This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Elise Anne Tolcher | 2018 | 2017 - Diploma of Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan |
| Nicole Gauci | 1998 | 1997 - Bachelor of Accounting - - University of South Australia ~ 2009 - Certificate IV Mortgage Broking - - Intellitrain ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2011 - Diploma in Financial Services (Financial Planning) - - Kaplan Professional |
| Tyson Daniell Marangon | 2018 | 2011 - Bachelor of Commerce - - University of South Australia ~ 2014 - Graduate Diploma in Education - Graduate Diploma (AQF 8) - The University of Adelaide ~ 2017 - Diploma of Financial Planning - - Mentor Education ~ 2018 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |