This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Annette Ryan | 1997 | ASX Listed Products Accreditation Course - LPAC Online ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending Accreditation Program - Financial Essentials ~ SMSF Strategies - Self Managed Super Fund Association |
| Bradley Alan Hunt | 2004 | Bachelor Commerce/Arts - University of Melbourne ~ Certificate IV in Finance and Mortgage Broking - KAPLAN ~ Certified Financial Planner (CFP) - Financial Planning Association ~ Chartered Accountant - ICAA ~ Graduate Diploma Financial Planning - FINSIA |
| Jennifer Preston | 2017 | SMSF Personal Advice - Pinnacle |
| Roberto Marra | 2014 | Diploma of Financial Planning FNS50804 - Tribeca Learning(Aust) Pty Ltd |
| Shaun Derek Porter | 2016 | Accountants Self Managed Superannuation Funds Package - Kaplan Professional ~ SACAE (now University of SA) - Bachelor of Business (Banking and Finance) |
| Tommy LI | 2018 | FNS50615 - Kaplan Professional ~ FNS60415 Advanced Diploma of Financial Planning - International Institute of Technology (IIT) ~ Graduate Diploma In Chartered Accounting - CAANZ ~ Graduate Diploma in Accounting - Murdoch University |