Walker Lane Pty ltd

AFS License Number
509305
Name
Walker Lane Pty ltd
ABN/ACN/ARBN
70626199826
Licensee issued
Nov. 27, 2018
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Craig Terence Haycock 2015 Advanced Diploma of Accounting - TAFE NSW ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Professional Certificate in Self-Managed Superannuation Funds - University of Adelaide
 David Vaughan 2014 Bachelor of Commerce - Deakin university ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning - RG146 Mentor Education Group ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Financial Planning - The University of New South Wales
 Joshua Cratchley 2010 Bachelor of Business - University of Technology ~ Certified Financial Planner - FPA
 Nicholas Donnelly 2016 Bachelor of Commerce - University of Wollongong ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning (FNS50615) - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Master of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan
 Patrick Damian Casey 2016 Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Commerce - University of Wollongong ~ Graduate Diploma of Financial Planning - FINSIA ~ Self Managed Superannuation Funds - Kaplan Professional
 Sam Lachlan Carroll 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Australian Catholic University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Shaun Parton 2015 Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced diploma of Finanical Planning - Kaplan ~ Bachelor of Commerce (Accounting & Finance) - University of New South Wales ~ Bachelor of commerce - The University of NSW ~ CFP - Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan
 Warren Michael Loudon 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF - Kaplan