This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel William James | 2018 | 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Hugh Walsh | 2017 | 2006 - Bachelor of Commerce & Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2008 - Chartered Account Program - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2015 - Master of Business Administration - Masters Degree (AQF 9) - University of Queensland ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Kelly Lee Gray | 0 | 2004 - Foundation Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2006 - Diploma of Financial Services (Financial Planning) (FNS50804) - Diploma (AQF 5) - Tribeca Learning (Aust) Pty Limited ~ 2016 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2025 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan Higher Education Pty Ltd |
| Kirby Jamieson | 2015 | 2012 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Queensland ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2017 - Commercial Law - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Luke Mackie | 0 | 2021 - Diploma of Business - Diploma (AQF 5) - Barrington Training Services QLD Pty Ltd ~ 2024 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - QUT ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew Gellweiler | 2015 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2022 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Higher Education ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education |
| Peter Jason Hodgson | 2013 | 2018 - Gear up for margin lending advice - Certificate (AQF 1-4) - Financial Education Professionals ~ 2021 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Simon Richard James Farmer | 2001 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 2012 - 928S Margin Lending - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2019 - CFP Certification1-4 Program - Professional Designations - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Tyson Rech | 2022 | 2021 - Bachelor of Business Management & Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| William Michael Cruice | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |