This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andras Zsolt Hernadi | 2011 | 1995 - BACHELOR OF COMMERCE - - CURTIN UNIVERSITY ~ 2000 - CPA - Professional Designations - CPA AUSTRALIA ~ 2011 - DIPLOMA FINANCIAL SERVICES - - INTERNATIONAL INSTITUTE OF TECHNOLOGY ~ 2015 - SPECIALIST MARGIN LENDING - - INTERNATIONAL INSTITUTE OF TECHNOLOGY |
| David Geoffrey Williams | 2010 | 1996 - FINSIA DIPLOMA OF FINANCIAL MARKETS - - KAPLAN PROFESSIONAL EDUCATION ~ 2012 - POST GRADUATE DIPLOMA IN PERSONAL FINANCIAL PLANNING - - WAIKATO UNIVERSITY NEW ZEALAND ~ 2013 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN PROFESSIONAL EDUCATION ~ 2015 - 922 DERIVATES & SKILLS - - KAPLAN PROFESSIONAL EDUCATION ~ 2015 - 924 SUPERANNUATION & SKILLS - - KAPLAN PROFESSIONAL EDUCATION |
| Jamie Grace Jennings | 2016 | 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Certificate 4 of Finance and Mortgage Broking - - AMCC |