This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Denmeade | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - - GWM Adviser Services Ltd ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca |
| Damien Mark Jackson | 2006 | 1994 - Bachelor of Economics - - Macquarie University ~ 2003 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2007 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Traineeship Management Australia (TMA) ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional |
| Vaughan Allen Woods | 2001 | 1985 - Bachelor of Business - - Western Australian Institute of Technology (WAIT) ~ 1999 - Master of Applied Finance - - Macquarie University |