This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Daniel Mulquiny | 2012 | Bachelor of Science - Deakin University ~ Diploma of Financial Planning - Integrity Education Group ~ FNS60410 Advanced Diploma of Financial Planning - Integrity Education Group |
| Daniel Kevin Copley | 2003 | Bachelor of Commerce - Bond University ~ RG146 DFS 1-4 - Mixed Providers ~ RG146 Margin Lending & Geared Investments - Kaplan Australia |
| Kathryn Allyssa Kyle | 2013 | Advanced Diploma of Finanical Planning - Kaplan Australia ~ Bachelor of Business (Tourism) - Monash University ~ Diploma of Financial Planning FNS50804 - Kaplan Australia ~ Graduate Diploma of Financial Planning - Kaplan Australia ~ RG146 DPML Margin Lending - Pinnacle Financial Services Academy |
| Matthew James Robertson | 1997 | Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) |
| Stephen James Thynne | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |