This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Kathleen Gill | 2016 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Annalise Curran | 2016 | Bachelor of Commerce - LaTrobe University ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Planning - Pinnacle |
| Anthony John Mitchem | 2007 | Chartered Accountant - ICAA ~ Diploma of Financial Services - Dover Financial Training |
| Erik Solum | 2017 | Diploma of Financial Planning - Monarch Institute ~ Master of Financial Planning - Deakin University |
| Jessica Anne Marshall | 2015 | Bachelor of Business (Management( - Swinburne ~ Diploma of Financial Planning - Pinnacle |
| Liam Eadie | 0 | Bachelor of Commerce (Majoring in Financial Planning) - Deakin University |
| Marc Mario Siciliano | 2013 | Bachelor of Business (Economics and Finance) - RMIT ~ Certified Financial Planner (CFP) - Financial Planning Association |
| Natalie Breanna Bisiach | 2016 | Bachelor of Commerce (Finance & Economics) - Monash University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Nigel William John Credlin | 2006 | ADA 2 - Deakin Prime ~ Commerce/Arts Degree (Economics, Finance, Mandarin) - Deakin Uni ~ Options L1 - Tribeca ~ Options L2 - Kaplan ~ RG146 - Tribeca Learning |
| Rebecca Jean Rossi | 2016 | Chartered Accountant - ICAA ~ Diploma of Financial Planning - Kaplan ~ SMSF Specialist Course - SMSF Association |
| Sarah Elizabeth Blake | 2016 | Bachelor of Commerce - Deakin ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Chartered Accounting - ICAA ~ SMSF Association SMSF Specialist Advisor - SMSF Association |
| Zebulon Luke Ashton | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Taxation Law - Tax Institute |