This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andras Zsolt Hernadi | 2011 | BACHELOR OF COMMERCE - CURTIN UNIVERSITY ~ CPA - CPA AUSTRALIA ~ DIPLOMA FINANCIAL SERVICES - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ SPECIALIST MARGIN LENDING - INTERNATIONAL INSTITUTE OF TECHNOLOGY |
| Constantinos Gotsis | 2011 | DIPLOMA FINANCIAL SERVICES - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ FINANCIAL PLANNING SPECIALIST - CPA AUSTRALIA ~ MARGIN LENDING SPECIALIST - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ MASTERS OF TAXATION - CURTIN UNIVERSITY ~ SMSF SPECIALIST ADVISOR - SMSF ASSOCIATION |
| David Geoffrey Williams | 2010 | 922 DERIVATES & SKILLS - KAPLAN PROFESSIONAL EDUCATION ~ 924 SUPERANNUATION & SKILLS - KAPLAN PROFESSIONAL EDUCATION ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN PROFESSIONAL EDUCATION ~ FINSIA DIPLOMA OF FINANCIAL MARKETS - KAPLAN PROFESSIONAL EDUCATION ~ POST GRADUATE DIPLOMA IN PERSONAL FINANCIAL PLANNING - WAIKATO UNIVERSITY NEW ZEALAND |
| Jamie Grace Jennings | 2016 | Certificate 4 of Finance and Mortgage Broking - AMCC ~ Diploma of Financial Planning - Kaplan |