This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
MDA services;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Schlipalius | 1999 | Bachelor of Business - Central Queensland University ~ Diploma of Financial Markets - FINSIA/Securities Institute ~ Geared Investments - Kaplan ~ Margin Lending - Kaplan |
| Adam Spicer | 2013 | ASX ADA 1 - Kaplan Professional ~ Bachelor of Business (Accounting, Banking and Finance) - Monash University ~ Diploma of Financial Services ( Financial Planning) - Kaplan Professional ~ Margin Lending -Knowledge Only - Kaplan |
| Adam Steven Routledge | 2016 | RG 146 - Stockbrokers Association of Australia ~ Securities & Managed Investment Accreditation Program - Stockbrokers Association of Australia |
| Adrian Cool | 1998 | Bachelor of Commerce - University of Queensland ~ Chartered Accounting - Institute of Chartered Accountants in Australia |
| Adrian Wesley Leppinus | 2015 | Accredited derivatives Adviser ADA 1 - ASX ~ GRADUATE DIPLOMA OF APPLIED FINANCE & INVESTMENT - FINSIA ~ Margin Lending and Geared Investements - Kaplan Professional |
| Alexandar Bowes Hay | 2004 | MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME ~ SUPERANNUATION ACCREDITATION PROGRAM - STOCKBROKERS ASSOCIATION OF AUSTRALIA |
| Alexander Charles Faulkner | 0 | Business Major in Finance - Queensland University of Technology ~ Financial Planning - KAPLAN Professional |
| Alexander Stevenson Hamilton | 2009 | Accredited Derivatives Adviser - Level 1 - Kaplan Education Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Alison Kolb | 2016 | ADA Level 1 - Stockbrokers Association of Australia ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime ~ RG 146 Securities and Managed Investment - Stockbrokers Association of Australia |
| Alison Perrott | 1989 | ASX/ACH Responsible Executive - ASX ~ Bachelor of Business (Finance & Economics) - University of Technology, Sydney ~ Company Directors Course - Graduate Australian Institute of Company Directors ~ Diploma of Financial Planning - Deakin University ~ Superannuation Accreditation - RMIT University |
| Amelia Teasdale | 2005 | Bachelor of Commerce - The University of Sydney ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Andrej Wojciechowski | 1986 | FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Fixed Interest Investment - Securities Institute of Australia ~ Investment Planning 1 - University of Technology Sydney ~ Securities Industry Economics - Securities Institute of Australia ~ The Australian Stock Market - Securities Institute of Australia |
| Andrew Davidson Bourke | 2018 | Bachelor Of Economics - University of Queensland |
| Andrew Griffith | 2009 | ADA Level 1 - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - KAPLAN ~ Margin Lending Accreditation - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Andrew Han | 2010 | ADA Level 1 - Kaplan ~ Bachelor of Arts (Japanese Studies) - University of Sydney ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia |
| Andrew Holmes | 1999 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Accounting) - Swinburne University ~ Superannuation Accreditation - Securities & Derivatives Industry Association |
| Andrew John Smith | 1998 | CERTIFIED FINANCIAL PLANNER - FINANCIAL PLANNING ASSOCIATION ~ Financial Advisers Exam - FASEA Standards Authority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ Tax (Financial) Adviser - TAX PRACTITIONERS BOARD |
| Andrew Joseph Ventura | 2018 | ACCREDITED DERIVATIVES ADVISER 1 & 2 - KAPLAN ~ BACHELOR OF APPLIED FINANCE - MACQUARIE UNIVERSITY ~ BACHELOR OF ECONOMICS - MACQUARIE UNIVERSITY |
| Andrew Lynagh | 2018 | BACHELOR OF BUSINESS - QUEENSLAND UNIVERSITY OF TECHNOLOGY ~ Masters of Financial Planning - Western Sydney University |
| Andrew Scott Green | 2011 | Bachelor of Civil Engineering - University of Western Australia ~ Diploma of Financial Planning - Kaplan ~ Graduate Certificate in Oil & Gas Engineering - University of Western Australia ~ Margin Lending Accreditation - DeakinPrime |
| Andrew Tate | 2007 | ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Superannuation Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Andrew Zannettides | 2017 | ADA 1 - Stockbroker Association ~ Bachelor of Business & Commerce - University of Western Sydney ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ RG146 - Stockbrokers Association |
| Angus Bligh | 1995 | Bachelor of Economics - University of Queensland ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Markets - Financial Services Institute of Australasia |
| Angus Sexton | 2000 | Certificate in Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Anne Frances Williamson | 2006 | ADA Level 1 & 2 - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - The University of Queensland |
| Anthony Edward Paterno | 2001 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Science - Monash University ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia |
| Anthony Hawkins | 1983 | Bachelor of Economics - Flinders University of South Australia ~ Diploma in Accounting - Flinders University of South Australia |
| Anthony Ives | 1993 | Accredited Derivatives Adviser - Level2 - Australian Securities and Investments Commission ~ Bachelor of Economics - La Trobe University ~ Fixed Income Course - FIIG ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Postgraduate Diploma in Finance - University of Melbourne |
| Anthony Mark Nuccio | 1993 | Bachelor of Science - University of Melbourne ~ Diploma of Applied Finance - Securities Institute of Australia ~ Diploma of Financial Planning - Deakin University ~ Master of Business Administration - University of Melbourne |
| Anthony Robert Board | 2006 | ACII - Chartered Insurance Institute ~ Bachelor of (Hons) Economics - University of Portsmouth ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia ~ Master of Economics - Macquarie University |
| Anthony Teasdale | 2012 | ADA Level 1 - Kaplan ~ Bachelor of Commerce - Monash University ~ Master of Applied Finance - Macquarie University ~ Securities and Managed Investments - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Anthony Ward | 2003 | Bachelor of Business - Southern Cross University |
| Anthony William Hattersley | 2011 | ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Professional Diploma of Stockbroking - Deakin University ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Antony Pupovac | 1999 | Bachelor of Business - Southern Cross University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds Accreditation - Cavendish |
| Benjamin Francis Leeden | 2001 | ADA Level 1 & 2 - ASX ~ Bachelor Of International Finance (Accounting) - Griffith University ~ Bachelor of Arts (Economics) - University of New South Wales ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| Benjamin Hackett | 2018 | Bachelor of Commerce - University of Wollongong Australia ~ DIPLOMA OF FINANCIAL PLNNING - MONARCH INSTITUTE |
| Benjamin John Polkinghorne | 2005 | Diploma In Financial Markets 2002 - SDIA ~ Impact of Basel III on banking products - Kaplan ~ Managing margin calls - Kaplan ~ Spotlight on domestic and global equities - Kaplan ~ Understanding geared investment - Kaplan |
| Benjamin John Taylor | 2009 | Advanced Diploma of Financial Planning - KAPLAN Professional ~ Financial Advisers Exam - FASEA Standards authority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Benjamin Prisk | 2002 | Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma in Financial Planning - Deakin University ~ Financial Advisers Exam - FASEA Standards Authority ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Benjamin Randolph Ellwood | 2006 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - TRIBECA ~ BACHELOR OF COMMERCE - DEAKIN UNIVERSITY ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Brec Fenton | 2003 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Management) - Queensland University Technology ~ Diploma of Applied Finance - Securities Institute of Australia |
| Brent Leigh Chiuchiarelli | 2018 | Advanced Diploma - united kingdom ~ CISI - United Kingdom ~ RG146 - kaplan ~ afa 1 ada 2 - kaplan ~ dip banking finance - swinburne uni ~ dip financial services - la trobe university ~ rg146 - Kaplan |
| Brenton Howard | 1991 | Certified Financial Planner - Financial Planning Association of Australia ~ Fixed Income Course - FIIG ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - Kaplan |
| Brett Anthony Smith | 1995 | Margin Lending Accreditation - Stockbrokers Association of Australia |
| Brett Morris Waller | 2000 | Certified Financial Planner - FPAS Singapore ~ Graduate Diploma in Financial Planning - Kaplan ~ Life Risk Specialist - Deakin University ~ Masters in Financial Planning - Kaplan ~ Professional Diploma in Stockbroking - SAFAA |
| Brodie Hussain | 2008 | ACCREDITED DERIVATIVES ADVISER LEVEL 1 - KAPLAN PROFESSIONAL ~ BACHELOR OF ECONOMICS - UNIVERSITY OF NEWCASTLE ~ BACHELOR OF FINANCE - UNIVERSITY OF NEWCASTLE ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ TAX (FINANCIAL) ADVISER - TAX PRACTITIONERS BOARD |
| Bryce Ian Appleton | 1998 | ADA Level 1 - Tribeca ~ Bachelor of Business (Accounting) - Monash University ~ Diploma of Financial Planning - Deakin University |
| Callan Trew | 2010 | ADA Level 1 - Kaplan ~ Bachelor Of Management (Finance & Financial Planning) - Deakin University ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
| Cameron Spears | 2002 | Bachelor of Business - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Applied Finance & Investment - Financial Services Institute of Australasia |
| Campbell Adam Thompson | 1998 | ACCREDITED DERIVATIVES ADVISER LEVEL 1 - AUSTRALIAN STOCK EXCHANGE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY ~ SUPERANNUATION ACCREDITATION PROGRAM - RMIT UNIVERSITY |
| Catherine Kim Duc | 2010 | ADVANCED DIPLOMA OF FINANCIAL PLANNING - KAPLAN PROFESSIONAL ~ DIPLOMA IN FINANCIAL SERVICES - TRIBECA ~ ESTATE PLANNING - KAPLAN PROFESSIONAL ~ MARGIN LENDING & GEARED INVESTMENTS - KAPLAN PROFESSIONAL |
| Charles Edward Chirnside | 2002 | Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Bachelor of Commerce - Deakin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending & Geared Investments - Kaplan Professional Education |
| Charles Francis Heerey | 2003 | ASX DERIVATIVES ACCREDITATION - AUSTRALIAN FINANCIAL MARKETS ASSOCIATION ~ BACHELOR OF ECONOMICS - MONASH UNIVERSITY |
| Charles Holst | 2012 | Financial Advisers Exam - FASEA Standards Authority ~ GRADUATE DIPLOMA OF APPLIED FINANCE - KAPLAN ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SECURITIES DERIVATIVES INDUSTRY ASSOCIATION (SDIA) ACCREDITATION PROGRAM - DEAKIN UNIVERSITY |
| Charles Mackinnon | 2000 | LEVEL 2 ACCREDITED DERIVATIVES ADVISER - AUSTRALIAN SECURITIES & INVESTMENT COMMISSION ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SUPERANNUATION - RMIT UNIVERSITY ~ Securities & Managed Investments Accreditation - Deakin Prime |
| Chris Christidis | 1998 | LEVEL 2 ACCREDITED DERIVATIVES ADVISER - KAPLAN PROFESSIONAL ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY |
| Chris Goodwill | 2014 | ADA Level 1 - Kaplan ~ Bachelor of Arts - Macquarie University ~ DPSC - Securities - Pinnacle Financial Services Academy ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Chris Harris | 2003 | Bachelor of Financial Administration (Accountancy) - University of New England ~ Certified Practising Accountant - CPA Australia ~ Master of Commerce (Taxation Studies) - University of New South Wales ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Christopher Elliott Jenyns | 2004 | Bachelor of Business Banking and Finance - Queensland University of Technology ~ Diploma of Financial Planning (FNS50611) - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Christopher James Girgis | 2011 | BACHELOR OF ARTS/COMMERCE - DEAKIN UNIVERSITY ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - KAPLAN ~ SUPERANNUATION ACCREDITATION PROGRAM - DEAKIN PRIME |
| Christopher Joseph Hyde | 2018 | Bachelor of Business (Majoring in Financial Planning) - La Trobe University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Christopher Nicholas | 1996 | Bachelor of Business (Accounting) - Chisholm Institute of Technology ~ Certified Practicing Accountant - Certified Practising Accountant Australia ~ Certified Practising Accountant - CPA |
| Christopher Peter Gubbins | 2018 | RG 146 - Financial Education Professionals |
| Colin John Russell | 1998 | Bachelor of Commerce - University of New South Wales ~ Chartered Accountant - Member Institute of Chartered Accountants ~ Graduate Diploma of Financial Planning - Financial Services Institute of Australasia |
| Courtney Louise Biggs | 2015 | Advanced Diploma of Financial Services (FP) - Kaplan Education ~ Bachelor of Applied Finance - University of South Australia ~ Diploma of Financial Services (FP) - Kaplan Education ~ Tax (Financial) Adviser - Tax Practitioners Board |
| Craig Ellis | 2001 | Managed Investments - Royal Melbourne Institute of Technology Business TAFE School ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Statement of Attainment: Generic Knowledge, Securities & Skills - Financial Education Professionals ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Craig Harvey Webb | 2004 | ITS WORKSTATION TRAINING FOR SEATS - ASX - AUSTRALIAN STOCK EXCHANGE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT - DEAKIN PRIME ~ SUPERANNUATION ACCREDITATION - STOCKBROKERS ASSOCIATION OF AUSTRALIA |
| Craig Hutchinson | 1994 | Bachelor of Economics - Monash University ~ Margin Lending - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation - RMIT |
| Dale Weeks | 2018 | ADA 1 - DEAKIN ~ MARGIN LENDING - DEAKIN ~ PS146 - SDIA |
| Daniel Cimoli | 2004 | Bachelor of (Hons) Commerce (Economics) - Deakin University ~ Graduate Diploma of Applied Finance & Investments - Securities Institute of Australia |
| Daniel Lalabalavu | 2014 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Economics) - Swinburne University ~ Diploma of Stockbroking - Stockbrokers Association of Australia ~ Master of Applied Finance - Macquarie University ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Daniel Rosenthal | 2012 | ADA Level 1 - Kaplan ~ Bachelor of Commerce (Finance, Financial Planning & Economics) - Deakin University ~ RG 146 Margin Lending Accreditation - Stockbrokers Association of Australia ~ RG 146 Superannuation Accreditation - Stockbrokers Association of Australia ~ Securities and Managed Investments - Stockbrokers Association of Australia |
| Danny Keith Stent | 1996 | Accredited Derivatives Adviser Level 1 - Tribeca/ASX ~ Diploma of Financial Planning - Kaplan ~ Master of Business Administration (Finance and Economics) - Curtin University ~ Stock Market & Products - Securities Institute of Australia ~ Tax (Financial) Adviser - Tax Practitioners Board |
| Darryl Watt | 2011 | Bachelor of Business (Accounting & Local Government) - University of Southern Queensland ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - University of Sunshine Coast |
| David Alan Wells | 1999 | Bachelor of Business - Griffith University ~ Bachelor of Business - Griffith University ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Chartered Accountant - Institute of Chartered Accountants in Australia |
| David Graham Johansen | 2008 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Advanced Diploma of Banking & Finance - Swinburne University ~ Bachelor of Business Major in Financial Management & Financial Planning - La Trobe University ~ Margin Lending Accreditation - Deakin Prime ~ RG146 - Deakin Prime |
| David James Campbell | 1998 | Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Business in Economics and Finance - RMIT Univesity ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Superannuation Module - Financial Services Institute of Australasia |
| David James Stewart | 1988 | Master of Business Administration - Macquarie Graduate School of Management ~ Master of Commerce - Macquarie University |
| David Lane | 2010 | B Bus (Acct) - QUT ~ Grad Dip App Fin & Investment - Securities Institute of Australia ~ Grad Dip Fin Planning - Kaplan ~ M App Fin - Kaplan ~ PS146 Compliance in Generic and Specialist Markets - Korum |
| David Wallis | 2000 | Bachelor of International Finance - Griffith University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Fixed Income Course - FIIG ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Debra Huntley | 1981 | Bachelor of Commerce - James Cook University of North Queensland ~ CPA - CPA Australia ~ Post Graduate Diploma - Securities Institute of Australia ~ Post Graduate Diploma of Financial Planning - Financial Planning Association of Australia |
| Derek Gordon Bond | 1993 | Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance - Securities Institute of Australia |
| Dominic John Hopkins | 1991 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Douglas William Clarence Read | 2011 | Bachelor of Economics - University of Sydney ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Graduate Diploma of Applied Finance & Investment - Finsia ~ Graduate Diploma of Financial Planning - Kaplan ~ Insurance, Succession & Estate Planning - Kaplan Higher Education |
| Dwight Clark | 2000 | Bachelor Degree - Business - Edith Cowan University ~ Certificate - in Financial Planning - Financial Planning Association of Australia ~ Diploma - of Financial Planning - Deakin University ~ Fasea National Exam - FASEA standards Authority |
| Edward James Larner | 1998 | Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Deakin University |
| Edward Mcalpin Watson | 2018 | Bachelor of Business - University of Technology Sydney ~ Master of Financial Planning - University of New South Wales |
| Emma Trengove | 1995 | Bachelor of Commerce - University of Adelaide ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Eric Wong | 1996 | Bachelor of Commerce - UNSW ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Ernesto David Santone | 2002 | Bachelor of Commerce (Business Management) - University of Western Sydney |
| Evan John Cardiff Lewis | 1986 | Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Faye Carol Longmuir | 2001 | Bachelor of Business (Finance) - Edith Cowan University ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Fiona Burton | 2018 | DIPLOMA OF FINANCIAL MARKETS - KAPLAN ~ Financial Adviser Exam - FASEA ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - STOCKBROKERS ASSOCIATION |
| Florin Clopovschi | 2013 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SECURITIES & MANAGED INVESTMENTS ACCREDITATION PROGRAM - DEAKIN PRIME ~ SUPERANNUATION ACCREDITATION PROGRAM - DEAKIN PRIME |
| Francesco De-stradis | 1999 | ADA Level 1 - Kaplan ~ ASX/ACH Responsible Executive - Kaplan ~ Bachelor of Economics - University of New England ~ Master of Commerce - University of New South Wales |
| Francis Hegerty | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - La Trobe University |
| Francis Russell Charles Lake | 0 | Business (Finance) - Queensland University of Technology ~ Financial Planning - Kaplan ~ Laws - Queensland University of Technology |
| Frank Cerra | 2006 | Diploma of Financial Services - Financial Services Institute of Australasia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds Accreditation - Tribeca |
| Gabrielle Clough | 2018 | BACHELOR OF COMMERCE - GRIFFITH UNIVERSITY |
| Gary Lee Suckling | 1991 | Accredited Derivatives Adviser Level 1 Exam - Australian Stock Exchange ~ Bachelor of Business - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
| Geoffrey Ian Foley | 2000 | Associate Degree in Commerce - University of Southern Queensland ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ PS146 Compliance Program: Superannuation & Financial Planning - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Geoffrey Ross Worrell | 2018 | Bachelor Of Business - Swinburne University ~ Diploma of Financial Services - Australian Financial Markets Association ~ Managed Investments - Kaplan ~ Master of Business Administration - Deakin University |
| George Alexander Gladstone | 2007 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business - Monash University ~ Diploma of Financial Planning - Kaplan |
| George Colin Smith | 2010 | 925 Life Insurance & Skills - Kaplan Professional ~ Bachelor of Arts (Honours) - University of Western Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Margin Lending Accreditation Program - Deakin Prime ~ Specialist Knowledge : Superannuation - Kaplan Professional |
| Gia Bao Chau | 2018 | Business - University of Technology Sydney ~ FOUNDATION STUDIES - UNSW |
| Glenn Paul Crichton | 1993 | ACCREDITED DERIVATIVES ADVISER LEVEL 1 - TRIBECA ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME |
| Grantley Fraser | 1999 | ADA Level 1 - Kaplan ~ Bachelor of Accounting - University of South Australia ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Greg Crowe | 2009 | Advanced Diploma of Financial Services - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Gregory Sebastian Zappala | 2006 | Diploma of Financial Planning (Superannuation) - Tribeca |
| Guy Langdon Collison | 1988 | Bachelor of Economics - Adelaide University |
| Hamish Bonifant | 1991 | Bachelor of Economics - University of Queensland ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Securities Institute of Australia ~ Professional Diploma of Stockbroking - Deakin University |
| Hamish Rowan Macneil | 2001 | GRADUATE DIPLOMA OF APPLIED FINANCE AND INVESTMENT - SECURITES INSTITUTE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Hayden Schneider | 2011 | Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ CFA Level 1 - CFA Institute ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Hege Nolan | 2003 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - TRIBECA ~ BACHELOR OF BUSINESS (ECONOMICS AND FIANCE) - RMIT UNIVERSITY ~ GRADUATE DIPLOMA OF APPLIED FINANCE - KAPLAN PROFESSIONAL ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PS 146 COMPLIANCE PROGRAM - SECURITIES INSTITUTE |
| Henry VO | 2010 | Bachelor of Economics & Finance - RMIT University ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Securities and Managed Investments - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Hong Wei | 2018 | ADA 1 & 2 - KAPLAN ~ BACHELOR OF COMMERCE - UNIVERSITY OF CANTERBURY ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN |
| Ian Alexander Johnston | 1994 | BACHELOR OF BUSINESS (BANKING & FINANCE) - CHISHOLM INSTITUTE OF TECH ~ DIPLOMA OF FINANCIAL PLANNING - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Ian Richmond Warner | 1994 | ACCREDITED DERIVATIVES ADVISER LEVEL 1 - ASX ~ Bachelor Of Economics - Monash University ~ Financial Advisor Exam - FASEA Standards Authority ~ Financial Planner - Financial Planning Association of Australia Limited ~ SDIA ACCREDITATION PROGRAM ASSESSMENT PS 146 - DEAKIN UNIVERSITY |
| Jaime IV Ferrer | 1988 | Bachelor of Commerce - De La Salle University (Philippines) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Master of Business Administration - Asian Institute of Management (Philippines) |
| Jake Graham Alick Brown | 2018 | Bachelor of Commerce - University of Queensland ~ Bachelor or Economics - University of Queensland ~ Chartered Financial Analyst Level 1 - CFA Institute ~ Chartered Financial Analyst Level 2 - CFA Institute ~ Diploma Financial Planning - Kaplan |
| James Bristow | 2010 | ADA Level 1 - Kaplan ~ Masters in Applied Finance - Kaplan ~ Post Graduate Diploma in Applied Finance - Kaplan ~ RG 146 Margin Lending Accreditation - Kaplan |
| James Hunter | 2005 | Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma of FA - Securities Institute of Australia |
| James Jonathan Morgan | 2011 | Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Business Management (Human Resources) & Bachelor of Commerce - University of Queensland ~ Core 1: Securities & Managed Investments Accreditations - Stockbrokers Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| James Kaluschke | 2018 | ADA 1 & 2 - Stockbrokers Association ~ Bachelor of Commerce - University of QLD ~ Diploma of Financial Planning - Kaplan ~ Margin Lending - Stockbrokers Association ~ RG146 - Stockbrokers Association |
| James Legoe | 2005 | Bachelor of Commerce, Bachelor of Engineering - University of Melbourne ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professionalism In Financial Advice - Kaplan |
| James Randall | 1997 | Bachelor of Business (Banking and Finance) - Monash University ~ Bachelor of Marketing - Monash University |
| James Rosenberg | 1996 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ Margin Lending and Geared Investments - Kaplan ~ Tier 1 Compliance Solution - Managed Investments - Kaplan |
| James Weir Journeaux | 1983 | Financial Advisor Exam - FASEA Standards authority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME |
| Jarrod Cooper | 2007 | ADA Level 1 - Kaplan ~ Bachelor of Economics and Finance - Adelaide University ~ Margin Lending Accreditation - Kaplan ~ Master of Applied Finance - Kaplan ~ Securities & Derivatives Industry Associate Accreditation Program - Deakin University |
| Jason Ball | 1995 | Accredited Derivatives Adviser: Level 1 - Tribeca ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Retirement Planning Principles Course - Integratec ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association |
| Jason Grant Mclean | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional ~ Masters of Applied Finance (Financial Planning) - Kaplan Professional |
| Jason Perkins | 2002 | Bachelor of Taxation - UNSW ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF Association Specialist Member Accreditation Program (SSA) - SMSF Association |
| Jeffrey Gates | 1999 | Bachelor of Financial Administration - University of New England |
| Jennifer Mcleod | 2018 | Graduate Diploma of Financial Planning - Kaplan ~ PROFESSIONAL DIPLOMA OF STOCKBROKING - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ RG146 - STOCKBROKERS ASSOCIATION ~ SUPERANNUATION ACCREDITATION - STOCKBROKERS ASSOCIATION |
| Jennifer Rose Wikman | 2017 | Bachelor of Arts (Mathematics) - University of QLD ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| John Andre Day | 2000 | ASX ACCREDITED DERIVATIVES ADVISER LEVEL 1 - KAPLAN PROFESSIONAL ~ ASX RESPONSIBLE EXECUTIVE - KAPLAN ~ Financial Advisers Exam - FASEA Standards Authority ~ MARGIN LENDING AND GEARED INVESTEMENTS - KAPLAN PROFESSIONAL ~ RG146 - MENTOR EDUCATION GROUP |
| John Bland | 2001 | Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| John Budinsky | 2004 | Bachelor of Business - Charles Sturt University |
| John Charles Ferrier | 2005 | Bachelor of Business (International Trade) - Monash University ~ Derivatives Level 1/2 Tribeca - ASX ~ Margin Lending - Kaplan ~ RG146 - Stockbrokers Association |
| John Daniel Erzetich | 1990 | ADA Level 1 & 2 - ASX ~ Bachelor of Business Management - Queensland Institute of Technology ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| John Fowler | 1986 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ PS146 Securities, Futures, Managed Investments - Deakin University ~ Superannuation Accreditation - Royal Melbourne Institute of Technology |
| John Hanzikonstandis | 1997 | Bachelor of Business (Finance) - University of Technology, Sydney ~ Graduate Diploma of Applied Finance - Securities Institute of Australia |
| John Marr | 1986 | Bachelor of Arts - University of Queensland ~ Diploma of Financial Planning - Deakin University |
| John Michael Carter | 2007 | Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Advanced Diploma of Financial Services (Financial Planning) (FNS60410) - Kaplan Professional Education ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| John Milroy | 1998 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Derivatives Adviser: Level 1 - ASX ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ SDIA Accreditation: Securities, Futures, Managed Investments - Deakin University |
| John Rakic | 2007 | ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor of Commerce (Banking & Finance) - University of Canberra ~ Diploma of Financial Markets - Securities Institute of Australia |
| Jon Cousins | 2018 | ADA 1 & 2 - Kaplan ~ Bachelor of Business (Finance)/Bachelor of Engineering - UTS ~ RG146 - Kaplan |
| Jonathan Andrews | 2008 | Accredited Derivatives Adviser LEVEL 2 - KAPLAN professional ~ BACH OF COMMERCE - DEAKIN UNIVERSITY ~ Graduate Diploma of applied Finance - KAPLAN professional ~ Margin Lending accreditation - Deakin Prime ~ Securities and Managed investment Accreditation - Deakin Prime |
| Jonathan Henry Hancock | 1996 | Superannuation Accreditation - Securities & Derivatives Industry Association |
| Jonathon Nicholas Fragakis | 2018 | Bachelor Business Administration - Macquarie University |
| Jordan Peel Berger | 2018 | BACHELOR OF ECONOMICS - SYDNEY UNIVERSITY ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ Graduate Diploma of Financial Planning - Kaplan |
| Joseph Andrew Fedele | 2005 | Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (FNB50199) - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Joseph Pagliaro | 1995 | Bachelor of Commerce - University of Queensland |
| Justin Kaufman | 1996 | Bachelor of Business - Swinburne University |
| Justin Scattini | 2005 | ADA Level 1 & 2 - Kaplan ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Markets - Financial Services Institute of Australasia ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan |
| Justin William O'brien | 1998 | Associate Diploma in Farm Management - Orange Agriculture College ~ Bachelor of Business (Agricultural Commerce) - Orange Agriculture College ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School |
| Karl Bartlett Laufmann | 1993 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - KAPLAN ~ BACHELOR OF ECONOMICS - UNIVERSITY OF WESTERN AUSTRALIA ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SUPERANNUATION MODULE - SECURITIES INSTITUTE OF AUSTRALIA |
| Karl Douglas Morris | 1989 | ADA Level 1 & 2 - ASX ~ Bachelor of Commerce - Griffith University ~ Company Directors Course - Australian Institute of Company Directors ~ Diploma Stockbrokers Association of Australia - Stockbrokers Association of Australia ~ Diploma of Applied Finance and Investment - Financial Services Institute of Australasia |
| Kenneth Neale Wright | 1986 | Diploma of Teaching - Melbourne State College ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Kevin Cairns | 1986 | ADA Level 1 & 2 - ASX ~ Bachelor of Business (Accounting) - Queensland Institute of Technology ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| Kieran Axtens | 2018 | Bachelor of Aviation - UNSW ~ RG146 - KAPLAN |
| Kieran Hailes | 2009 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce (Finance) - University of Notre Dame ~ Graduate Diploma of Applied Finance - Kaplan ~ Margin Lending Accreditation - Kaplan ~ Superannuation Accreditation - Kaplan |
| Kieran Mcinerney | 2005 | Bachelor Degree - Financial Planning - RMIT University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma - Applied Finance & Investments - FINSIA/Kaplan ~ Graduate Diploma - Financial Planning - Kaplan |
| Kwai Ming Yung | 2008 | Bachelor of (Hons) Engineering - University of New South Wales ~ Master of Commerce - University of New South Wales |
| Lachlan Cameron | 2000 | Bachelor of Business - University of Technology Sydney ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
| Lara Kable | 2002 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Business (Banking and Finance) - TAFE NSW ~ Master of Financial Planning - University of Sunshine Coast |
| Larry Tee | 2010 | ADA Level 1 & 2 - Tribeca ~ Bachelor of Commerce (Finance & Actuarial Studies) - University of New South Wales ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Securities and Managed Investments - Deakin University |
| Laurence Crawley | 2003 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Leisa Williamson | 2005 | ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
| Lonni Aylett | 2004 | Bachelor of Economics - University of Sydney ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Louie Ognenovski | 1998 | Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - KAPLAN |
| Luke Headland | 2009 | ADA Level 1 - Kaplan ~ Diploma Financial Services (Financial Planning) - Financial Services Institute of Australasia ~ Graduate Diploma of Applied Finance - Kaplan ~ SDIA Professional Diploma Securities and Derivatives - SDIA |
| Luke Herzog | 2018 | BACHELOR OF COMMERCE - MACQUARIE UNIVERSITY ~ BACHELOR OF LAWS - MACQUARIE UNIVERSITY |
| Luke John Rybarczyk | 2010 | Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Lynda Woods | 2005 | Diploma of Business - Monash University ~ Graduate Certificate in Case Management and Client Service - Deakin University ~ Registration Certificate in Tax (financial) adviser - Tax Practitioners Board |
| Mark Andrew Haydon | 2009 | ACCREDITED DERIVATIVES ADVISER LEVEL2 - KAPLAN PROFESSIONAL ~ DIPLOMA OF FINANCIAL ADVISING - SECURITIES INSTITUTE OF AUSTRALIA ~ DIPLOMA OF FINANCIAL MARKETS - SECURITIES INSTITUTE OF AUSTRALIA ~ GRADUATE DIPLOMA IN APPLIED FINANCE AND INVESTMENT - SECURITIES INSTITUTE OF AUSTRALIA ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Mark Anthony Nuccio | 2016 | Bachelor of Engineering - Victoria University ~ RG146 - Stockbrokers Association of Australia |
| Mark Patrick Smith | 1986 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - University of Newcastle ~ CA Financial Planning Specialist - Institute of Chartered Accountants in Australia ~ Chartered Accounting - Institute of Chartered Accountants in Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Martin Eddy | 2001 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ Managed Investments Accreditation - Kaplan Professional Education ~ PS146 Securities Accreditation - Securities Institute of Australia |
| Matthew Amato | 2016 | Bach of Commerce (Corp Finance) - Adelaide University ~ Graduate Diploma Financial Planning - Kaplan ~ National DTR Accreditation - Stockbrokers and Financial Advisers Association ~ RG 146 - Stockbrokers and Financial Advisers Association |
| Matthew Cahill | 2006 | ADA 2 - ASX ~ ASIC PS 146 - DEAKIN ~ Bachelor of Commerce - Monash University ~ Graduate Diploma in Applied Finance and Investment - Finsia |
| Matthew Hui | 2011 | ADA Level 1 - Kaplan ~ Core 2 Professional Standards Accreditation - Deakin University ~ FPC200B Ethics and Professional in Financial Advice - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Securities and Derivatives - Securities & Derivatives Industry Association |
| Matthew Lean | 2006 | Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Bachelor of Commerce (Accounting) - University of Queensland ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Matthew Loxton | 1993 | Bachelor of Commerce - University of Tasmania ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Masters of Applied Finance - Macquarie University |
| Matthew Rivett | 2008 | ADA Level 1 & 2 - Kaplan ~ Diploma of Financial Markets - Financial Services Institute of Australasia ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Matthew Snodgrass | 2023 | BACHELOR OF BUSINESS ADMINISTRATION - MACQUARIE UNIVERSITY ~ GRADUATE DIPLOMA OF FINANCIAL PLANNING - KAPLAN |
| Matthew Sonnemann | 1995 | Accredited Derivatives Adviser - ASX ~ Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma in Applied Finance and Investment - FINSIA |
| Michael Andrew Kent | 1987 | Financial Advisers Exam - FASEA Standards Authority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY ~ SUPERANNUATION ACCREDITATION - DEAKIN PRIME |
| Michael Arthur | 2000 | Bachelor of Accounting - University of South Australia ~ Bachelor of Business - University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Michael Donovan | 1994 | Diploma of Financial Advising - Kaplan ~ Diploma of Financial Advising - Kaplan |
| Michael Egan | 1984 | ADA Level 1 & 2 - ASX ~ Bachelor of Economics - University of Sydney ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Deakin University ~ Series 7 - US Securities and Exchange Commission |
| Michael Innes | 1996 | ADA Level 1 & 2 - ASX ~ Certificate III in Financial Markets - Securities Institute of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Kaplan ~ Superannuation Advice and Regulations - Securities Institute of Australia |
| Michael Streat | 2010 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance & Investments - Financial Services Institute of Australasia ~ Professional Diploma of Stockbroking - Securities & Derivatives Industry Association |
| Michelle Lee | 2004 | ASX Accredited Derivatives Adviser - Level 1 - Kaplan ~ ASX Accredited Derivatives Adviser - Level 2 - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - KAPLAN ~ Master of Commerce - University of New South Wales |
| Mitchell Cook | 2017 | RG146 - Stockbrokers Association ~ Resource Economics - University of Sydney |
| Mitchell Crawley | 2018 | BACHELOR OF BUSINESS - UNIVERSITY OF QLD ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Mitchell Patrick Bogdanov | 2018 | BCom (Finance & Financial planning) RG 146 Compliant - Deakin University |
| Mitchell Tengbom | 2010 | Diploma of Financial Planning - Kaplan ~ Finance/Management Degree (Business) - Queensland University Technology ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| Murray Hewitt | 1996 | Bachelor of Commerce - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance & Investment - FINSIA |
| Nathan Charteris | 2016 | Bachelor of Business (Marketing) - Charles Stuart University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Nathan Lee Blair | 2000 | ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor Of International Finance - Griffith University ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Nicholas Con Paltoglou | 1997 | ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Doug Clark Consulting ~ Bachelor of Arts - Monash University |
| Nicholas Dunning | 1999 | ADA Level 1 - Kaplan ~ Bachelor of Economics - La Trobe University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Professional Diploma in Securities and Derivatives - SecuritiesandDerivativesIndustry Association |
| Nicholas Morrison | 2010 | Diploma of Financial Services (Financial Planning) - Financial Services Institute of Australasia ~ Diploma of Financial Services (Financial Planning) - Financial Services Institute of Australasia ~ Graduate Diploma of Applied Finance - Kaplan ~ Graduate Diploma of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan |
| Nicholas Paunovic | 2008 | Bachelor of Finance - University of Newcastle ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| Nicholas Pyne | 1987 | Bachelor of Arts - University of Adelaide ~ Diploma Course of the Securities Institute of Australia - Securities Institute of Australia ~ Master of Business Administration - University of Western Australia |
| Nicholas Winstanley Bird | 2018 | Accredited Derivatives Adviser - ADA1 - Deakin ~ Bachelor of Business (Economics & Finance) - RMIT ~ Securities & Managed Investments Accreditation - SAFAA / DEAKIN ~ Superannuation Accreditation - SAFAA / Deakin |
| Nick Kidman | 2005 | ADA Level 1 - Kaplan ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Nick Pride | 2011 | Bachelor of Commerce (Finance and Management) - University of Wollongong ~ Master of Applied Finance (Financial Planning) - Kaplan ~ Securities and Managed Investments - Financial Services Institute of Australasia |
| Nicolas James Jamieson | 2018 | RG 146 - core 1 securities & Managed Investments accreditation Program - Deakin Prime |
| Nicole Jane Neale | 2018 | Bachelor of Commerce (Accounting & Finance) - Griffith University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Diploma of Financial Planning - Mentor Education ~ Graduate Diploma in Applied Finance & Investment - Securities Institute |
| Owen Clare | 1996 | BACHELOR OF COMMERCE - UNIVERSITY OF WESTERN AUSTRALIA ~ Financial Advisers Exam - FASEA Standards Autority ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Patrick Hoult | 2018 | ADA 1 & 2 - KAPLAN ~ Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Deaking Prime ~ MARGIN LENDING - KAPLAN |
| Paul Davies | 2011 | ADA 1 & 2 - KAPLAN ~ Bachelor of Commerce - University of Woollongong ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Paul Edward Galwey | 1988 | Bachelor of Business - Swinburne College ~ Bachelor of Business - Swinburne University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Fellow of Institute of Chartered Accountants - Institute of Chartered Accountants in Australia |
| Paul John Crellin | 2000 | Bachelor of Economics - Macquarie University ~ Certified Practising Accountant - CPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance - Securities Institute of Australia |
| Paul John Haysey | 1983 | BACHELOR OF ARTS - MONASH UNIVERSITY ~ BACHELOR OF LAWS - MONASH UNIVERSITY ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY |
| Paul Pisani | 2011 | ADA Level 1 - Kaplan ~ Bachelor of Commerce/Psychology (Economics, Finance & Psychology) - University of Wollongong ~ Diploma of Financial Planning - Kaplan ~ Post Graduate Diploma of Psychology - University of Wollongong |
| Paul Richardson | 1998 | Bachelor of Accounting - Central Queensland University ~ Diploma of Financial Services - Kaplan Professional Education ~ Graduate Diploma of Applied Corporate Governance - Governance Institute of Australia |
| Peter Hunt | 2011 | Bachelor of Commerce (Financial Planning Major) - Deakin University ~ Master of Applied Finance - Monash University |
| Peter John Ian Mitchell | 2010 | Accredited Derivatives Adviser (level one) - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending Accreditation Program - DeakinPrime ~ Securities & Managed Investments Accreditation - DeakinPrime |
| Peter Mccormack | 1994 | General Securities Representative (Series 7) Examination - National Association of Securities Dealers ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Peter Neville Handbury | 2002 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business Administration - RMIT University ~ Superannuation Accreditation - Securities & Derivatives Industry Association |
| Peter Thomas | 1997 | ADA Level 1 & 2 - ASX ~ Certificate in Financial Markets - Securities Institute of Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
| Phillip Lucas | 2015 | ADA 1 & 2 - Kaplan ~ ASX CFD - ASX ~ Diploma in Financial Planning - Kaplan ~ Master of Applied Finance - Macquarie Univeristy ~ RG 146 Margin Lending - Stockbrokers Association of Australia |
| Rebecca Boyes | 2018 | DIPLOMA OF FINANCIAL PLANNING - KAPLAN ~ Financial Planning - Kaplan Professional |
| Richard Damon Morrow | 1984 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - TRIBECA ~ ASX AFFILIATE MEMBERSHIP EXAMINATION - SECURITIES INSTITUTE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SUPERANNUATION ACCREDITATION - STOCKBROKERS ASSOCIATION OF AUSTRALIA |
| Richard Neall Batt | 2004 | Accredited Derivatives Adviser - Kaplan/ASX ~ Bachelor of Commerce (B.Com) - University of Tasmania ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ DPML Margin Lending - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Securities Institute |
| Richard Staunton | 2005 | Certified Financial Planner - Financial Planning Association of Australia |
| Robert-boris Gertskis | 2016 | Bachelor of Commerce - University of Sydney ~ Diploma of Financial Planning - Kaplan ~ RG146 - Core 1 Securities & Managed Investments - Stockbroker Association of Australia |
| Robyn Leach | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Accounting - Central Queensland University ~ Bachelor of Business - Central Queensland University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia |
| Ross Edward James Williams | 2009 | DIPLOMA FINANCIAL SERVICES - FINANCIAL PLANNING - HOLMSGLEN ~ DIPLOMA OF BUSINESS - BLENDED LEARNING INT ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Ross Sorbello | 1982 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Master of Business Administration - Griffith University |
| Ryan Bamford | 2007 | ADA Level 1 - Kaplan ~ Bachelor of Applied Finance - University of South Australia ~ Margin Lending - Stockbroker Association ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Salvatore LA Cava | 2017 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan ~ Superannuation Accreditation Program - Stockbrokers Association of Australia |
| Samuel Wales | 2018 | Accredited Derivatives Adviser Level 2 - Kaplan ~ Bachelor Arts/Commerce - ANU ~ Ethics & Professionalism in Financial Advice - Kaplan ~ RG146 - Kaplan |
| Sean Allitt | 2012 | Bachelor of Commerce (Economics and Finance) - Griffith University |
| Simon Bernard Power | 2001 | ASIC MARKET INTEGRITY RULES 2010 & ASX CLEAR OPERATING RULES RE EXAMINATION - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ GRADUATE DIPLOMA OF APPLIED FINANCE AND INVESTMENT - SECURITIES INSTITUTE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY |
| Simon Geoffrey Coggins | 2005 | Diploma of Stockbroking - Deakin University |
| Simon William Martin | 1987 | Accredited Derivatives Adviser Level 2 - Tribeca/ASX ~ Bachelor of Business - Charles Sturt University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ Superannuation Module - RMIT University |
| Simon Wood | 2004 | ADA Level 1 & 2 - ASX ~ Bachelor of (Hons) Business, Science - La Trobe University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia |
| Soheil Naderi | 2018 | B Applied Finance - Macquarie University ~ Chartered Financial analyst - CFA Institute ~ Graduate Diploma of Financial Planning - Kaplan |
| Stephanie Guldberg Johansen | 2000 | ACCREDITED DERIVATIVES ADVISER LEVEL 2 - ASIC ~ DIPLOMA OF FINANCIAL MARKETS - FINSIA ~ ITS WORKSTATION TRAINING FOR SEATS DTR'S - SECURITIES & DERIVATIVES INDUSTRY ASSOCIATION ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY |
| Stephen Alexander Godfrey | 2011 | Bachelor of Business Management - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ CFP - Deakin University ~ Graduate Diploma in Financial Planning - Kaplan ~ Masters of Applied Finance - Kaplan |
| Stephen James Fulton | 2012 | MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ SUPERANNUATION ACCREDITATION PROGRAM - RMIT UNIVERSITY |
| Stephen John Donohoe | 2000 | ADA Level 1 & 2 - ASX ~ Bachelor of Commerce - University of New South Wales ~ Graduate Diploma of Applied Finance - Securities Institute of Australia |
| Stephen John James | 1988 | Bachelor of Commerce - University of Newcastle ~ Certificate IV in Business - Scouts Australia Institute of Training ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant - Institute of Chartered Accountants of Australasia ~ Chartered Tax Adviser - Taxation Institute of Australia |
| Stephen Joseph Emmerson | 1994 | Accredited Derivatives Adviser Level 1 Exam - Australian Stock Exchange ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Securities & Derivatives Industry Association - SDIA Accreditation Program Assessment ~ Superannuation Module - Securities Institute Education |
| Stephen Mckillop | 2006 | ADA Level 1 & 2 - Kaplan ~ ASX/ACH Responsible Executive - Stockbrokers Association of Australia ~ Bachelor of Commerce - University of Sydney ~ CPA - CPA AUSTRALIA ~ Diploma of Financial Services - Kaplan |
| Stewart John Collingwood | 2002 | Advanced Diploma of Business Marketing - Swinburne Institute of Technology ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Stuart Matthew Harris | 0 | Commerce Major in Accounting and Corporate Finance - The University of Adelaide ~ Financial Planning - Kaplan Professional |
| Thomas Dickson Rylance | 1992 | Company Directors Course - Graduate Australian Institute of Company Directors ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Applied Finance - Macquarie University |
| Thomas Lachlan Kidman | 1999 | Bachelor of Commerce - University of Adelaide ~ Graduate Diploma of Finance & Investment - Financial Services Institute of Australasia |
| Thomas Roughan Pickett-heaps | 2003 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce - University of Wollongong ~ Master of Commerce - University of New South Wales |
| Tony Chidiac | 2007 | ADA Level 1 - Kaplan ~ Bachelor of Business (Finance and Banking) - University of Technology, Sydney ~ Financial Adviser Exam - FASEA ~ Graduate Diploma of Applied Finance and Investment - Kaplan |
| Travis Hansen | 1996 | ACCREDITED DERIVATIVES ADVISER LEVEL1 - DEAKINPRIME ~ BACHELOR OF COMMERCE - CURTIN UNIVERSITY ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN PRIME |
| Trevor Ronald Davidson | 1998 | MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ Securities & Managed Investments Accreditation - Deakin Prime |
| Troy Davey | 2014 | ADA Level 1 - Kaplan ~ Bachelor of Business (Banking and Finance) - Queensland University Technology ~ FPC002B Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma (Financial Planning) - Kaplan ~ Master of Business (Professional Accounting) - Queensland University Technology |
| Troy Derwin | 2013 | ADA 1 - ASX ~ Bachelor of Commerce - University of Sydney ~ Chartered Financial Analyst - CFA Institute ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Macquarie University |
| Troy Mcgeachie | 2008 | ADA Level 1 & 2 - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Securities and Managed Investments - Securities & Derivatives Industry Association |
| Vanessa Susan Scott | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Vera Lin | 2018 | ADA 1 & 2 - KAPLAN ~ BACHELOR OF COMMERCE (FINANCE) - UNSW ~ DFP - DEAKIN UNIVERSITY ~ SUPERANNUATION - DEAKIN |
| Vincenzo Novelli | 1994 | CERTIFICATE IN FOUNDATION TAX - THE TAX INSTITUTE ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME ~ PROFESSIONAL DIPLOMA IN STOCKBROKING - DEAKIN PRIME ~ RG146 COMPLIANCE AND SPAA SSA EXAMINATION - UNIVERSITY OF ADELAIDE ~ Tax (Financial) Adviser - TAX PRACTITIONERS BOARD |
| Vlada Vujasinovic | 2007 | ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Finance) - Griffith University ~ Bachelor of Business (Finance) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Warren Stuart James Williams | 2008 | Accredited Derivatives Adviser Level 1 - ASX/Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Deakin Prime ~ Bachelor of Economics - La Trobe University ~ Margin Lending Accreditation Program - Deakin Prime ~ Master of Applied Finance - Macquarie University |
| William Quach | 2008 | ADA Level 1 & 2 - Kaplan ~ Bachelor of Business (Finance & Management) - University of Technology, Sydney ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Master of Applied Finance - Kaplan ~ Superannuation Accreditation - Securities & Derivatives Industry Association |
| Zachary Alexander Stent | 2015 | Bachelor of Commerce / Finance & Economics - Murdoch University ~ Core 1 Securities & Managed Investments Accreditation Program - Deakin/Stockbrokers Association ~ Diploma of Financial Planning - Kaplan Professional ~ Insurance and Risk Protection - Kaplan Professiona ~ Superannuation and Retirement Planning - Kaplan Professional |