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- Financial Advisers Australia (FAA)
- James Jonathan Morgan
James Jonathan Morgan
- Name
- James Jonathan Morgan
- ID
- 1006237
- ABN
- –
- First Provided Advice
- 2011
Qualifications
Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services
- 2011 - Accredited Derivatives Adviser Level 2 Exam - - Kaplan Professional Education
- 2014 - Bachelor of Business Management (Human Resources) - Bachelor Degree (AQF 7) - The University of Queensland
- 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland
- 2014 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia
- 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan
- 2025 - Ethices and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
- 2025 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan
- 2025 - FPC007B Client Engagement Skills - Other - Kaplan
Memberships
Details of memberships of professional bodies or industry associations relevant to providing financial services
Licencee
- Status
- Current
- Licence Holder
- Ord Minnett Limited (#237121)
- Commenced
- June 18, 2017
Skills
- Provide Financial Product Advice - Carbon Credits/Carbon Unit
- Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
- Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
- Provide Financial Product Advice - Derivatives
- Provide Financial Product Advice - Derivatives/Derivatives - Wool only
- Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
- Provide Financial Product Advice - Derivatives/Derivatives - Grain only
- Provide Financial Product Advice - Foreign Exchange Contracts
- Provide Financial Product Advice - Government Debentures, Stocks or Bonds
- Provide Financial Product Advice - Life Products/Investment Life Insurance Products
- Provide Financial Product Advice - Life Products/Life Risk Insurance Product
- Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
- Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
- Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
- Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
- Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
- Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
- Provide Financial Product Advice - Managed Investment Schemes/MDA Services
- Provide Financial Product Advice - Retirement Savings Account Products
- Provide Financial Product Advice - Securities
- Provide Financial Product Advice - Superannuation
- Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
- Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
- Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
- Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
- Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
- Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
- Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
- Provide Financial Product Advice - FHSA Issued non ADI
- Old Law Securities Options Contracts and Warrants Securities
- Old Law Futures Contracts and Warrants
- Managed Investment Schemes (Registered or Unregistered)
- Securities – Debentures Managed Investment Schemes
- All Securities
- Status
- Ceased
- Licence Holder
- AG Stockbroking Ltd (#246510)
- Commenced
- April 1, 2011
- Ceased
- March 31, 2012
- Status
- Ceased
- Licence Holder
- Morgan Stanley Wealth Management Australia Pty Ltd (#240813)
- Commenced
- April 3, 2013
- Ceased
- May 16, 2017
- Status
- Ceased
- Licence Holder
- Ord Minnett Financial Planning Pty Limited (#237122)
- Commenced
- Oct. 16, 2017
- Ceased
- June 3, 2020