This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Mark Washfold | 2007 | 2002 - Bachelor of Commerce Economics and Finance - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Provide Advice in Margin Lending - Other - MLC ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Adam Craig Bolton | 2011 | 2010 - Bachelor of Commerce - - Bond University ~ 2015 - Graduate Diploma of Financial Planning - - Kaplan ~ 2017 - Master of Financial Planning - - Kaplan |
| Adam John Hill | 2015 | 2002 - Bachelor of Business (Accounting) - - Southern Cross University ~ 2004 - Progessional Practice - - IPA ~ 2012 - Chartered Tax Adviser (CTA) - - The Tax Institute ~ 2015 - Diploma of Finance and Mortgage Broking Management - - AAMC Training Group |
| Adrian Han Hong NG | 2018 | 2007 - Bachelor of Economics - - The University of Adelaide ~ 2012 - Graduate Certificate of Commerce - - The University of Adelaide ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Adrian Jonas Rachele | 2010 | 2009 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alan Ban Seng Khaw | 2014 | 2014 - Diploma of Financial Planning - - Kaplan Professional education |
| Alexandra Mary Jeffery | 2018 | 2018 - FNS50615 DIPLOMA OF FINANCIAL PLANNING - - IIT |
| Alison Jean Hamilton | 2009 | 1997 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - The University of New England ~ 2000 - Chartered Accountant - Professional Designations - CA ANZ ~ 2004 - Diploma of Financial Services - Diploma (AQF 5) - Securities Institute ~ 2004 - Self Managed Superannuation Funds - Other - Tribeca ~ 2013 - Insurance and Risk Protection - Other - Kaplan |
| Allan Brindley | 1996 | 1987 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 1990 - Chartered Accountant - Professional Designations - CA ANZ ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Anand Gupta | 2017 | 2017 - Diploma of Financial Planning - - Monarch Institute |
| Andrew David Lane | 2000 | 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Andrew Dougherty | 2007 | 1990 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of New England ~ 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education group ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Mentor Education Group |
| Andrew Geoffrey Shaw | 2001 | 1995 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2005 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew James O'neil | 1988 | 1996 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1997 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2012 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Andrew James Washfold | 2012 | 2012 - Diploma of Financial Services - - Kaplan ~ 2016 - Advanced Diploma of Financial Services - - Kaplan |
| Andrew John Evans | 2003 | 2001 - Bachelor of Commerce Economics and Finance - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2016 - SMSF101 specialist adviser course - Other - The SMSF Academy |
| Andrew Steven Adler | 1997 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 2000 - Master of Commerce - Masters Degree (AQF 9) - The University of Sydney |
| Andrew William North | 2016 | 2001 - Master of Commerce (Accounting) - - The University of Sydney ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Self-Managed Superannuation Funds - - Kaplan Professional |
| Angela Elizabeth Martyn | 1989 | 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2000 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2011 - Estate Planning - Other - University of Technology Sydney ~ 2014 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Anna Maria Del Biondo | 1999 | 2001 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anna Maria Marczyk | 2016 | 2010 - Master of Professional Accounting - Masters Degree (AQF 9) - Central Queensland University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anne Therese Steer | 1999 | 2004 - Diploma of Financial Advising - Advanced Diploma (AQF 6) - Securities Institute Australia ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Justin Brett | 2018 | 2016 - Bachelor of Business - - University of Technology Sydney ~ 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Responsible Managers - - Financial Education Professionals ~ 2019 - Responsible Managers Course - Other - Financial Education Professionals |
| Anthony Michael Barbagallo | 1988 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 1995 - Certified Practicing Accountant - Professional Designations - CPA Australia ~ 1999 - RG146 DFP8 & PKE - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| Anthony Mitry | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - Intellitrain |
| Anthony Scandizzo | 2012 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 1998 - CPA - Professional Designations - CPA Australia ~ 2012 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Arjun Palaniappan | 2016 | 2013 - Master of Applied Finance - Masters Degree (AQF 9) - University of Adelaide ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ashley John Walz | 2014 | 1998 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Intellitrain Pty Ltd ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ashley Karl James Brown | 2018 | 2017 - Competencies for part of Diploma of Financial Planning - - Monarch Institute ~ 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Ashton Giles Cramond | 2018 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2020 - Ethics & Professionalism in Financial Advice - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Progam - Other - Kaplan Profession ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Auden Francis Harrop | 2010 | 2009 - ASX ALPA - - Kaplan Professional ~ 2009 - Certificate IV Financial Services - - Intellitrain ~ 2009 - Graduate Certificate in Wealth Management - - Deakin University ~ 2014 - Masters of Commerce - - Deakin University |
| Austin James Carvalho | 2001 | 2011 - Diploma of Financial Planning - - Mentor Education ~ 2012 - Margin Lending And Geared Investments - - Kaplan edcuation ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2014 - Self Managed superannuation Funds - - Mentor Education |
| Aymeric Lecole | 2017 | 2016 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - FNS10 Financial Services Training Package - Other - Terra Cordis ~ 2017 - Provide advice Margin Lending - Other - AAMC Training Group |
| Azim Pir | 2016 | 2011 - Diploma of Financial Services - - RMIT University ~ 2015 - Diploma of Financial Planning - (Foundations of Financial Planning Unit) - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - (Insurance and Risk Protection Unit) - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - (Superannuation and Retirement Planning Unit) - - Kaplan Professional Education |
| Bao Dinh Tran | 2013 | 2000 - Bachelor of Business (EcoNomics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2003 - Diploma of Financial Services (FP) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2013 - Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Ben Tsang | 1998 | 1983 - Bachelor of Commerce - - University of New South Wales ~ 1988 - Master of Finance - - University of New South Wales ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia |
| Benjamin Evans Fitch | 2013 | 1997 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2014 - Accredited Aged Care Professional - - Aged Care Steps ~ 2014 - Margin Lending - - International Institute of Technology ~ 2014 - Self Managed Superannuation Funds - - International Institute of Technology |
| Benjamin Herzog | 2013 | 2015 - Diploma of Financial Planning - - Investment Banking Institute ~ 2015 - SMSF - - Kaplan |
| Benjamin John Nicholson | 2023 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Michael Stagg | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Benjamin Stone | 2016 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Bachelor of Commerce (Accounting and Financial Planning) - - Deakin |
| Bill The Truong | 2017 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master Of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Bradley Cochrane | 1994 | 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning (ADFP) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Bradley Kent Luke | 1987 | 1995 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 1996 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Mortgage & Finance Association of Australia (MFAA) |
| Brendon Hunt | 2007 | 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Tribeca ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Mentor Education Group ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Self Managed Superannuation Funds - Other - Kaplan |
| Brett Jace Grocke | 2016 | 2016 - Bachelor of Commerce (majoring in Financial Planning and Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2021 - Aged and Disability Care Specialist Adviser - Other - Mentor Education ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Robert James | 2014 | 2014 - Diploma of Finanical Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Strong | 2003 | 2002 - Risk Management - - Integratec ~ 2003 - Certificate IV in Financial Planning - - Integratec ~ 2004 - Estate Planning - - Integratec ~ 2004 - Self Managed Superannuation Funds - - Tribeca ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Brian Paterson | 1981 | 1981 - Bachelor of Business - - Victoria University of Technology (formerly Footscray Institute of Technology) ~ 2008 - Diploma of Financial Services ( Financial Planning) - - Three Sixty ~ 2010 - Certificate IV Financial Services ( Brokering ) - - Intellitrain ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2014 - Diploma Of Financial Planning - - International Institute of Technology |
| Brodie Lee Read | 2015 | 2013 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2016 - Certificate IV in Finance and Mortgage Broking FNS40815 - Certificate (AQF 1-4) - AAMC Training Group ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - kaplan Professional |
| Bruce Bernhardt Foye | 1973 | 1973 - Bachelor of Arts - - Macquarie University ~ 1973 - Diplima of Education - - Macquarie University ~ 1998 - Certified Financial Planner - - CFP ~ 2020 - EPAdvantage 'Real Life Estate Plans' Course - Other - SuperCentral |
| Bryce Leigh Quirk | 2012 | 2002 - Bachelors of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Caillin Darcy Clyne | 2023 | 2021 - Bachelor of Commerce Majoring in Financial Planning and Finance - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Caitlin Georgia Tenaglia | 0 | 2023 - Bachelor of Business Major in Financial Planning - Bachelor Degree (AQF 7) - Swinburne University of Technology |
| Campbell Korff | 2013 | 1995 - Bachelor of Laws - - UTS ~ 2012 - Master of Business Administration - - The University of Chicago ~ 2015 - Diploma of Financial Planning - - Australis College |
| Charbel Fahd | 2006 | 1998 - Tax Agent - - Tax Practitioners Board ~ 2006 - Diploma of Financial Planning - - Tribeca ~ 2008 - SMSF Audit Course - - Institute of Public Accountants ~ 2012 - Diploma of Finance and Mortgage Broking Management - - NSW TAFE |
| Chevonne Katheryn Rees | 2018 | 2001 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2023 - Accredited Aged Care Professional program - Other - Aged Care Steps ~ 2023 - Aged Care Specialist - Professional Designations - FAAA |
| Christian Skok | 2018 | 2017 - Diploma of Financial Planning - - Integrity Education Group |
| Christie Lee Rigg | 2004 | 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |
| Christopher Alan East | 1999 | 1995 - Bachelor of Business - Bachelor Degree (AQF 7) - LaTrobe University ~ 1998 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Beks | 1999 | 1982 - Bachelor of Business - Bachelor Degree (AQF 7) - Bendigo College of Advanced Education ~ 1985 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Warrnambool Institute of Advanced Education ~ 2003 - Self Managed Superannuation Funds - - Compund Investments ~ 2008 - Cert IV in Financial Services (Finance/mortgage broking) - - Intellitrain ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Christopher Raymond Guy | 2005 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2006 - Accredited Mortgage Consultant - Other - Mortgage and Finance Association of Australia ~ 2008 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2009 - Certified Financial Planner - Professional Designations - FPA |
| Christopher Simon Shaw | 2007 | 1999 - Bachelor of Commerce - - University of Adelaide ~ 2004 - Diploma of Chartered Accounting - - Chartered Accountants Australia New Zealand ~ 2014 - Diploma of Financial Planning - - International Institute of Technology |
| Christopher Turtle | 2001 | 1987 - Bachelor of Theology - Bachelor Degree (AQF 7) - Melbourne College of Divinity ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Certificate in SMSF - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Clint Groenmeyer | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Central Queensland University ~ 2024 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - RMIT University |
| Clyde Mark Gonsalvez | 2011 | 2006 - Bachelor of Applied Finance with the degree of Bachelor of Commerce - Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2013 - AMP & ICFS Specialist SMSF Course - Other - The University of Adelaide International Centre for Financial Services ~ 2016 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional Education ~ 2017 - DFP5v1 Tax for Financial Advising (Short Answer Exam) - Other - Kaplan Professional Education ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional Education |
| Craig Matthew Jackson | 2004 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig William Hargraves | 2004 | 2000 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |
| Damian Edward Mccormack | 2013 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - AAMC Training Group ~ 2016 - DFP5v1 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2017 - TASALv1 Commercial Law - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dane Andrew Baldwin | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2018 - Graduate Certificate in Commerce - Graduate Certificate (AQF 8) - Charles Sturt University |
| Daniel Jonathon Bridges | 0 | 2023 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Monarch Institute ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel Matthew Carini | 2011 | 1992 - Bachelors of Applied Science(Physiotherapy) - Bachelor Degree (AQF 7) - The University of Sydney ~ 2001 - Diploma of Financial Services(Financial Planning) - Diploma (AQF 5) - Intellitrain ~ 2004 - Master of Applied Finance and Investment - Masters Degree (AQF 9) - Securities Institute ~ 2017 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional |
| Daniel Richard Collins | 2004 | 2005 - CFP Education Program - Professional Designations - FPA ~ 2016 - Master of Science in Financial Planning & Business Management - Masters Degree (AQF 9) - Manchester Metropolitan University ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Skinner | 2014 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Timothy Jackson | 2015 | 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Danielle Green | 2011 | 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2012 - Principles of Self Managed Superannuation Funds - - International Institute of Technology ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education ~ 2022 - Responsible Managers - Other - Financial Education Professionals |
| Danielle Hayley Nyree Meyers | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - Certificate (AQF 1-4) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Financial Planner AFP - Professional Designations - Financial Advice Association Australia (FAAA) ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Darren Glen Tindall | 2013 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - Margin Lending - Other - Kaplan ~ 2015 - Self Managed Super Funds - Other - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Darryl John Jopling | 2001 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2008 - Certificate IV in Financial Services (Mortgage Broking) - - Intellitrain Pty Ltd ~ 2009 - Self Managed Superannuation Funds - - Financial Services Training & Assessment Pty Ltd ~ 2013 - Margin Lending - - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| David Carson | 2013 | 2007 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2013 - Taxation and Estate Planning - Other - Kaplan Professional ~ 2015 - 928 Margin Lending - Knowledge only - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Professional |
| David John Currie | 2009 | 2000 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2003 - Bachelor Of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| David Kuok Leong Chong | 2013 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Osmond | 2016 | 2002 - Advanced Diploma of Business (accounting) - - Holmsglen ~ 2014 - Diploma of Financial Planning - - Pinnacle |
| David Stephen Moloney | 2007 | 2007 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2010 - Certified Financial Planner Certification - Professional Designations - FPA ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Thomas Gidney | 2014 | 2014 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Tilley | 1994 | 1981 - Diploma of Business Studies - Diploma (AQF 5) - Prahran College of Advanced Education ~ 2002 - Discovering The Options of Securities & Futures - Other - CPA Australia ~ 2002 - Insurance and Risk in the Financial Planning - Other - CPA Australia ~ 2002 - Intensive Course in Financial Planning - Other - CPA Australia ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Dean Arnold Powter | 1994 | 2000 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2000 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Debbie Goss | 2004 | 2002 - Diploma of Business (Banking and Finance) - Diploma (AQF 5) - TAFE SA ~ 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2006 - Risk Management - Other - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2012 - Margin Lending - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Denise Kay Kipling | 1998 | 2002 - Diploma of Financial Planning DFP1-8 - - Financial Planning Association ~ 2019 - Financial Adviser Exam - Other - ASIC |
| Diamando Comakis | 2004 | 1993 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of South Australia ~ 2006 - Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - FINSIA Education (Kaplan Professional) ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - CPA - Professional Designations - CPA Australia |
| Diane Frances Birtles-crute | 2012 | 2012 - RG146(Tier 1) in Financial Planning, Insurance, Superannuation - Other - Intellitrain ~ 2016 - Securities and Managed Investments - Other - Kaplan Professional ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Diane Toll | 2011 | 2004 - Foundation DFP - - FPA ~ 2011 - Diploma of Financial Services - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Dinesh Aggarwal | 2015 | 2010 - Graduate Diploma of Chartered Accounting - Other - The Institute of Chartered Accountants in Australia ~ 2015 - Diploma of Financial Planning - - Integrity Education Group ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Self-Managed Super Funds (SMSF) & Margin Lending (ML) - Other - Integrity Education Group ~ 2017 - FCPA - Professional Designations - CPA Australia ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group |
| Dinesh Damian Rajah | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Dominic Charles O'regan | 2018 | 2018 - Diploma of Financial Planning - - iit ~ 2021 - Financial Adviser Exam - Professional Designations - FASEA ~ 2022 - Graduate Diploma of Finanicla Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dong Nguyen | 2022 | 2011 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Edward Andrew Caddle | 1999 | 1982 - Bachelor of Science - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 1982 - Certificate of Technology - Certificate (AQF 1-4) - Royal Melbourne Institute of Technology ~ 1999 - Master of Business Administration - Masters Degree (AQF 9) - University of Sydney ~ 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Eleonor Klopsch | 1992 | 1991 - Bachelor of Economics - - Monash University ~ 2001 - Graduate Diploma of Financial Planning - - Deakin University / Financial Planning Association ~ 2002 - Certified Financial Planning - - Financial Planning Association ~ 2010 - ASX Listed Products Accreditation - - Alpha Structured Investments / ASIC ~ 2011 - Accredited Estate Planning Specialist - - University of Technology, Sydney / Financial Planning Association |
| Elise Moskowitz | 2013 | 2007 - Bachelor of Commerce - - Monash University ~ 2012 - CPA Program - - CPA Australia ~ 2013 - Diploma in Financial Services - - Dover Financial Services |
| Eric Alastair Sears | 1991 | 1975 - Bachelor of Business - Bachelor Degree (AQF 7) - Western Australian Institute of Technology ~ 1984 - Certified Practising Accountant - Professional Designations - The Australian Society of Certified Practising Accountants ~ 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan |
| Ferras Merhi | 2013 | 2005 - Diploma of Accounting - - VBC ~ 2010 - Bachelor of Business (accounting) - - Victoria University ~ 2013 - Diploma of Financial Planning - - IBI |
| Frederick Cornelius Adlam | 2016 | 1999 - Bachelor of Commerce (Institusionele Investment) - Bachelor Degree (AQF 7) - University of Stellenbosch ~ 2000 - Bachelor of Commerce (Quantitative Portfolio Management) - Bachelor Honours Degree (AQF 8) - University of Stellenbosch ~ 2013 - Certificate IV in Finance and Mortgage Broking - Other - Kaplan Professional ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gabriel Carey | 2009 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2013 - Master of Business Administration (Executive) - Masters Degree (AQF 9) - The University of New South Wales ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Garrett Peter Woods | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - TASA and the TPB Code of professional conduct - Other - Kaplan Professional ~ 2019 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Garry Peter Crole | 1988 | 1982 - Diploma of General Insurance - - Australian Insurance Institute ~ 2000 - Diploma of Financial Services - - Deakin ~ 2013 - Company Directors Course - - Australian Institute of Company Directors ~ 2020 - Margin Lending Accreditation - Other - Western Sydney University The College |
| Gary Mccluskey | 1987 | 1978 - Diploma in Business Studies (Accounting) - - Swinburne ~ 1983 - Graduate Diploma Accounting - - Swinburne ~ 2002 - RG146 - - CPA Australia ~ 2002 - RG146 - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gavin James Bottrell | 2016 | 2000 - Bachelor of Commerce - - The University of Newcastle ~ 2016 - RG146 - - AAMC Training Group ~ 2017 - Diploma of Financial Planning - - AAMC Training Group |
| Gavin Joseph Jolley | 2004 | 2001 - Bachelor of Economics - - La Trobe University ~ 2005 - Advanced Diploma of Financial Planning - - University of Technology, Sydney / Tribeca |
| Gavin Melican | 2010 | 1983 - Bachelor of Business (Accounting Major) - - RMIT ~ 2000 - Diploma of Financial Planning - - Deakin |
| Geoffrey Carne Trewarn | 1986 | 1983 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne Institute of Technology ~ 1983 - CPA Orientation - - CPA Australia ~ 1986 - Graduate Diploma in Public Accounting - Graduate Diploma (AQF 8) - Phillip Institute of Technology ~ 2001 - Certified Financial Planner - - Financial Planning Assoc. ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Geoffrey Thomas Walley | 2011 | 2011 - RG146 in Financial Planning Principles, Insurance, Superannuation - - Intellitrain ~ 2012 - Margin Lending - - Kaplan |
| George Stivactas | 2014 | 1988 - Diploma in Accountancy - - St George TAFE ~ 2013 - Registered Auditor - - ASIC ~ 2014 - Diploma in Financial Planning - - Mentor Education |
| Glenn Allan Cameron | 2000 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2012 - Diploma of Finance and Mortgage broking Management - Diploma (AQF 5) - Intellitrain Pty Ltd ~ 2017 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Glenn John Loadsman | 2008 | 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - International Institute of Technology (IIT) ~ 2013 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology (IIT) ~ 2018 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Grant Andrew Dwyer | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2011 - SMSF Accreditation - - Kaplan ~ 2013 - Advanced Diploma of Financial Services - - Mentor Education |
| Grant Joseph Tenni | 1984 | 1982 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association |
| Hans Egger | 1998 | 1992 - Bachelor of Business (Marketing) - - Charles Sturt University ~ 1998 - Graduate Diploma of Applied Finance and Investment - - Kaplan Professional (formerly FINSIA) ~ 2002 - Graduate Diploma of Financial Planning - - Kaplan Professional (formerly FINSIA) ~ 2004 - Certificate III in Mortgage Lending - - TAFE - NSW ~ 2009 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Australis College (formerly Intellitrain) |
| Harman Singh Dhillon | 2021 | 2020 - Grad Dip Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Masters Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Heather Elizabeth Mcinnes | 2017 | 2001 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2017 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Self Managed Super Funds - - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hendrik Johannes Joubert | 2016 | 1984 - Bachelor of Accounting Science - Bachelor Degree (AQF 7) - University of South Africa ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Henriette Kha | 2015 | 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 922 Derivatives - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 923 Securities - Diploma (AQF 5) - Kaplan Australia ~ 2015 - RG146 928 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) |
| Henry Bourne | 2007 | 2016 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hugh Gordon Kilpatrick | 1983 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2001 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ian Melville Rewell | 1999 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Professional's Association of Australia |
| Ian Robert Hogarth | 2002 | 1988 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1997 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ingrid Schodde | 2018 | 1998 - Bachelor of Commerce in Accounting - Bachelor Degree (AQF 7) - University of Canberra ~ 2013 - Master of Taxation and Financial Planning - Masters Degree (AQF 9) - University of New South Wales ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Aged Care Professional - Certificate (AQF 1-4) - Aged Care Sleps ~ 2016 - Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps ~ 2016 - Diploma of Community Services (Financial Counselling) - Diploma (AQF 5) - Central Institute of Technology |
| Isaac Ghaly | 2018 | 2014 - Bachelor of Commerce - - University of Melbourne ~ 2018 - Diploma of Financial Planning - - Monarch Institute |
| Jace Aiden Cosgrove | 2004 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Southern Queensland ~ 2007 - ASX Accredited Derivatives Adviser Level One - Other - Kaplan ~ 2013 - SMSF Strategies Course - Other - Terra Cordis ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Barnard Mascitelli | 2023 | 2020 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Bachelor of Laws - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - Specialist SMSF Online Course - Other - SuperConcepts & University of Adelaide |
| Jack David Manoni | 2024 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association |
| Jack Ngo | 2013 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2005 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2010 - Master of Wealth Management - Masters Degree (AQF 9) - Deakin University ~ 2015 - Certified Financial Planner - - FPA |
| Jackson James Brown | 2018 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University Queensland, Australia ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Jacob Neil Wilkins | 2014 | 2010 - Bachelor of Commerce - Finance - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Financial Planning (FNS50611) - Diploma (AQF 5) - Pinnacle ~ 2016 - Self-Managed Superannuation Fund - Other - Financial Education Professionals ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Jacqueline Ann Ernstzen | 2005 | 2005 - Diploma of Financial Services - - AMP Financial Services ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jacqueline Cooper | 2015 | 2015 - Diploma of Financial Planning - - Kaplan & IIT ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Polwart-matich | 2010 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Auckland ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Securities and Managed Investments - Other - Kaplan ~ 2018 - DFP5v3 Tax for Financial Advising - Other - Kaplan Professional ~ 2018 - TASACLv2 Commercial Law - Other - Kaplan Professional |
| James Richard Trethewie | 2011 | 2009 - Bachelor of Business (International Business) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2013 - Margin Lending - Other - Mentor Education ~ 2015 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| James Smith | 2011 | 2010 - Diploma Financial Planning - - Mentor Education ~ 2012 - Advanced Diploma Financial Planning - - Mentor Education ~ 2016 - Masters of Financial Planning - - Kaplan Professional Education |
| Janelle Margaret Manders | 2016 | 2016 - CAANZ Diploma of Financial Planning - - Kaplan |
| Janette Marie Screaigh | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Janie Tanya Fensom | 2018 | 1997 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2014 - Chartered Accountant - Professional Designations - CA ANZ ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Jared Mitchell Ebeling | 2007 | 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jason Benney-morris | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Australis College ~ 2015 - Self Managed Superannuation Funds - Other - Mentor Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Jay Fleming | 2014 | 2012 - Bachelor of Commerce (Financial Planning) - - Griffith University |
| Jayme Witherdin | 2022 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - Griffith University |
| Jeffrey Khoury | 2014 | 2012 - BLW22 Taxation - Other - Curtin University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional |
| Jennifer Louise Laing | 0 | 2023 - Bachelor of Accounting (Financial Planning) with Distiction - Bachelor Degree (AQF 7) - Central Queensland University |
| Jeremy Peter Darnell | 2007 | 1991 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 1994 - Chartered Accountant - Professional Designations - ICCA (now CA ANZ) ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (FINSIA) ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - SMSF Course - - Tribeca |
| Jessica Lauren Mccann | 0 | 2014 - Certificate II in Workplace Practices - Certificate (AQF 1-4) - Meridan College ~ 2016 - Certificate IV in Justice Studies - Certificate (AQF 1-4) - Unity College ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jessica Louise Simunic | 2023 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle Australia ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jingtao (mark) YU | 2016 | 2009 - Master of Information Technology - Masters Degree (AQF 9) - The University of Melbourne ~ 2014 - Diploma of Financial Planning FNS50611 - Diploma (AQF 5) - CPA Australia ~ 2016 - Advising in SMSFs - Other - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| John Blangiardo | 1996 | 1997 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2002 - Diploma Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John George Horvath | 2008 | 2008 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - AAMC Training Group ~ 2013 - Diploma of Financial Planning FNS50610 - Diploma (AQF 5) - AAMC Training Group |
| John Hall | 1980 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2016 - Self Managed Super Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| John Michael Hedley | 2004 | 1984 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2010 - CPA - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Peterson | 2024 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Riley | 2008 | 1993 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT ~ 1998 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor |
| John Weall | 1980 | 2000 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - Cavendish ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan |
| John William Weall | 2014 | 2010 - Bachelor of Commerce (Financial Planning) - - Curtin University of Technology ~ 2013 - Certified Financial Planner Accreditation Program - - Financial Planning Association of Australia ~ 2020 - Ethic and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jonathan Allan Dixon | 2003 | 2005 - Advanced Diploma of Financial Planning - - Securities |
| Joseph Anthony Tropeano | 2017 | 1991 - Bachelor of Economics (Major in Accounting) - - La Trobe University ~ 1998 - Master of Taxation Law - - The University of Melbourne ~ 2016 - Diploma of Financial Planning - - AAMC |
| Joseph Vitale | 1992 | 2001 - Superannuation and Retirement Planning for Financial Services Professionals - - IntegraTec ~ 2002 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Deakin Financial Services Group ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Josephine Grace Smith | 1998 | 1987 - Bachelor of Business Accounting - - University of Technology, Sydney ~ 1987 - Bachelor of Business – Accounting - - University of Technology, Sydney ~ 1989 - Professional Year Program - - Chartered Accountants Australia and New Zealand (CA) ~ 1997 - Diploma of Superannuation Management - - Macquarie University ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) |
| Julian Myles Zaffino | 2024 | 2021 - 2105AFE Introduction to Business Law - Other - Griffith University ~ 2021 - 2150AFE Taxation Law - Other - Griffith University ~ 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| KA Ming Kwok | 2010 | 2006 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Curtain University of Technology ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - University of Western Australia ~ 2014 - Self Managed Superannuation Funds - - CFS Institute of Advice |
| Karen Summerville | 2017 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 1995 - Certified Practising Adviser - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Karl Andrew Vaivads | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and Professionalism in financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kathryn Trotter | 2003 | 2004 - Diploma of Financial Services (Financial Planning) - - Integratec ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kelly Amanda Fullston | 1998 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2013 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle |
| Kenneth Leslie Read | 1988 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2015 - Certified Financial Strategist - - Association of Independently Owned Financial Professionals |
| Kerree Anne Bezencon | 1994 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash Univsersity ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2001 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2002 - Irongroup Estate Planning Specialisation - - Irongroup Lawyers ~ 2006 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Kim Holmes Wood | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca (Kaplan Professional) ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2021 - FNS40815 Certificate IV in Finance and Mortgage Broking - Other - Mentor Education |
| Kinda Mckean | 2016 | 2015 - Diploma of Financial Planning - - Kaplan |
| Kristy Louise Rowse | 2002 | 1998 - Bachelor of Arts - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Financial Planning Principles and Practice - Other - Securities Institute ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Kyle Michael Villanueva | 2018 | 2018 - DIPLOMA OF FINANCIAL PLANNING - - iit |
| Kylie Leanne Abbey | 2009 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2005 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2008 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning (FNS60410) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Lachlan John Roberts | 2024 | 2020 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lan Anh HA Nguyen | 2017 | 1999 - Bachelor of Commerce - - Melbourne University ~ 2002 - Chartered Accountant - - The Institute of Chartered Accountants ~ 2016 - Diploma of Financial Planning - - Integrity Education ~ 2016 - Diploma of Financial Services - - Integrity Education |
| Leigh Gordon Evans | 2000 | 1994 - ASSOCIATE DIPLOMA OF BUSINESS ( BANKING AND FINANCE) - - BOX HILL COLLEGE OF TECHNICAL AND FURTHER EDUCATION ~ 1994 - Associate Diploma of Business (Banking & Finance) - Diploma (AQF 5) - Box Hill College of Technical and Further Education ~ 1999 - ADVANCED DIPLOMA OF BUSINESS ( ACCOUNTING) - - SWINBURN UNIVERSITY OF TECHNOLOGY ~ 1999 - Advanced Diploma of Business (Accounting) - Advanced Diploma (AQF 6) - Swinburne University of Technology Victoria Australia ~ 2004 - DIPLOMA OF FINANCIAL PLANNING - - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2013 - CERTIFIED FINANCIAL PLANNER - - FINANCIAL PLANNING ASSOCIATION OF AUSTRALIA LIMITED ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Lena Hilton | 2003 | 1979 - Business of Business - Bachelor Degree (AQF 7) - Western Australian Institute of Technology ~ 2010 - ASX Listed Products Accreditation Course (LPAC) - Certificate (AQF 1-4) - LPAC Online ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leyland James Roberts | 2014 | 1993 - Bachelor of Commerce - - Deakin University ~ 2014 - RG146 Diploma (incl SMSF) - - Monarch Institute |
| Louise Catherine Davies | 2009 | 2010 - Bachelor of Commerce (Accounting and Financial Planning Double Major) - Bachelor Degree (AQF 7) - Curtin University |
| Lynette Callanan-thiel | 2016 | 1996 - Associate Diploma of Business (Accounting) - - Barrier Reef Institute of TAFE ~ 2002 - Graduate Certificate in Professional Accounting - - University of Southern Queensland ~ 2005 - Master of Commerce - - University of New England ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Madelyn Grace Lim Cruz | 2010 | 2007 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan |
| Maheshkumar Viswanathan | 2024 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Mumbai University ~ 2006 - Masters of Commerce - Masters Degree (AQF 9) - Mumbai University ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Specialist Advisor (SSA) - Professional Designations - SMSF Association |
| Manita Seeder | 2012 | 1999 - Bachelor of Commerce (Accounting Major) - - University of Western Sydney ~ 2003 - CPA Program - - CPA Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology |
| Manuela Flora DI Giorgio | 2018 | 2007 - Bachelor of Business (Accountancy) - - Royal Melbourne Institute of Technology ~ 2015 - Master of Taxation - - Curtin University of Technology ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Marc Tenaglia | 2009 | 2008 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - AAMC ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education/RG146 ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - National Finance Institute ~ 2015 - Self Managed Super Fund - - Mentor |
| Mario Cananzi | 1993 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - Other - Tribeca |
| Marion Gaertner | 2008 | 1980 - Bachelor of Arts (with Second Class Honours in German Language and Literature) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 1981 - Diploma of Education - Diploma (AQF 5) - Adelaide University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2008 - MBA - Masters Degree (AQF 9) - Australian Institute of Business ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Intellitrain |
| Mark Anthony Phillips | 2003 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria College / Deakin University ~ 1993 - Certified Practicing Accountant - Professional Designations - Australian Society of CPAs ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2015 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association |
| Mark Burgess | 2010 | 1985 - Bachelor of Arts - Bachelor Degree (AQF 7) - The Australian National University ~ 2004 - Certificate III in Financial Services - - Securities Institute ~ 2004 - PS146 Tier 2 Advisor Accreditation Program - - Securities Institute ~ 2006 - Tier 1 compliance solution in Gen Knowledge, Managed Inv, Derivatives, Securities,Super and Life Ins - - FINSIA ~ 2009 - tier 1 Compliance Solution Financial Planning - - Kaplan |
| Mark Cadiao | 2014 | 2012 - Diploma of Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Mark Graham Washfold | 2002 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2005 - Applied Self-Managed Super Fund Advice - Certificate (AQF 1-4) - Australian Executor Trustees ~ 2011 - Provide Advice in Margin Lending - Other - MLC |
| Mark Patrick Gardener | 2013 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - PS146 Training Australia ~ 2011 - Margin Leading and Geared Investments - - Kaplan Professional Pty Ltd ~ 2013 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Robert Taylor | 2005 | 1988 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University Technology ~ 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 1999 - Post Graduate Diploma in Management - Graduate Diploma (AQF 8) - Macquarie University ~ 2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Martin William Clarke | 2021 | 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan |
| Mary-lou DE Angelis | 2000 | 2004 - Bachelor of Business (Financial Planning) - - RMIT ~ 2005 - SMSF - - Daniel Butler ~ 2005 - SMSF - - Integratec (now Kaplan) |
| Maryam Touchai | 2013 | 2002 - Master of Arts (International Relations) - - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education |
| Matthew Caruana | 2013 | 2013 - Certificate III in Financial Services - Certificate (AQF 1-4) - Intellitrain ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Australia College ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Thomas Brown | 2006 | 2007 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Matthew William Hargraves | 2018 | 2018 - Diploma Financial Planning - - Kaplan Professional |
| Maurice Giampetrone | 2004 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2011 - Margin Lending - - MLC |
| Meena Bebawy | 2010 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2012 - Chartered Tax Adviser (CTA) - Professional Designations - The Tax Institute |
| Melinda Gai Schubert | 2010 | 1991 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 1995 - Master of Professional Accounting - Masters Degree (AQF 9) - Griffith University ~ 1996 - Certified Practicing Accountant - Professional Designations - CPA Australia ~ 2020 - Essential Steps for Aged Care - Other - Aged Care Steps ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Melissa Josephine Giraldo | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Bachelor of Commerce (Financial Planning & Investments) - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - - Mentor Education |
| Mervyn Richard George Wilson | 1987 | 1972 - Bachelor of Science - - The University of Melbourne ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2017 - Commercial Law - Other - Kaplan Professional ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Professional |
| Michael Gerard Rodrigues | 1986 | 2014 - Professional Certificate in Self Managed Superannuation Funds - Other - University of Adelaide ~ 2015 - SMSF Specialist Advisors - Professional Designations - SMSF Association ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Michael John Caddy | 2011 | 1991 - Bachelor of Education - Bachelor Degree (AQF 7) - The University of Newcastle Australia ~ 1995 - Master of Professional Accounting - Masters Degree (AQF 9) - Griffith University ~ 2009 - CPA Program - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Robert Barrett | 2010 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - KAPLAN ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor |
| Michelle Joanne Jones | 2017 | 2015 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2017 - Dimploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Michelle Susan Hargraves | 2018 | 2013 - Diploma of Financial Planning (FNS50610) - Diploma (AQF 5) - Kaplan Professional |
| Mili Aggarwal | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Monika Alicia Krell | 2011 | 2012 - Margin Lending Accreditation Program - Other - DeakinPrime ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Murray James Halliwell | 2005 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services |
| Nadia Dong GU O'sullivan | 1998 | 2009 - Diploma of FinancialServices (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Nash Maktumi | 2013 | 2010 - Diploma of Financial Planning - - Kaplan Professional ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Neil Hutchinson | 2000 | 1994 - Graduate Diploma of Tax - Graduate Diploma (AQF 8) - Monash University ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2012 - Diploma of Financial Services - Diploma (AQF 5) - Intellitrain Training Australia ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2021 - SMSF Foundations Course - Other - Smarter SMSF |
| Nicholas Damian Hogan | 2023 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2024 - FNS40821 Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group |
| Nicholas Perrett | 2008 | 2001 - Bachelor of Commerce (Finance, Financial Planning, Marketing) - - Deakin University ~ 2004 - Chartered Accountant - - Chartered Accountants Australia & NZ (formerly ICAA) ~ 2012 - Diploma Financial Services (Financial Planning) - - AAMC ~ 2015 - Cert IV Mortgage Broking / Finance - - AAMC ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas Polichronopoulos | 1983 | 2003 - Diploma of Financial Services (Distribution) FNB50499 - Diploma (AQF 5) - Deakin Financial Services Pty Ltd ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - Deakin Financial Services Pty Ltd ~ 2011 - RG146 Provide Advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Nilesh Patel | 2016 | 2010 - Advanced Diploma of Financial Services - - Kaplan |
| Niranjan Ramjee | 2012 | 1983 - Bachelor of Accountancy Honours Degree - Bachelor Honours Degree (AQF 8) - University of Zimbabwe ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Other - The University of Adelaide ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Investment Banking Institute ~ 2021 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Noel Patrick Pinto | 2011 | 2010 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2022 - Taxation for Financial Planning - Other - Kaplan Professional |
| Olivia Grant | 2015 | 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Bachelor of Business - - Monash University ~ 2015 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Acrredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Pallavi Mahajan | 2008 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - Graduate Diploma in Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paolo Amoddio | 2015 | 1983 - Bachelor of Business- Accounting - - Phillip Institute of Technology ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2015 - Foundations of Financial Planning Part B:Financial Planning - - Kaplan ~ 2015 - Insurance and Risk Protection - - Kaplan |
| Paul Andrew Bayly | 2006 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - Taxation for Financial Planning - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Paul Anthony Lohrey | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Paul Atkin | 2005 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Paul Lionel Quieros | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology |
| Paul Thomas Atherton | 2017 | 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2017 - Certificate IV in Finance and Mortgage Broking - - Finance & Related Services Training Academy |
| Peter Anthony Debelak | 2018 | 1998 - Bachelor of Business - - Griffith University ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2009 - NLP Master Practitioner - - Inform ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Self Managed Superannuation Fund - - Kaplan |
| Peter Graham Edmonds | 1989 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2013 - LRS Life Risk Specialist - Professional Designations - Financial Planning Association of Australia |
| Peter Konstantopoulos | 1990 | 2003 - Advanced Diploma of Financial Services (Financial Planning) FNB 60402 - Advanced Diploma (AQF 6) - Deakin Financial Services Pty Ltd ~ 2011 - RG146 Provide Advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Peter Michael Marmara-stewart | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2009 - Bachelor of Business and Commerce - - Monash University ~ 2011 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2012 - Masters of Commerce - - University of New England ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Nigel Francis Tribolet | 2013 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2014 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2016 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps Pty Ltd ~ 2019 - Mentor Education - - Margin Lending Adviser (Personal Advice) |
| Peter Shan Boyd | 2015 | 2006 - Bachelor of Commerce (Accounting & Finance) - - Sydney University ~ 2009 - Chartered Accountant - - Chartered Accountants Australia & NZ (CA) ~ 2014 - Diploma of Financial Planning - - Pinnacle Financial Services Academy |
| Phillip Andrew Lindsay Segaert | 2013 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2013 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Phillip Scandizzo | 2003 | 1986 - Bachelor of Business (Accounting) - - Monash ~ 1999 - Certified Financial Planner - - FPA ~ 2013 - Credit Adviser - - MFAA ~ 2013 - Diploma of Finance & Mortgage Broking - - Intellitrain |
| Phong Toan VU | 2010 | 1983 - Bachelor of Economics (Accounting) - - University of Sydney ~ 1986 - Master of Commerce - - University of Sydney ~ 2010 - RG146 Diploma of Financial Services - - Kaplan Professional ~ 2012 - Superannuation & Retirement Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Prasanth Radhakrishnan | 2018 | 2017 - Bachelor of Business Administration - - Monash University ~ 2018 - Diploma Of Financial Planning - - Integrity Education Group |
| Quinhat XI | 2007 | 2003 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Raema Ford | 2016 | 2000 - Advanced Diploma of Marketing - - Holmesglen TAFE ~ 2010 - Bachelor of Business (Marketing) - - Monash University ~ 2015 - FNS50611 Diploma of Financial Planning - - Pinnacle ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ravindra Mohan Sharma | 2016 | 1980 - Bachelor of Commerce (Accounting) - - Rajasthan University ~ 2004 - Post-Graduate Programme in Management - - Indian Institute of Management Indore ~ 2015 - Diploma of Financial Planning - - Integrity Education Group ~ 2016 - Advanced Diploma of Financial Planning - - Integrity Education Group ~ 2016 - Margin Lending - - Integrity Education Group |
| Renato Lovisa | 2018 | 2005 - Bachelors Degree in Economics - Bachelor Degree (AQF 7) - University of Naples Federico ll ~ 2007 - Specialist Degree in Economics - Masters Degree (AQF 9) - University of Naples Federico ll ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan professional ~ 2018 - Diploma if Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rhys James Rolls Reilly | 2015 | 2014 - Diploma of Financial Planning - - Investment Banking Institute ~ 2015 - RG146 Tier 1 Insurance Broking Compliance - - Australian and New Zealand Institute of Insurance and Finance |
| Ricky Neville Kennedy | 1988 | 1984 - Bachelor of Engineering (Electrical) - Bachelor Degree (AQF 7) - Footscray Institute TechNology ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2010 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2011 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Robert Bauman | 1999 | 1984 - Bachelor of Science in Business Administration (Hons) - Bachelor Honours Degree (AQF 8) - The University of Tennesee ~ 1990 - Master of Business Administration - Masters Degree (AQF 9) - Georgia State University ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Robert Jesmond DE Bono | 2007 | 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2017 - Advance Diploma of Financial Planning - - Monarch ~ 2018 - Anti-Money Laundering - - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| Robert Mark Pertich | 2004 | 1994 - Bachelor Of Economics - - La Trobe University ~ 1995 - CPA Australia - - Society of CPAs ~ 2018 - Diploma in Financial Planning - - Kaplan |
| Robert Perri | 2015 | 1991 - Bachelor of Economics - - Australian National University ~ 2014 - Diploma of Financial Planning (FNS50610) - - Kaplan Professional |
| Robert Turner | 2006 | 2006 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Tribeca |
| Robert Yu-kuang Chen | 2008 | 2005 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Robin James Creasey | 2016 | 1984 - Bachelor of Arts (Accounting) - - SA Institute of Technology ~ 2014 - SMSF Personal Advice Course - - Pinnacle Financial Services Academy ~ 2017 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robyn Marie Mears | 2004 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2007 - Advanced Diploma of Financial Services (Superannuation) FNS 60504 - Advanced Diploma (AQF 6) - ASFA Professional Development ~ 2010 - Margin Lending And Geared Investments - Other - Kaplan ~ 2013 - LRS Life Risk Specialist - Professional Designations - Financial Planning Association of Australia ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Rocky Hoffman | 2006 | 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Intellitrain ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Menor Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rodney George Trustum | 2004 | 1995 - Bachelor of Business (Accounting and Finance) - - Southern Cross University ~ 2001 - Chartered Accountant - - Institute of Chartered Accountants Australia ~ 2008 - Advanced Diploma of Applied Finance and Investment - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rodney Michael Paul | 2008 | 2008 - DFP - - Kaplan ~ 2013 - Taxation and Estate Planning - - Kaplan |
| Rodney Parrish | 2016 | 1992 - Bachelor of Business - - The University of New England ~ 2016 - Diploma of Financial Planning - - International Institute of Technology |
| Roger Gow | 2001 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Tax and Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Romeo Abdo | 2016 | 2001 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2017 - 5 Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Russell Stanley Phillips | 1997 | 1996 - Bachelor of Commerce - - Monash University ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute |
| Ryan Andrew Hateley | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sade Diandra Wallace | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Sandra Jeanne Kent | 2014 | 1992 - Bachelor of Social Science (Economics, Industrial and Organizational Psychology) - - University of Cape Town (South Africa) ~ 1993 - Bachelor of Social Science (Honours in Economics) - - University of Cape Town (South Africa) ~ 2013 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Advanced Diploma of Financial Planning - - Mentor Education |
| Sara Jane Kalcic | 2008 | 2005 - Diploma of Financial Planning - - Tribeca ~ 2008 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2013 - Graduate Diploma in Applied Finance - - Kaplan Professional Education |
| Sashikala Veale | 2016 | 2005 - Bachelor of Business (Accounting/Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2008 - Certified Practicing Accountant - Professional Designations - CPA Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Scott Haywood | 1997 | 1996 - Bachelor of Business (Business Administration) - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Scott Levingston | 2009 | 1993 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2011 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology ~ 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - AAMC Training Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sean Joseph Taylor | 2022 | 2015 - Bachelor of Psychology - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Shana Polichronopoulos | 2018 | 2015 - Bachelor Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group |
| Shane Griffin | 1997 | 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2003 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2006 - SMSF Specialist Advisor - Professional Designations - SPAA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Michael Neaves | 2016 | 2011 - Certificate IV in Finacial Services - - TAFW NSW ~ 2011 - Diploma of Financial Services - - TAFE NSW ~ 2012 - Diploma of Financial Planning - - Kaplan ~ 2015 - Bachelor Business - - RMIT |
| Shauna-lea Rose | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Shiva Khabbaz-saberi | 2017 | 2016 - Bachelor of Business Major in Finance - Bachelor Degree (AQF 7) - Edith Cowan University (ECU) ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Commercial Law - Other - Kaplan Professional ~ 2024 - Tax for Financial Advising - Other - Kaplan Professional |
| Simon Coelho | 2014 | 1998 - Bachelor of Economics - - Macquarie University ~ 2003 - GDip Financial Planning - - Kaplan ~ 2017 - Diploma of Financial Planning - - International Institute of Technology |
| Sonal Gupta | 2013 | 2001 - Bachelor of Business Administration (Human Resource Management) - Bachelor Degree (AQF 7) - Punjab Technical University, India ~ 2003 - Master of Business Administration - Masters Degree (AQF 9) - Guru Nanak Dev University, India ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - MLC ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Super Concepts Specialist SMSF Online Course - Certificate (AQF 1-4) - The University of Adelaide |
| Sonay Siper | 2022 | 2014 - Diploma of Business - Diploma (AQF 5) - Bond University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stacey Rowles | 2013 | 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - - International Institute of Technology |
| Stavros Karakoutos | 2024 | 2014 - Introduction to Business Law - Other - Swinburne University of Technology ~ 2017 - Taxation - Other - La Trobe University ~ 2019 - Bachelor of Business Majoring in Financial Planning - Bachelor Degree (AQF 7) - La Trobe University ~ 2021 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Stefano Marmotta | 2011 | 1994 - Bachelor of Business - - Griffith University ~ 2000 - Graduate Diploma in Financial Management - - The University of New England ~ 2003 - Certified Practicing Accountant - - CPA Australia ~ 2011 - Diploma in Financial Planning (RG146) - - Pinnacle Financial Services ~ 2020 - Ethics and Professionalism in Financial Advise - Bridging Course - Ethics - Kaplan Professional |
| Stephen Cameron | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec (Aust) Pty Limited ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen James Goodwin | 2009 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Intellitrain ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steve King Tong Leung | 2005 | 1990 - Bachelor of Management - Bachelor Honours Degree (AQF 8) - Northland Open University ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2008 - SMSF Adviser Education Program - - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education Pty Ltd |
| Steven John Clarke | 2013 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Tax for Financial Advising - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Steven Kostovski | 2008 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - PS 146 Training Australia |
| Stuart Alistair Hunter | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stuart James Fitzpatrick | 2005 | 1995 - Bachelor of Business (Accounting) - - Charles Stuart University ~ 2008 - Graduate Diploma in Financial Planning - - FINSIA (Financial Services Institute of Australasia) ~ 2010 - CFP Program - - Financial Planning Association of Australia ~ 2013 - RG146 Superannuation - - Infinity (was Terra Cordis) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sunil Shrestha | 2023 | 2013 - Bachelor of Professional Accounting - Bachelor Degree (AQF 7) - Holmes Institute ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Susan Charlotte Cavill | 1988 | 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd ~ 2013 - Diploma of Financial Planning - - International Institute of Technology Pty Ltd ~ 2013 - Margin Lending - - International Institute of Techonlogy ~ 2013 - Principles in Self Managed Superannuation Funds - - International Institute of Technology ~ 2018 - Australian Taxation Law for Tax (Financial Advisers) - - International Institute of Technology |
| Suzanne Faye Shepherd | 2012 | 2014 - Diploma of Financial Planning - - Australis College ~ 2015 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2016 - Advance Diploma of Financial Planning (FNS60415) - - Mentor Education ~ 2016 - Estate Planning - - Mentor Education ~ 2017 - TASACLv1 Commercial Law - - Kaplan Professional |
| Swaraj Shet | 2018 | 2006 - Bachelor of Commerce - - University of Mumbai ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Tamara Fanning | 2010 | 2008 - Bachelor of Commerce (Accounting, Finance & Financial Planning with Distinction - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - CPA Professional Year - Professional Designations - CPA Australia ~ 2014 - SMSF Personal Advice - Other - Pinnacle Financial Services ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Cobden Lewis Border | 1996 | 1984 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Jacomb Foster | 2010 | 1992 - Diploma of Financial Planning - - FPA ~ 1993 - Graduate Diploma In Applied Finance & Investmetn - - Securties Institute ~ 1995 - CFP - - FPA ~ 2010 - ASX Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2010 - Margin Lending Accreditation Program - - DeakinPrime |
| Thomas Morris | 2015 | 2011 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2013 - Bachelor of Business (Economics & Finance) (Applied) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Self-Managed Superannuation Funds accreditation - Certificate (AQF 1-4) - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Timothy Brett Fredericks | 2004 | 1993 - Bachelor of Business - - University of New England Northern Rivers ~ 2001 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2016 - Self Managed Superannuation Fund - - Kaplan Professional Education ~ 2017 - ASX Accredited Listed Product Adviser Program - - Kaplan |
| Timothy Ryan | 2000 | 1991 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Self Managed Superannuation Funds - - International Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tommy LI | 2018 | 2004 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Murdoch University ~ 2016 - Graduate Diploma In Chartered Accounting - Graduate Diploma (AQF 8) - CAANZ ~ 2017 - FNS50615 - - Kaplan Professional ~ 2021 - FNS60415 Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology (IIT) |
| Treanna Marlene Michlik | 2018 | 2017 - Diploma of Financial Planning FNS50615 - Diploma (AQF 5) - AAMC Training Group ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Trevor William Mcgowan | 1992 | 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2004 - RG146 Advanced Strategies for SMSFs - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Tristen Hargreaves | 2000 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2001 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2005 - Specialist in Financial Planning - Other - CPA Australia |
| Vaishali Chitale | 2014 | 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - Advanced Diploma Financial Services (Finanical Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vandana Tater | 2013 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai ~ 2001 - Diploma of Financial Services & Investment Management - Diploma (AQF 5) - NMIMS Mumbai ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Unversity ~ 2024 - SuperConcepts Specialist SMSF Course - Other - The University of Adelaide |
| Vikas Madaan | 2015 | 2005 - Master of Accounting - Masters Degree (AQF 9) - Central Queensland University ~ 2013 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - RG146 Margin Lending - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Vince Panagiotidis | 2012 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vishnu Sankar | 2008 | 2005 - Bachelor of Business (Financial Planning) - - RMIT |
| Vitalijs Golubciks | 2014 | 2011 - Bachelor of Commerce (Finance & Financial Planning) - - Deakin University ~ 2013 - Graduate Certificate in Taxation - - Curtin University |
| Warren Glenn Burt | 2009 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Western Sydney ~ 1993 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 1996 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2022 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Wayne Andrew Powter | 2003 | 2003 - Diploma Financial Services (Financial Planning) FNB50802 - Diploma (AQF 5) - MLC ThreeSixty ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) FNB60402 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Wayne Lucerne | 1994 | 1987 - Bachelor of Arts - Bachelor Degree (AQF 7) - The Australian National University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2011 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Won Sil Kang | 2017 | 2008 - Bachelor of Commerce - Accounting - - Macquarie University ~ 2011 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants in Australia ~ 2015 - Master of Taxation - - The University of Sydney ~ 2016 - Diploma of Financial Planning - - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Xiren Wan | 2011 | 2001 - Master of International Business - - University of Western Sydney ~ 2002 - Master of Applied Finance - - University of Western Sydney ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Advice Accreditation Training Program - Other - Aged Care Steps Pty Ltd |
| Yingyi Chen | 2013 | 2008 - Bachelor of Commerce - - University of Western Australia ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Master of Finance - - Curtin University ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - AU Inhouse Assessment - Securities - Other - AUPFS |
| Yonit Udis | 2010 | 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Zafer Bhadshah Khan | 2014 | 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Tax for Financial Advising - Other - Kaplan Professional |
| Zaheer Lalani | 2007 | 2007 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - FINSIA ~ 2011 - Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - FINSIA ~ 2012 - Diploma of Finance and Mortgage Broking Management FNS50310 - Diploma (AQF 5) - AAMC ~ 2016 - DFP5v1 Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Zelko Maric | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Zongqi Xie | 2016 | 2004 - Diploma of Commerce - - Curtin University of Technology ~ 2006 - Bachelor of Commerce - - Curtin University of Technology ~ 2016 - Diploma of Finance & Mortgage Broking Management - - AAMC Training Group ~ 2016 - Diploma of Financial Planning - - Integrity Education Group ~ 2016 - Diploma of Financial Services - - Integrity Education Group |