This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Paul Devenish | 1996 | Bachelor of Economics - University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Applied Finance and Investment (ASIA) - Securities Institute of Australia ~ SPAA SMSF Specialist Adviser (SSA) - Self Managed Super Fund Association |
| Benjamin Paul Sumner | 2023 | B Comm Finance & Marketing - Curtin University ~ Graduate Diploma of Financial Planning - Kaplan |
| Frank Sciarrone | 2000 | Bachelor of Business Majoring in Economics and Finance - Curtin University ~ Margin Lending and Geared Investment - Kaplan |
| Luke Pirozzi | 2023 | Bachelor of Commerce Accounting and Finance Double Major - Curtin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Regulations and Taxation - Kaplan |
| Matthew Vincent Milton Mccarney | 2003 | Bachelor of Commerce (Industrial Relations and Management Studies) - University of Wollongong ~ Graduate Diploma in Financial Planning - Financial Services Institute of Australasia |
| Robert Tawil | 2018 | Bachelor of Economics - University of Western Australia ~ Commercial Law - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Tax for Financial Advising - Kaplan |
| Samuel Arthur Bolwell | 0 | Finance & Financial Planning Douple Major (BCom) - Curtain University |
| Stefano Zagami | 2003 | Diploma of Financial Services - Tribeca ~ Margin Lending and Geared Investments - Kaplan ~ SMSF Specialist Advisor - Self Managed Super Fund Association |
| Timothy James Flavell | 1999 | Bachelor of Business (Economics and Banking and Finance) - Victoria University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University |