This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Early | 2014 | Bachelor of Arts (Politics) - University of Wollongong ~ Bachelor of Commerce - University of Wollongong ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Certified Financial Planner (CFP®) - Financial Planning Association of Australia (FPA) ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional |
| Brett Mccrae | 2022 | Economics and Finance (Honours)) - University of Edinburgh ~ Ethics + Professionalism in Financial Advice - KAPLAN Professional ~ Graduate Diploma of Financial Planning - KAPLAN Professional |
| Charis Liew | 2017 | Bachelor of Commerce - University of Sydney ~ Chartered Accountant - ICAA ~ Chartered Tax Adviser - The Tax Institute ~ Graduate Diploma of Financial Planning - Kaplan |
| Daniel John Creagan | 2018 | Bachelor of Economics (Finance & Econometrics) - University of New South Wales ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Masters of Applied Finance (Financial Planning) - Charles Sturt University |
| Fausto Pastro | 1985 | Bachelor of Commerce - University of Melbourne ~ CA Financial Planning Speclialist - ICAA ~ Certified Financial Planner - FPA ~ Fellow - ICAA ~ SMSF Specialist Advisor - SMSF Association |
| Ian Robert Bell | 2018 | Bachelor of Commerce (Accounting & Financial Planning) - University of Wollongong ~ Certificate in Applied Tax - Taxation Institute of Australia ~ Chartered Accountants Program - Chartered Accountants Australia and New Zealand |
| Jonathon Bolt | 2023 | Bachelor of Applied Finance with a degree of Bachelor of Economics - Macquarie University ~ Graduate Diploma in financial planning - ASIC ~ Master of applied Finance (financial Planning) - Charles Sturt University |
| Michael Paraskevopoulos | 2018 | Bachelor of Economics and Finance - University of Wollongong ~ Diploma of Financial Planning - Integrity Education Group ~ Ethics + Professionalism in Financial Advice - KAPLAN Professional ~ Master of Financial Planning - Deakin University ~ TASACLv2 Commercial Law - KAPLAN Professional |
| Michael Rees-evans | 2002 | Certified Financial Planner - Financial Planning Association of Australia ~ Ethics + Professionalism in Financial Advice - Kaplan Professional ~ Fellow of The Tax Institute - The Tax Institute ~ Master of Management in Financial Management - Macquarie Graduate School of Management ~ SMSF Specialist Advisor - SMSF Professionals' Association of Australia |
| Ricardo Poletti | 2015 | Bachelor of Commerce (Financial Planning) - University of Woollongong ~ Certified Financial Planner - Financial Planning Association Australia |
| Scott Girdlestone | 2004 | Bachelor of Commerce (Finance & Marketing) - University of Wollongong ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Stephanie Lam | 2018 | Financial Planning Fundamentals - Kaplan ~ Insurance and Risk Protection - Kaplan ~ Juris Doctor - University Of Technology Sydney ~ Securities and Managed Investments - Kaplan ~ Superannuation and Retirement Planning - Kaplan |