This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Amanda Cassar | 2001 | ALPA - KAPLAN ~ Advanced Diploma of Financial Planning - Deakin University ~ Ethics & Professionalism in Financial Advice - KAPLAN ~ Master of Financial Planning - University of Sunshine Coast ~ SMSF - KAPLAN |
Andrew Rancie | 2006 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Busines (Economics and Finance) - RMIT University ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ Margin Lending - Mentor Education ~ Self Managed Superannuation Funds - Mentor Education |
Christopher Robert Rancie | 2012 | Bachelor of Business (Financial Planning) - La Trobe University |
David Roderick Ormiston Martin | 1982 | Dip Financial Planning (CFP) - Deakin University ~ SMSF Specialist Adviser - SMSFA |
Jonathan Rancie | 2006 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending - Mentor Education ~ Self Managed Superannuation Funds - Kaplan Professional |
Mitchell Cassar | 2017 | Advance Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Monarch ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |