This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony David Warr | 1997 | 1998 - Graduate Diploma of Business - Graduate Diploma (AQF 8) - RMIT ~ 2002 - Certified Financial Planner - Professional Designations - Deakin University ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2021 - Ethics for Professional Advisers - Bridging Course - Ethics - FASEA |
| Bianca Musico | 2015 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2021 - Ethics for Professional Advisers - Bridging Course - Ethics - FASEA |
| Matthew Joseph Howley | 2023 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Ethics for Professional Advisers - Bridging Course - Ethics - ASIC |
| Samuel Clive Mckay Hunt | 2004 | 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - SIA ~ 2009 - SMSF Specialist Adviser - Professional Designations - SSA ~ 2014 - Certified Financial Planner - Professional Designations - Deakin University ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan ~ 2021 - Ethics for Professional Advisers - Bridging Course - Ethics - FASEA |