This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bernadette Shiels | 2015 | 2003 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2015 - Diploma of Financial Planning - - Integrity Education Group ~ 2015 - Margin Lending Adviser (Personal Advice) - - Mentor Education ~ 2015 - Self Managed Superannuation Funds - - Mentor Education ~ 2020 - Certified Financial Planner - Professional Designations - FPA |
| Cameron Leigh Jordan | 2018 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Constandinos Stamatelos | 2005 | 1999 - Bachelor of Business (Accounting & Marketing) - - Mentor Education ~ 2005 - Diploma of Financial Services - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Dale Clifford Height | 1994 | 1998 - Introduction to Financial Planning - - Financial Planning Association ~ 2000 - Insurance Planning: Principles & Application - - Independent Centre of Financial Planning ~ 2000 - Superannuation and Retirement Planning - - Integratec ~ 2002 - Investment Planning - - Integratec ~ 2018 - Advanced Diploma of Financial Planning - - Mentor education |
| David Leslie Beattie | 1999 | 1987 - Bachelor of Business - - Bendigo College of Advanced Education ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2009 - Securities - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2014 - Certified Financial Planner - - Financial Planning Association |
| David Svent | 1999 | 2003 - Advanced Diploma Financial Services (Financial Planning) - - Deakin University & Integratec |
| Huseyin Djemal | 2013 | 2009 - Bachelor of Commerce - - La Trobe University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Janahan Kumaralingam | 2011 | 2006 - Bachelor of Business & Commerce (Accounting) - - Monash University ~ 2010 - Diploma in Financial Services - - Kaplan ~ 2011 - Advanced Diploma of Financial Services - - Kaplan ~ 2014 - Diploma of Self Managed Super Funds - - Kaplan |
| Kairo Zeidan | 0 | 2019 - Bachelor of Education (Secondary) - Bachelor Degree (AQF 7) - Latrobe University ~ 2021 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Latrobe University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Leonardo Vargiu | 1999 | 2002 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - - Financial Essentials ~ 2012 - Self Managed Super Funds Specialist Advisor - - SPAA (SMSF Professionals Association of Australia) |
| Mario DI Martino | 1989 | 2004 - Advanced Diploma Financial Services (Financial Planning) - - Tribeca ~ 2004 - Diploma Financial Services (Financial Planning) - - Tribeca ~ 2006 - SMSF Borrowings Specialist Adviser Program, - - Financial Planning Association of Australia (FPA) ~ 2011 - Margin Lending and Geared Investments - - Financial Essentials ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps |
| Matt Jake Micallef | 2018 | 2012 - Diploma of Accounting - - Chisholm Institute ~ 2018 - Bachelor of Commerce - - Deakin University ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Securities & Managed Investments - - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan |
| Matthew David Raleigh | 2005 | 2000 - Bachelor of Business (Banking & Finance) - - Victoria University of Technology ~ 2003 - Diploma of Financial Planning - - Kaplan ~ 2009 - Certificate IV in Financial Services - - Kaplan ~ 2013 - Diploma of Finance & Mortgage Broking Management - - Kaplan |
| Matthew Rigby | 2011 | 2001 - Bachelor of Business (Economics and Finance) - - Royal Melbourne Institute Of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Margin Lending Personal Advice - Other - Kaplan Professional |
| Michael Lavery | 2000 | 1992 - Bachelor of Humanities - - Latrobe University ~ 1996 - Graduate Diploma of Applied Finance & Investment - - Securities Institute ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - FPA (Financial Planning Association) |
| Peter Lynton Slate | 2001 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Rene Basheer Coory | 2004 | 1989 - Bachelor of Economics (Accounting) - - La Trobe University ~ 2002 - Diploma of Financial Planning - - Deacon University |
| Sam Matthew Adigrati | 2004 | 1996 - Bachelor of Business (Accounting) - - RMIT ~ 2000 - Post graduate Diploma in Financial Planning - - Financial Planning Association ~ 2002 - Certified Financial Planner - - Financial Planning Association |
| Samuel Alexander Curry | 2007 | 1999 - Bachelor of Commerce - - Monash University ~ 2002 - Diploma of Superannuation Management - - Association of Superannuation Funds of Australia Ltd (ASFA) ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Sarah Amy Rickuss | 2010 | 2007 - Diploma of Financial Services (Superannuation) - Diploma (AQF 5) - The Association of Superannuation Funds of Australia Limited ~ 2009 - Advanced Diploma of Financial Services (Superannuation) - Advanced Diploma (AQF 6) - The Association of Superannuation Funds of Australia Limited ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime Corporate Education ~ 2014 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Trent Gribbin | 2005 | 2010 - Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Self Managed Super Funds - - Kaplan Professional |