX PRACTITIONERS BOARD |
| Vlada Vujasinovic | 2007 | 2006 - Bachelor of Business (Finance) - - Griffith University ~ 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2009 - ADA Level 1 & 2 - - Kaplan |
| Warren Stuart James Williams | 2008 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Accredited Derivatives Adviser Level 1 - Other - ASX/Kaplan Professional ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2017 - Accredited Derivatives Adviser Level 2 - Other - Deakin Prime |
| William Quach | 2008 | 2003 - Bachelor of Business (Finance & Management) - - University of Technology, Sydney ~ 2005 - ADA Level 1 & 2 - - Kaplan ~ 2005 - Superannuation Accreditation - - Securities & Derivatives Industry Association ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan |