This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antonino Matina | 2016 | 2004 - Bachelor of Business - - Victoria University ~ 2008 - Chartered Accountants Program - - Institute of Chartered Accountants ~ 2013 - Certificate of Public Practice - - Institute of Chartered Accountants ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Damian Joseph Care | 2024 | 2020 - Bachelor of Finance (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand |
| George Espandiar | 2016 | 2005 - Bachelor of Business - - Victoria University ~ 2008 - Chartered Accountants Program - - Institute of Chartered Accountants ~ 2013 - Certificate of Public Practice - - Institute of Chartered Accounatants ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Giovanni Lazzarini | 2016 | 1998 - Bachelor of Commerce - - Monash University ~ 2003 - Chartered Accountants Program - - Institute of Chartered Accountants ~ 2005 - Certificate of Public Practice - - Institute of Chartered Accountants |
| Robert Negri | 2006 | 1990 - Bachelor of Economics BEc - - La Trobe University ~ 1996 - Bachelor of Business BBus (Accounting) - - RMIT ~ 2003 - Grad Diploma in Applied Finance and Investments - - FINSIA ~ 2004 - Grad Diploma of Financial Planning - - FINSIA ~ 2014 - CFP Certification - - FPA |