This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Fiona Bateman | 2007 | 2007 - Diploma of Financial Services - - Dover Financial Training Pty Ltd |
| Phillip James Kirk | 0 | 2021 - Bachelor of Business - Bachelor Degree (AQF 7) - James Cook University ~ 2024 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert James Gilmour | 2011 | 1999 - Bachelor of Commerce - - ANU ~ 1999 - Bachelor of Laws - - ANU ~ 2014 - Diploma of Financial Planning FNS50611 - - Kaplan Professional Education ~ 2014 - Masters of Applied Finance - - Kaplan Professional Education ~ 2018 - Magin Lending Adviser (Personal Advice) - - Mentor Education |