This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Daniel Mulquiny | 2012 | 2002 - Bachelor of Science - - Deakin University ~ 2012 - Diploma of Financial Planning - - Integrity Education Group ~ 2014 - FNS60410 Advanced Diploma of Financial Planning - - Integrity Education Group |
| Daniel Kevin Copley | 2003 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2002 - RG146 DFS 1-4 - Diploma (AQF 5) - Mixed Providers ~ 2010 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Kathryn Allyssa Kyle | 2013 | 2000 - Bachelor of Business (Tourism) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2013 - Advanced Diploma of Finanical Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2013 - RG146 DPML Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia |
| Matthew James Robertson | 1997 | 1997 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Stephen James Thynne | 2018 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |