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Afsl Licensee Pty. Ltd.

AFS License Number
518453
Name
Afsl Licensee Pty. Ltd.
ABN/ACN/ARBN
17625863390
Licensee issued
Dec. 20, 2019
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andrew Grinsell2009Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Anthony John Zaman2021Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Specialist Advisor - SMSF Association
 Bianca Douglas2010Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Jack Oineza2014Advanced Diploma of Financial Planning - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Estate Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Taxation Planning - Tribeca
 Julian Coleman2007Advanced Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - Training Australia ~ Graduate Diploma - Financial Planning - Kaplan
 Nithin Mathew Thomas2010Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - University of Technology Sydney (UTS) ~ RG146 Margin Lending - Financial Education Professionals ~ RG146 Self-Managed Superannuation Fund - Financial Education Professionals ~ Tier 1 Derivatives - Personal Advice - Kaplan Professional
 Patrick James Dysart2013Advanced Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Diploma - Financial Planning - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ Graduate Certificate in Financial Planning - Griffith University ~ Self Managed Superannuation Fund Adviser (Personal Advice) - MENTOR
 Robert Stewart Watson2007Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Business (Hospitality Management) - University of Western Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds accreditation - Kaplan Professional
 Samantha Jane Obeney2009Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Scott James Averay2007Advanced Diploma of Financial Planning (FNS60415) - Kaplan ~ Diploma of Financial Planning (FNS50804) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Vincent Thomas Martin1990Bachelor of Business - Monash University ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education