This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Philippa Helen Hunt | 2000 | 1991 - Bachelor of Business Management - - Queensland University of Technology ~ 2003 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning |
| Robert Ian George Lawrence | 2015 | 2015 - Diploma of Financial Planning - - Kaplan ~ 2017 - Advance Diploma of Financial Planning - - Pinnacle |
| Sarah Nulty | 2013 | 2014 - SMSF Specialist Course - - Kaplan ~ 2015 - Certificate IV Mortgage Broking - - AAMC ~ 2018 - Graduate Diploma of Financial Planning - - Kaplan ~ 2019 - Graduate Certificate in Applied Finance - - Kaplan |