Ord Minnett Limited

AFS License Number
237121
Name
Ord Minnett Limited
ABN/ACN/ARBN
86002733048
Licensee issued
Dec. 15, 2003
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Abhilash Menon2018Bachelor App Finance - Macquarie Uni ~ Designated Trading Representative - ASX ~ Masters Applied Finance - Kaplan
 Adam Schlipalius1999Bachelor of Business - Central Queensland University ~ Diploma of Financial Markets - FINSIA/Securities Institute ~ Geared Investments - Kaplan ~ Margin Lending - Kaplan
 Adrian Cool1998Bachelor of Commerce - University of Queensland ~ Chartered Accounting - Institute of Chartered Accountants in Australia
 Alan Park2018BACHELOR OF BUSINESS - UTS ~ RG146 - DEAKIN PRIME
 Alex Moss1993ADA Level 1 & 2 - Kaplan ~ Bachelor of Economics - Monash University ~ Master of Business Administration - Melbourne University ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Alexander Stevenson Hamilton2009Accredited Derivatives Adviser - Level 1 - Kaplan Education Pty Ltd ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Alison Kolb2016ADA Level 1 - Stockbrokers Association of Australia ~ ADA Level 1 - Stockbrokers Association of Australia ~ Bachelor of Commerce - Griffith University ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Deakin Prime ~ RG 146 Securities and Managed Investment - Stockbrokers Association of Australia ~ RG 146 Securities and Managed Investment - Stockbrokers Association of Australia
 Alison Perrott1989ASX/ACH Responsible Executive - ASX ~ ASX/ACH Responsible Executive - ASX ~ Bachelor of Business (Finance & Economics) - University of Technology, Sydney ~ Bachelor of Business (Finance & Economics) - University of Technology, Sydney ~ Company Directors Course - Graduate Australian Institute of Company Directors ~ Company Directors Course - Graduate Australian Institute of Company Directors ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Superannuation Accreditation - RMIT University ~ Superannuation Accreditation - RMIT University
 Amelia Teasdale2005Bachelor of Commerce - The University of Sydney ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Andrej Wojciechowski1986Fixed Interest Investment - Securities Institute of Australia ~ Investment Planning 1 - University of Technology Sydney ~ Securities Industry Economics - Securities Institute of Australia ~ The Australian Stock Market - Securities Institute of Australia
 Andrew David Moreton Murray1987Bachelor of Science, Bachelor of Engineering - University of Sydney ~ Master of Business Administration - University of New South Wales
 Andrew Davidson Bourke2018Bachelor Of Economics - University of Queensland
 Andrew Griffith2009ADA Level 1 - Kaplan ~ Margin Lending Accreditation - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Andrew Han2010ADA Level 1 - Kaplan ~ ADA Level 1 - Kaplan ~ Bachelor of Arts (Japanese Studies) - University of Sydney ~ Bachelor of Arts (Japanese Studies) - University of Sydney ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia
 Andrew Holmes1999ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Accounting) - Swinburne University ~ Superannuation Accreditation - Securities & Derivatives Industry Association
 Andrew James Butterworth1986Certificate of Business Studies Banking - RMIT University ~ Graduate Diploma of Business Administration - Swinburne University ~ Master of Applied Finance - University of Melbourne ~ Master of Financial Planning - RMIT University
 Andrew Joseph Ventura2018BACHELOR OF APPLIED FINANCE - MACQUARIE UNIVERSITY
 Andrew Lynagh2018BACHELOR OF BUSINESS - QUEENSLAND UNIVERSITY OF TECHNOLOGY
 Andrew Tate2007ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Superannuation Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Andrew Zannettides2017ADA 1 - Stockbroker Association ~ ADA 1 - Stockbroker Association ~ Bachelor of Business & Commerce - University of Western Sydney ~ Bachelor of Business & Commerce - University of Western Sydney ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ RG146 - Stockbrokers Association ~ RG146 - Stockbrokers Association
 Angelos Giannakopoulos2018Bachelor of Business (Banking & Finance) - Monash University
 Angus Bligh1995Bachelor of Economics - University of Queensland ~ Graduate Diploma of Financial Markets - Financial Services Institute of Australasia
 Angus Sexton2000Certificate in Financial Markets - Securities Institute of Australia ~ Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Deakin University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Anne Frances Williamson2006ADA Level 1 & 2 - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - The University of Queensland
 Anthony Edward Paterno2001ADA Level 1 & 2 - Kaplan ~ Bachelor of Science - Monash University ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia
 Anthony Nuccio1993Bachelor of Science - University of Melbourne ~ Diploma of Applied Finance - Securities Institute of Australia ~ Diploma of Financial Planning - Deakin University ~ Master of Business Administration - University of Melbourne
 Anthony Robert Board2006ACII - Chartered Insurance Institute ~ ACII - Chartered Insurance Institute ~ Bachelor of (Hons) Economics - University of Portsmouth ~ Bachelor of (Hons) Economics - University of Portsmouth ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Master of Economics - Macquarie University ~ Master of Economics - Macquarie University
 Anthony Teasdale2012ADA Level 1 - Kaplan ~ Bachelor of Commerce - Monash University ~ Master of Applied Finance - Macquarie University ~ Securities and Managed Investments - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Anthony Ward2003Bachelor of Business - Southern Cross University
 Anthony William Hattersley2011ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Professional Diploma of Stockbroking - Deakin University ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Antony Pupovac1999Bachelor of Business - Southern Cross University ~ Bachelor of Business - Southern Cross University ~ Certified Financial Planner - Deakin University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds Accreditation - Cavendish ~ Self Managed Superannuation Funds Accreditation - Cavendish
 Arthur Garipoli2006ADA Level 1 - Kaplan ~ Bachelor Of Business (Accounting) - Phillip Institute of Technology ~ Certificate of Business Studies - Footscray TAFE College ~ Diploma of Financial Services - Financial Services Institute of Australasia ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Benjamin Francis Leeden2001ADA Level 1 & 2 - ASX ~ Bachelor Of International Finance (Accounting) - Griffith University ~ Bachelor of Arts (Economics) - University of New South Wales ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Benjamin Hackett2018DIPLOMA OF FINANCIAL PLNNING - MONARCH INSTITUTE
 Benjamin John Polkinghorne2005Diploma In Financial Markets 2002 - SDIA ~ Impact of Basel III on banking products - Kaplan ~ Managing margin calls - Kaplan ~ Spotlight on domestic and global equities - Kaplan ~ Understanding geared investment - Kaplan
 Bill Burke1986Bachelor of Economics - La Trobe University
 Biruta Jaugietis1982ASX/ACH Responsible Executive - ASX ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Securities and Managed Investments - Deakin University
 Bogdana Nikolova2018MASTERS IN INTERNATIONAL BUSINESS AFFAIRS - UNIVERISTY OF PLOVDIV, BULGARIA
 Brec Fenton2003ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Management) - Queensland University Technology ~ Diploma of Applied Finance - Securities Institute of Australia
 Brent Leigh Chiuchiarelli2018Advanced Diploma - united kingdom ~ CISI - United Kingdom ~ RG146 - kaplan ~ afa 1 ada 2 - kaplan ~ dip banking finance - swinburne uni ~ dip financial services - la trobe university ~ rg146 - Kaplan
 Brenton Howard1991Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Fixed Income Course - FIIG ~ Fixed Income Course - FIIG ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - Kaplan ~ Level 2 Accredited Derivatives Adviser - Kaplan
 Brett Anthony Smith1995Margin Lending Accreditation - Stockbrokers Association of Australia
 Brett Morris Waller2000Certified Financial Planner - FPAS Singapore ~ Diploma of Financial Planning - Deakin University ~ Life Risk Specialist - Deakin University ~ Self Managed Superannuation Funds Accreditation - Kaplan
 Brian Manning2000Accredited Derivatives Adviser - Level 2 - Kaplan ~ Accredited Derivatives Adviser - Level 2 - Kaplan ~ Bachelor of Commerce - University of Western Sydney ~ Bachelor of Commerce - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Superannuation Management - The Association of Superannuation Funds of Australia ~ Diploma of Superannuation Management - The Association of Superannuation Funds of Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ Graduate Diploma in Financial Planning - Securities Institute
 Bryce Ian Appleton1998ADA Level 1 - Tribeca ~ Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Deakin University
 Callan Trew2010ADA Level 1 - Kaplan ~ Bachelor Of Management (Finance & Financial Planning) - Deakin University ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Cameron Spears2002Bachelor of Business - University of South Australia ~ Bachelor of Business - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Applied Finance & Investment - Financial Services Institute of Australasia ~ Graduate Diploma of Applied Finance & Investment - Financial Services Institute of Australasia
 Candice Bourke2016Bachelor Of Business - University of New England ~ RG 146 - Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime
 Charles Edward Chirnside2002Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Commerce - Deakin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending & Geared Investments - Kaplan Professional Education
 Chris Goodwill2014ADA Level 1 - Kaplan ~ Bachelor of Arts - Macquarie University ~ DPSC - Securities - Pinnacle Financial Services Academy ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Chris Harris2003Bachelor of Financial Administration (Accountancy) - University of New England ~ Bachelor of Financial Administration (Accountancy) - University of New England ~ Certified Practising Accountant - CPA Australia ~ Certified Practising Accountant - CPA Australia ~ Master of Commerce (Taxation Studies) - University of New South Wales ~ Master of Commerce (Taxation Studies) - University of New South Wales ~ SMSF Specialist Advisor - Self Managed Super Fund Association ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Christopher Elliott Jenyns2004Bachelor of Business Banking and Finance - Queensland University of Technology ~ Bachelor of Business Banking and Finance - Queensland University of Technology ~ Diploma of Financial Planning (FNS50611) - Kaplan Professional Education ~ Diploma of Financial Planning (FNS50611) - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Christopher Langley2007ADA Level 1 - Kaplan ~ Bachelor of Commerce (Economics and Finance) - Deakin University ~ Graduate Diploma of Applied Finance - Financial Services Institute of Australasia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Christopher Nicholas1996Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ Certified Practicing Accountant - Certified Practising Accountant Australia ~ Certified Practicing Accountant - Certified Practising Accountant Australia ~ Certified Practising Accountant - CPA ~ Certified Practising Accountant - CPA
 Claire Keetley2018PROFESSIONAL DIPLOMA IN STOCKBROKING - SAA ~ PS146 - TRIBECA
 Clare Gillies2018RG 146 - KAPLAN
 Colin John Russell1998Bachelor of Commerce - University of New South Wales ~ Chartered Accountant - Member Institute of Chartered Accountants ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia
 Dale Weeks2018ADA 1 - DEAKIN ~ MARGIN LENDING - DEAKIN ~ PS146 - SDIA
 Damien Silk1984ADA Level 1 - Kaplan ~ Bachelor of Arts - Monash University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Daniel Cimoli2004Bachelor of (Hons) Commerce (Economics) - Deakin University ~ Graduate Diploma of Applied Finance & Investments - Securities Institute of Australia
 Daniel Lalabalavu2014ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Economics) - Swinburne University ~ Diploma of Stockbroking - Stockbrokers Association of Australia ~ Master of Applied Finance - Macquarie University ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Daniel Rosenthal2012ADA Level 1 - Kaplan ~ Bachelor of Commerce (Finance, Financial Planning & Economics) - Deakin University ~ RG 146 Margin Lending Accreditation - Stockbrokers Association of Australia ~ RG 146 Superannuation Accreditation - Stockbrokers Association of Australia ~ Securities and Managed Investments - Stockbrokers Association of Australia
 Darryl Watt2011Bachelor of Business (Accounting & Local Government) - University of Southern Queensland ~ Bachelor of Business (Accounting & Local Government) - University of Southern Queensland ~ Graduate Diploma of Financial Planning - University of Sunshine Coast ~ Graduate Diploma of Financial Planning - University of Sunshine Coast
 David Alan Wells1999Bachelor of Business - Griffith University ~ Bachelor of Business - Griffith University ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Chartered Accountant - Institute of Chartered Accountants in Australia
 David Ian Merrick1985Bachelor of Commerce - University of New South Wales
 David James Stewart1988Master of Business Administration - Macquarie Graduate School of Management ~ Master of Commerce - Macquarie University
 David Kiely1986Graduate Certificate in Commerce Financial Planning - University of Western Sydney
 David Mudie Long1987Bachelor of Financial Administration - University of New England ~ Certified Practising Accountant - CPA ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 David Smallacombe2000Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Economics - The Flinders University of South Australia ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 David Wallis2000Bachelor of International Finance - Griffith University ~ Bachelor of International Finance - Griffith University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Fixed Income Course - FIIG ~ Fixed Income Course - FIIG ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 David Wylie1996ADA Level 1 - ASX Derivatives Division ~ ASX/ACH Responsible Executive - ASX ~ Margin Lending Accreditation - Kaplan ~ Securities and Managed Investments - Securities Institute of Australia
 Debra Huntley1981Bachelor of Commerce - James Cook University of North Queensland ~ Bachelor of Commerce - James Cook University of North Queensland ~ CPA - CPA Australia ~ CPA - CPA Australia ~ Post Graduate Diploma - Securities Institute of Australia ~ Post Graduate Diploma - Securities Institute of Australia ~ Post Graduate Diploma of Financial Planning - Financial Planning Association of Australia ~ Post Graduate Diploma of Financial Planning - Financial Planning Association of Australia
 Deepti Kumar2018BACHELOR OF COMMERCE - PUNJABI UNIVERSITY PATIALA INDIA ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ MBA - INDIAN SCHOOL OF BUSINESS MANAGEMENT & ADMINISTRATION
 Derek Gordon Bond1993Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance - Securities Institute of Australia
 Diane Mary Jenner1986ADA Level 1 - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of stockbroking - Securities Institute of Australia
 Dimitrious Piliouras1992Bachelor of (Hons) Science - Adelaide University ~ Diploma of Education - Adelaide University ~ Diploma of Finance and Investments - Securities Institute of Australia ~ Graduate Diploma of Counselling - Adelaide University
 Dominic John Hopkins1991Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Douglas William Clarence Read2011Bachelor of Economics - University of Sydney ~ Bachelor of Economics - University of Sydney ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Graduate Diploma of Applied Finance & Investment - Finsia ~ Graduate Diploma of Applied Finance & Investment - Finsia ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Insurance, Succession & Estate Planning - Kaplan Higher Education ~ Insurance, Succession & Estate Planning - Kaplan Higher Education
 Edward James Larner1998Bachelor of Business (Economics and Finance) - RMIT University ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 Emma Trengove1995Bachelor of Commerce - University of Adelaide ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Eric Wong1996Bachelor of Commerce - UNSW ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Ernesto David Santone2002Bachelor of Commerce (Business Management) - University of Western Sydney
 Evan John Cardiff Lewis1986Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Evan Theodorou2011ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Bachelor of (Hons) Commerce (Economics & Finance) - Monash University ~ Bachelor of (Hons) Commerce (Economics & Finance) - Monash University ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation - Deakin University ~ Margin Lending Accreditation - Deakin University ~ Securities and Managed Investments - Securities & Derivatives Industry Association ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Felicity Thomas2014Bachelor of Economics - University of Technology Sydney ~ Bachelor of Economics - University of Technology Sydney ~ Graduate Certificate Applied finance - Kaplan Professional Education ~ Graduate Certificate Applied finance - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan ~ Self Managed Super Funds - Kaplan
 Fiona Burton2018DIPLOMA OF FINANCIAL MARKETS - KAPLAN ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - STOCKBROKERS ASSOCIATION
 Francesco De-stradis1999ADA Level 1 - Kaplan ~ ASX/ACH Responsible Executive - Kaplan ~ Bachelor of Economics - University of New England ~ Master of Commerce - University of New South Wales
 Frank Cerra2006Diploma of Financial Services - Financial Services Institute of Australasia ~ Diploma of Financial Services - Financial Services Institute of Australasia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds Accreditation - Tribeca ~ Self Managed Superannuation Funds Accreditation - Tribeca
 Gabrielle Clough2018BACHELOR OF COMMERCE - GRIFFITH UNIVERSITY
 Gary Deegan2018BACHELOR OF COMMERCE - ANU ~ BACHELOR OF LAWS - UTS
 Gary Lee Suckling1991Accredited Derivatives Adviser Level 1 Exam - Australian Stock Exchange ~ Bachelor of Business - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Geoffrey Ian Foley2000Associate Degree in Commerce - University of Southern Queensland ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ PS146 Compliance Program: Superannuation & Financial Planning - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 George Alexander Gladstone2007ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Bachelor of Business - Monash University ~ Bachelor of Business - Monash University ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 George Gerald Simmans1976ADA Level 1 & 2 - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Gerard Theo Cameron Volk2018B. Business - UTS ~ M. Commerce - UNSW
 Giles Goodwill2018ADA 1 - DEAKIN CO ~ DIPLOMA OF FINANCIAL PLANNING - MONARCH INSTITUTE ~ MARGIN LENDING - MONARCH INSTITUTE
 Gina Mcintosh2004Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 Grantley Fraser1999ADA Level 1 - Kaplan ~ Bachelor of Accounting - University of South Australia ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Greg Crowe2009Advanced Diploma of Financial Services - Tribeca ~ Advanced Diploma of Financial Services - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Gregory Sebastian Zappala2006Diploma of Financial Planning (Superannuation) - Tribeca
 Hamish Bonifant1991Bachelor of Economics - University of Queensland ~ Graduate Diploma of Applied Finance - Securities Institute of Australia ~ Professional Diploma of Stockbroking - Deakin University
 Hayden Schneider2011Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Henry VO2010Bachelor of Economics & Finance - RMIT University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Securities and Managed Investments - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Hong Wei2018ADA 1 & 2 - KAPLAN ~ ADA 1 & 2 - KAPLAN ~ BACHELOR OF COMMERCE - UNIVERSITY OF CANTERBURY ~ BACHELOR OF COMMERCE - UNIVERSITY OF CANTERBURY ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN
 Jack Richard Nolan2018BACHELOR OF ARTS - NOTRE DAME
 Jaime IV Ferrer1988Bachelor of Arts - De La Salle University (Philippines) ~ Bachelor of Commerce - De La Salle University (Philippines) ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Master of Business Administration - Asian Institute of Management (Philippines)
 James Bristow2010ADA Level 1 - Kaplan ~ ADA Level 1 - Kaplan ~ Masters in Applied Finance - Kaplan ~ Masters in Applied Finance - Kaplan ~ Post Graduate Diploma in Applied Finance - Kaplan ~ Post Graduate Diploma in Applied Finance - Kaplan ~ RG 146 Margin Lending Accreditation - Kaplan ~ RG 146 Margin Lending Accreditation - Kaplan
 James Hunter2005Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma of FA - Securities Institute of Australia ~ Diploma of FA - Securities Institute of Australia
 James Jonathan Morgan2011Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Business Management (Human Resources) & Bachelor of Commerce - University of Queensland ~ Bachelor of Business Management (Human Resources) & Bachelor of Commerce - University of Queensland ~ Core 1: Securities & Managed Investments Accreditations - Stockbrokers Association of Australia ~ Core 1: Securities & Managed Investments Accreditations - Stockbrokers Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Superannuation Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia
 James Kaluschke2018ADA 1 & 2 - Stockbrokers Association ~ Bachelor of Commerce - University of QLD ~ Margin Lending - Stockbrokers Association ~ RG146 - Stockbrokers Association
 James Randall1997Bachelor of Business (Banking and Finance) - Monash University ~ Bachelor of Marketing - Monash University
 Jarrod Cooper2007ADA Level 1 - Kaplan ~ Bachelor of Economics and Finance - Adelaide University ~ Margin Lending Accreditation - Kaplan ~ Master of Applied Finance - Kaplan ~ Securities & Derivatives Industry Associate Accreditation Program - Deakin University
 Jason Ball1995Accredited Derivatives Adviser: Level 1 - Tribeca ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Retirement Planning Principles Course - Integratec ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association
 Jason Grant Mclean2009Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional
 Jason Perkins2002Bachelor of Taxation - UNSW ~ Bachelor of Taxation - UNSW ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF Association Specialist Member Accreditation Program (SSA) - SMSF Association ~ SMSF Association Specialist Member Accreditation Program (SSA) - SMSF Association
 Jean-luc Corelli2018BACHELOR OF COMMERCE - DEAKIN UNIVERSITY
 Jeffrey Gates1999Bachelor of Financial Administration - University of New England
 Jennifer Ann Crivelli1985Bachelor of Arts - University of Sydney
 Jennifer Isabel Abraham1970Securities and Managed Investments - Securities & Derivatives Industry Association ~ Superannuation Accreditation - Securities & Derivatives Industry Association
 Jennifer Mcleod2018RG146 - STOCKBROKERS ASSOCIATION ~ SUPERANNUATION ACCREDITATION - STOCKBROKERS ASSOCIATION
 Jennifer Rose Wikman2017Bachelor of Arts (Mathematics) - University of QLD ~ Bachelor of Arts (Mathematics) - University of QLD ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan
 Jeremy Pree2002ADA Level 1 - Tribeca ~ ASX Broker Exam - Securities Institute of Australia
 John Bland2001Bachelor of Commerce - Australian National University ~ Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 John Budinsky2004Bachelor of Business - Charles Sturt University
 John Daniel Erzetich1990ADA Level 1 & 2 - ASX ~ Bachelor of Business Management - Queensland Institute of Technology ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 John Fowler1986Deposit Products and Non-Cash payments - Financial Education Professionals ~ PS146 Securities, Futures, Managed Investments - Deakin University ~ Superannuation Accreditation - Royal Melbourne Institute of Technology
 John Hanzikonstandis1997Bachelor of Business (Finance) - University of Technology, Sydney ~ Graduate Diploma of Applied Finance - Securities Institute of Australia
 John Marr1986Bachelor of Arts - University of Queensland ~ Bachelor of Arts - University of Queensland ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 John Michael Carter2007Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) (FNS60410) - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) (FNS60410) - Kaplan Professional Education ~ Bachelor of International Business - Griffith University ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 John Milroy1998Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Derivatives Adviser: Level 1 - ASX ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ SDIA Accreditation: Securities, Futures, Managed Investments - Deakin University
 John Rakic2007ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor of Commerce (Banking & Finance) - University of Canberra ~ Diploma of Financial Markets - Securities Institute of Australia
 Jon Cousins2018ADA 1 & 2 - Kaplan ~ Bachelor of Business (Finance)/Bachelor of Engineering - UTS ~ RG146 - Kaplan
 Jonathan Henry Hancock1996Superannuation Accreditation - Securities & Derivatives Industry Association
 Jonathon Nicholas Fragakis2018Bachelor Business Administration - Macquarie University
 Jordan Peel Berger2018BACHELOR OF ECONOMICS - SYDNEY UNIVERSITY ~ BACHELOR OF ECONOMICS - SYDNEY UNIVERSITY ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN
 Joseph Andrew Fedele2005Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (FNB50199) - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School
 Joseph Pagliaro1995Bachelor of Commerce - University of Queensland
 Joshua Robert Mcandrew2018ADA 1 - Kaplan ~ ADA 1 - Kaplan ~ Bachelor of Business (Finance) - Queensland University of Technology ~ Bachelor of Business (Finance) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ RG146 - KAPLAN ~ RG146 - KAPLAN
 Joss Varkevisser2018BACHELOR OF BUSINESS - SWINBURNE
 Justin Francis Casey1994Bachelor of Business - University of South Australia ~ Bachelor of Business - University of South Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Justin Kaufman1996Bachelor of Business - Swinburne University
 Justin Scattini2005ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Markets - Financial Services Institute of Australasia ~ Diploma of Financial Markets - Financial Services Institute of Australasia ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan
 Kalolaine Young2017Diploma of Financial Services (Financial Planning) - FINSIA
 Karl Douglas Morris1989ADA Level 1 & 2 - ASX ~ Bachelor of Commerce - Griffith University ~ Company Directors Course - Australian Institute of Company Directors ~ Diploma Stockbrokers Association of Australia - Stockbrokers Association of Australia ~ Diploma of Applied Finance and Investment - Financial Services Institute of Australasia
 Kathryn Louise Stannard1999Bachelor of Arts (Economics) - University of Melbourne ~ Bachelor of Arts (Economics) - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 Kenneth Neale Wright1986Diploma of Teaching - Melbourne State College ~ Diploma of Teaching - Melbourne State College ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Kent Schaefer2002ADA Level 1 - Kaplan ~ Securities and Managed Investments - Kaplan
 Kevin Cairns1986ADA Level 1 & 2 - ASX ~ Bachelor of Business (Accounting) - Queensland Institute of Technology ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Kieran Axtens2018Bachelor of Aviation - UNSW ~ RG146 - KAPLAN
 Kieran Hailes2009ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce (Finance) - University of Notre Dame ~ Graduate Diploma of Applied Finance - Kaplan ~ Margin Lending Accreditation - Kaplan ~ Superannuation Accreditation - Kaplan
 Kwai Ming Yung2008Bachelor of (Hons) Engineering - University of New South Wales ~ Master of Commerce - University of New South Wales
 Lachlan Cameron2000Bachelor of Business - University of Technology Sydney ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Lara Kable2002Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Business (Banking and Finance) - TAFE NSW ~ Diploma of Business (Banking and Finance) - TAFE NSW ~ Master of Financial Planning - University of Sunshine Coast ~ Master of Financial Planning - University of Sunshine Coast
 Larry Tee2010ADA Level 1 & 2 - Tribeca ~ Bachelor of Commerce (Finance & Actuarial Studies) - University of New South Wales ~ Securities and Managed Investments - Deakin University
 Laura Velasquez2018BACHELOR OF FINANCE & EXTERNAL TRADE - SERGIO ARBOLEDA UNIVERSITY ~ MASTER IN INFORMATION SYSTEMS - CENTRAL QLD UNIVERSITY
 Laurence Crawley2003Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 Legoe James Richard2005Bachelor of Commerce, Bachelor of Engineering - University of Melbourne ~ Chartered Financial Analyst - CFA Institute
 Leisa Williamson2005ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Lenka Petersen2018MASTERS IN ECONOMICS & MANAGEMENT - CZECH UNIVERSITY PRAGUE
 Lonni Aylett2004Bachelor of Economics - University of Sydney ~ Diploma of Financial Planning - Deakin University
 Louie Ognenovski1998Certified Financial Planner - Deakin University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 Lucinda Tassell1997Accredited Derivatives Adviser - Kaplan Professional Education ~ Diploma in Financial Markets - Securities Institute ~ Margin Lending Accreditation - Stockbrokers Association ~ SDIA Accreditation Program Assessment - Securities and Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology
 Luke Barker2011Accredited Derivatives Adviser - Level 2 - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Griffith University ~ Master of Administration (MBA) and Master of Accounting (MAcc) - Bond University
 Luke Headland2009ADA Level 1 - Kaplan ~ Diploma Financial Services (Financial Planning) - Financial Services Institute of Australasia ~ Graduate Diploma of Applied Finance - Kaplan ~ SDIA Professional Diploma Securities and Derivatives - SDIA
 Luke Herzog2018BACHELOR OF COMMERCE - MACQUARIE UNIVERSITY ~ BACHELOR OF LAWS - MACQUARIE UNIVERSITY
 Marija Markoska2018BACHELOR OF COMMERCE (FINANCE) - UNIVERSITY OF WOLLONGONG ~ BACHELOR OF LAWS - UNIVERSITY OF WOLLONGONG
 Mark Alastair Tindale1996Bachelor of Arts - Australian National University ~ Bachelor of Arts - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Master of Commerce - University of New South Wales ~ Master of Commerce - University of New South Wales
 Mark Anthony Nuccio2016Bachelor of Engineering - Victoria University ~ RG146 - Stockbrokers Association of Australia
 Mark Brown1997Deposit Products and Non-Cash payments - Financial Education Professionals ~ Investment Planning 1 - Tribeca ~ Policy Statement 146 Knowledge Assessment - Generic knowledge, Financial planning - Tribeca ~ RMIT/ SDIA Superannuation Module - RMIT University ~ Super and Retirement Planning - Tribeca
 Mark Davidson2000ADA Level 1 & 2 - ASX ~ ADA Level 1 & 2 - ASX ~ Bachelor of Business - University of Central Queensland ~ Bachelor of Business - University of Central Queensland ~ Diploma of Applied Finance - Securities Institute of Australia ~ Diploma of Applied Finance - Securities Institute of Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University
 Mark Patrick Smith1986Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Newcastle ~ CA Financial Planning Specialist - Institute of Chartered Accountants in Australia ~ Chartered Accounting - Institute of Chartered Accountants in Australia
 Martin Eddy2001Deposit Products and Non-Cash payments - Financial Education Professionals ~ Managed Investments Accreditation - Kaplan Professional Education ~ PS146 Securities Accreditation - Securities Institute of Australia
 Martina Ann Lucey2018Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Mary Van Daalen2018ASX/ACH RESPONSIBLE EXECUTIVE - KAPLAN ~ DIPLOMA FINANCIAL SERVICES - SECURITIES & DERIVATIVES INDUSTRY ~ PS 146 - SECURITIES & DERIVATIVES INDUSTRY
 Matthew Cahill2006ADA 2 - ASX ~ ASIC PS 146 - DEAKIN ~ Bachelor of Commerce - Monash University ~ Graduate Diploma in Applied Finance and Investment - Finsia
 Matthew Hui2011ADA Level 1 - Kaplan ~ Core 2 Professional Standards Accreditation - Deakin University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Securities and Derivatives - Securities & Derivatives Industry Association
 Matthew Lean2006Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Commerce (Accounting) - University of Queensland ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School
 Matthew Loxton1993Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Masters of Applied Finance - Macquarie University
 Matthew Rivett2008ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Markets - Financial Services Institute of Australasia ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Matthew Sonnemann1995Accredited Derivatives Adviser - ASX ~ Accredited Derivatives Adviser - ASX ~ Bachelor of Economics - Monash University ~ Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 Matthew Young2012BACHELOR OF COMMERCE (BANKING, FINANCE & RISK MANAGEMENT) - GRIFFITH UNIVERSITY ~ RG146 - KAPLAN
 Melinda Lipshutz2007ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce - Monash University ~ Margin Lending - Kaplan
 Michael Argyrou2015ADA Level 1 - Tribeca ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Superannuation Accreditation - RMIT University
 Michael Arthur2000Bachelor of Accounting - University of South Australia ~ Bachelor of Accounting - University of South Australia ~ Bachelor of Business - University of South Australia ~ Bachelor of Business - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Michael Donovan1994Diploma of Financial Advising - Kaplan ~ Diploma of Financial Advising - Kaplan
 Michael Egan1984ADA Level 1 & 2 - ASX ~ ADA Level 1 & 2 - ASX ~ Bachelor of Economics - University of Sydney ~ Bachelor of Economics - University of Sydney ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Series 7 - US Securities and Exchange Commission ~ Series 7 - US Securities and Exchange Commission
 Michael Innes1996ADA Level 1 & 2 - ASX ~ ADA Level 1 & 2 - ASX ~ Certificate III in Financial Markets - Securities Institute of Australia ~ Certificate III in Financial Markets - Securities Institute of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Kaplan ~ Margin Lending Accreditation - Kaplan ~ Superannuation Advice and Regulations - Securities Institute of Australia ~ Superannuation Advice and Regulations - Securities Institute of Australia
 Michael Jeffery2009ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce (Finance) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending Accreditation - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Michael Mark Salem1994ADA Level 1 - ASX ~ Bachelor of Arts - University of Sydney ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Michael Paige2018BACHELOR OF BUSINESS (FINANCE) - QLD UNIVERSITY OF TECHNOLOGY ~ Diploma of Financial Planning (FNS50615) - Kaplan
 Michael Streat2010ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance & Investments - Financial Services Institute of Australasia ~ Professional Diploma of Stockbroking - Securities & Derivatives Industry Association
 Michelle Lee2004ASX Accredited Derivatives Adviser - Level 1 - Kaplan ~ ASX Accredited Derivatives Adviser - Level 1 - Kaplan ~ ASX Accredited Derivatives Adviser - Level 2 - Kaplan ~ ASX Accredited Derivatives Adviser - Level 2 - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Master of Commerce - University of New South Wales ~ Master of Commerce - University of New South Wales
 Mitchell Cook2017RG146 - Stockbrokers Association ~ Resource Economics - University of Sydney
 Mitchell Crawley2018BACHELOR OF BUSINESS - UNIVERSITY OF QLD
 Mitchell Tengbom2010Diploma of Financial Planning - Kaplan ~ Finance/Management Degree (Business) - Queensland University Technology ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Murray Gordon1999Bachelor of Business (Accounting) - Edith Cowan University ~ Master of Business Administration - RMIT University ~ Series 7 - US Securities and Exchange Commission
 Murray Hewitt1996Bachelor of Commerce - University of Western Sydney ~ Graduate Diploma in Applied Finance & Investment - FINSIA
 Nataliya Sard2010Certified Financial Planner - FPA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - KAPLAN ~ Margin Lending and Geared Investments - KAPLAN ~ Masters of Applied Finance - KAPLAN ~ Masters of Applied Finance - KAPLAN
 Natasha Chau2018FOUNDATION STUDIES - UNSW
 Nathan Lee Blair2000ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor Of International Finance - Griffith University ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Nicholas Altmann2009ADA Level 1 - Securities & Derivatives Industry Association ~ Bachelor of Commerce - Monash University ~ Diploma Securities and Derivatives Institute of Australia - Securities & Derivatives Industry Association ~ Graduate Diploma of Economics - Monash University
 Nicholas Con Paltoglou1997ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Doug Clark Consulting ~ ASX/ACH Responsible Executive - Doug Clark Consulting ~ Bachelor of Arts - Monash University ~ Bachelor of Arts - Monash University
 Nicholas Dunning1999ADA Level 1 - Kaplan ~ ADA Level 1 - Kaplan ~ Bachelor of Economics - La Trobe University ~ Bachelor of Economics - La Trobe University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Professional Diploma in Securities and Derivatives - SecuritiesandDerivativesIndustry Association ~ Professional Diploma in Securities and Derivatives - SecuritiesandDerivativesIndustry Association
 Nicholas Elliott Mandie2017Bachelor of Commerce - Monash University ~ RG 146 - Kaplan ~ Superannuation - Kaplan
 Nicholas Francis Wright2000Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Superannuation Accreditation - RMIT University
 Nicholas Paunovic2008Bachelor of Finance - University of Newcastle ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Nicholas Pyne1987Bachelor of Arts - University of Adelaide ~ Diploma Course of the Securities Institute of Australia - Securities Institute of Australia ~ Master of Business Administration - University of Western Australia
 Nick Kidman2005ADA Level 1 - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Nick Pride2011Bachelor of Commerce (Finance and Management) - University of Wollongong ~ Bachelor of Commerce (Finance and Management) - University of Wollongong ~ Master of Applied Finance (Financial Planning) - Kaplan ~ Master of Applied Finance (Financial Planning) - Kaplan ~ Securities and Managed Investments - Financial Services Institute of Australasia ~ Securities and Managed Investments - Financial Services Institute of Australasia
 Patrick Hoult2018ADA 1 & 2 - KAPLAN ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Deaking Prime ~ MARGIN LENDING - KAPLAN
 Paul Davies2011ADA 1 & 2 - KAPLAN ~ ADA 1 & 2 - KAPLAN ~ Bachelor of Commerce - University of Woollongong ~ Bachelor of Commerce - University of Woollongong ~ Certified Financial Planner - FPA ~ Certified Financial Planner - FPA
 Paul Edward Galwey1988Bachelor of Business - Swinburne College ~ Bachelor of Business - Swinburne College ~ Bachelor of Business - Swinburne University ~ Bachelor of Business - Swinburne University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Fellow of Institute of Chartered Accountants - Institute of Chartered Accountants in Australia ~ Fellow of Institute of Chartered Accountants - Institute of Chartered Accountants in Australia
 Paul John Crellin2000Bachelor of Economics - Macquarie University ~ Certified Practising Accountant - CPA ~ Graduate Diploma of Applied Finance - Securities Institute of Australia
 Paul Kirchner1988Associate Diploma Accounting - Department of Further Education ~ Diploma of Financial Advising - Securities Institute
 Paul Pisani2011ADA Level 1 - Kaplan ~ ADA Level 1 - Kaplan ~ Bachelor of Commerce/Psychology (Economics, Finance & Psychology) - University of Wollongong ~ Bachelor of Commerce/Psychology (Economics, Finance & Psychology) - University of Wollongong ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Post Graduate Diploma of Psychology - University of Wollongong ~ Post Graduate Diploma of Psychology - University of Wollongong
 Paul Richardson1998Bachelor of Accounting - Central Queensland University ~ Bachelor of Accounting - Central Queensland University ~ Diploma of Financial Services - Kaplan Professional Education ~ Diploma of Financial Services - Kaplan Professional Education ~ Graduate Diploma of Applied Corporate Governance - Governance Institute of Australia ~ Graduate Diploma of Applied Corporate Governance - Governance Institute of Australia
 Peter Mccormack1994General Securities Representative (Series 7) Examination - National Association of Securities Dealers ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Peter Neville Handbury2002ADA Level 1 & 2 - Kaplan ~ Bachelor of Business Administration - RMIT University ~ Superannuation Accreditation - Securities & Derivatives Industry Association
 Peter Thomas1997ADA Level 1 & 2 - ASX ~ Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Philip Chu2018Bachelor Engineering - Electrical - UNSW ~ Graduate Diploma Management - Deakin University ~ RG146 - Kaplan
 Phillip Lucas2015ADA 1 & 2 - Kaplan ~ ASX CFD - ASX ~ Diploma in Financial Planning - Kaplan ~ Master of Applied Finance - Macquarie Univeristy ~ RG 146 Margin Lending - Stockbrokers Association of Australia
 Rachel Ann Ryan2018BACHELOR OF BUSINESS (MAJOR IN ACCOUNTING & FINANCE) - UTS
 Rebecca Hoskins2018DIPLOMA OF FINANCIAL PLANNING - KAPLAN
 Richard Staunton2005Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia
 Robert Gertskis2016Bachelor of Commerce - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ RG146 - Core 1 Securities & Managed Investments - Stockbroker Association of Australia ~ RG146 - Core 1 Securities & Managed Investments - Stockbroker Association of Australia
 Robyn Leach2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Accounting - Central Queensland University ~ Bachelor of Accounting - Central Queensland University ~ Bachelor of Business - Central Queensland University ~ Bachelor of Business - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Rohan Talwar2011Bachelor of Business Studies (Accounting) - Monash University ~ Bachelor of Computing (Information Systems) - Monash University
 Ross Egerton Weaver1971Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Superannuation Accreditation - Securities & Derivatives Industry Association
 Ross Sorbello1982Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Master of Business Administration - Griffith University ~ Master of Business Administration - Griffith University
 Ryan Bamford2007ADA Level 1 - Kaplan ~ Bachelor of Applied Finance - University of South Australia ~ Margin Lending - Stockbroker Association ~ Superannuation Accreditation - Stockbrokers Association of Australia
 Salvatore LA Cava2017Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan ~ Superannuation Accreditation Program - Stockbrokers Association of Australia
 Samuel Wales2018Bachelor Arts/Commerce - ANU ~ RG146 - Kaplan
 Sean Allitt2012Bachelor of Commerce (Economics and Finance) - Griffith University
 Simon Geoffrey Coggins2005Diploma of Stockbroking - Deakin University
 Simon Graeme Stevens2018B. Commerce (Accounting) - WSU ~ Grad Cert Applied Finance - FINSIA
 Simon Wood2004ADA Level 1 & 2 - ASX ~ Bachelor of (Hons) Business, Science - La Trobe University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia
 Soheil Naderi2018B Applied Finance - Macquarie University
 Sonia Bach2018ADA 1 - KAPLAN ~ RG 146 - KAPLAN
 Stephen John Donohoe2000ADA Level 1 & 2 - ASX ~ Bachelor of Commerce - University of New South Wales ~ Graduate Diploma of Applied Finance - Securities Institute of Australia
 Stephen John James1988Bachelor of Commerce - University of Newcastle ~ Bachelor of Commerce - University of Newcastle ~ Certificate IV in Business - Scouts Australia Institute of Training ~ Certificate IV in Business - Scouts Australia Institute of Training ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant - Institute of Chartered Accountants of Australasia ~ Chartered Accountant - Institute of Chartered Accountants of Australasia ~ Chartered Tax Adviser - Taxation Institute of Australia ~ Chartered Tax Adviser - Taxation Institute of Australia
 Stephen Joseph Emmerson1994Accredited Derivatives Adviser Level 1 Exam - Australian Stock Exchange ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Securities & Derivatives Industry Association - SDIA Accreditation Program Assessment ~ Superannuation Module - Securities Institute Education
 Stephen Mckillop2006ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor of Commerce - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ CPA - CPA AUSTRALIA ~ CPA - CPA AUSTRALIA ~ Diploma of Financial Services - Kaplan ~ Diploma of Financial Services - Kaplan
 Stewart Calderwood2012Bachelor of Accountancy (Honours) - Northumbria University ~ MBA - Manchester Business School
 Susan Green2018FINANCIAL PLANNING CRM - FINANCIAL WISDOM
 Thomas Dickson Rylance1992Company Directors Course - Graduate Australian Institute of Company Directors ~ Master of Applied Finance - Macquarie University
 Thomas Lachlan Kidman1999Bachelor of Commerce - University of Adelaide ~ Graduate Diploma of Finance & Investment - Financial Services Institute of Australasia
 Thomas Roughan Pickett-heaps2003ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce - University of Wollongong ~ Master of Commerce - University of New South Wales
 Timothy James Gunning2018ASX/ACH Responsible Executive - Kaplan
 Timothy Last1991B.Ec (Fin Markets, Bus. Enterprise & Corp Strategy, Fin & Management Accounting, Comm. Law) - University of Sydney
 Tony Chidiac2007ADA Level 1 - Kaplan ~ Bachelor of Business (Finance and Banking) - University of Technology, Sydney ~ Graduate Diploma of Applied Finance and Investment - Kaplan
 Tony Hawkins1983Bachelor of Economics - Flinders University of South Australia ~ Diploma in Accounting - Flinders University of South Australia
 Tony Mitchell1979Bachelor of Economics - Monash University
 Troy Davey2014ADA Level 1 - Kaplan ~ ADA Level 1 - Kaplan ~ Bachelor of Business (Banking and Finance) - Queensland University Technology ~ Bachelor of Business (Banking and Finance) - Queensland University Technology ~ Graduate Diploma (Financial Planning) - Kaplan ~ Graduate Diploma (Financial Planning) - Kaplan ~ Master of Business (Professional Accounting) - Queensland University Technology ~ Master of Business (Professional Accounting) - Queensland University Technology
 Troy Derwin2013ADA 1 - ASX ~ ADA 1 - ASX ~ Bachelor of Commerce - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ Chartered Financial Analyst - CFA Institute ~ Chartered Financial Analyst - CFA Institute ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University
 Troy Mcgeachie2008ADA Level 1 & 2 - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Securities and Managed Investments - Securities & Derivatives Industry Association
 Vera Lin2018ADA 1 & 2 - KAPLAN ~ ADA 1 & 2 - KAPLAN ~ BACHELOR OF COMMERCE (FINANCE) - UNSW ~ BACHELOR OF COMMERCE (FINANCE) - UNSW ~ DFP - DEAKIN UNIVERSITY ~ DFP - DEAKIN UNIVERSITY ~ SUPERANNUATION - DEAKIN ~ SUPERANNUATION - DEAKIN
 Vlada Vujasinovic2007ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Finance) - Griffith University ~ Bachelor of Business (Finance) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Wai-yee Chen1996ADA Level 1 & 2 - ASX ~ Bachelor of Commerce (Accounting) - University of Newcastle ~ Certified Practising Accountant - CPA ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Warrick Carter1993Securities and Managed Investments - Stockbrokers Association of Australia ~ Superannuation Accreditation - RMIT University
 William Quach2008ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Finance & Management) - University of Technology, Sydney ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan ~ Superannuation Accreditation - Securities & Derivatives Industry Association
 Wren Bligh1998ADA Level 1 & 2 - ASX ~ Bachelor of Commerce - Griffith University