This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Mark Woods | 1997 | 1983 - Diploma of Education - - Bendigo College of Advanced Education ~ 1991 - Graduate Diploma of Business (Acc) - - Monash University ~ 1998 - RG146 - - FPA & Mercantile Mutual |
| Ashley Paul Woods | 2013 | 2009 - Bachelor of Commerce - - Deakin University |
| Brendan Jack Woods | 2018 | 2018 - RG146 Compliance Solution - - CPA Australia ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Ellie Sylvia Thomas | 2022 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| John Raymond Woods | 1989 | 1981 - Bachelor of Education - - Monash University ~ 1990 - Diploma of Financial Planning - - Deakin University |
| Paul Graham Woods | 1984 | 1980 - Bachelor of Business (Acc) - - Footscray Institute of Technology ~ 1981 - Graduate Diploma of Education - - Melbourne University ~ 1993 - Diploma of Financial Planning - - Deakin University |