This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amanda Cassar | 2001 | 2003 - Advanced Diploma of Financial Planning - - Deakin University ~ 2007 - SMSF - - KAPLAN ~ 2009 - ALPA - - KAPLAN ~ 2009 - Master of Financial Planning - - University of Sunshine Coast ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN |
| Andrew Rancie | 2006 | 2007 - Bachelor of Busines (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2014 - Margin Lending - Diploma (AQF 5) - Mentor Education ~ 2014 - Self Managed Superannuation Funds - Diploma (AQF 5) - Mentor Education ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers |
| Christopher Robert Rancie | 2012 | 2011 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University |
| David Roderick Ormiston Martin | 1982 | 1998 - Dip Financial Planning (CFP) - Diploma (AQF 5) - Deakin University ~ 2013 - SMSF Specialist Adviser - Professional Designations - SMSFA |
| Jonathan Rancie | 2006 | 2004 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2014 - Margin Lending - Diploma (AQF 5) - Mentor Education ~ 2015 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Mitchell Cassar | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch ~ 2017 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |