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  3. Sonal Gupta

Sonal Gupta

Name
Sonal Gupta
ID
1002755
ABN
–
First Provided Advice
2013

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 2001 - Degree of Bachelor of Business Administration - Bachelor Degree (AQF 7) - Punjab Technical University
  • 2003 - Degree of Master of Business Administration - Masters Degree (AQF 9) - Guru Nanak Dev University
  • 2008 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - MLC
  • 2011 - Advanced Diploma of Financial Service (Financial Planning) - Advanced Diploma (AQF 6) - MLC
  • 2016 - Investment Strategies Results - Certificate (AQF 1-4) - CFP
  • 2019 - Certificate IV in Financial Services - Certificate (AQF 1-4) - Swinburne University of Technology
  • 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
  • 2022 - Aged Care - Certificate (AQF 1-4) - Kaplan
  • 2024 - SuperConcepts Specialist SMSF Online Course - Certificate (AQF 1-4) - The University of Adelaide

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Financial Advice Association of Australia (FAAA)

Licencee

Status
Ceased
Licence Holder
Australia And New Zealand Banking Group Limited (#234527)
Commenced
Jan. 7, 2020
Ceased
July 3, 2020
Status
Ceased
Licence Holder
Bridges Financial Services Pty Limited (#240837)
Commenced
Aug. 16, 2021
Ceased
July 6, 2023
Status
Ceased
Licence Holder
Financial Services Partners Pty Limited (#237590)
Commenced
Aug. 28, 2020
Ceased
Nov. 13, 2020
Status
Ceased
Licence Holder
Interprac Financial Planning Pty Ltd (#246638)
Commenced
Oct. 23, 2024
Ceased
Feb. 27, 2026
Status
Ceased
Licence Holder
Modoras Pty Ltd (#233209)
Commenced
Sept. 7, 2023
Ceased
Oct. 2, 2024
Status
Ceased
Licence Holder
Wealth Trail Pty Ltd (#521516)
Commenced
Nov. 13, 2020
Ceased
Aug. 27, 2021
Status
Current
Licence Holder
Lifespan Financial Planning Pty ltd (#229892)
Commenced
March 2, 2026

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
National Australia Bank Limited (#230686)
Commenced
May 25, 2015
Ceased
Nov. 11, 2019