This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Paul Devenish | 1996 | 1991 - Bachelor of Economics - - University of Western Australia ~ 1994 - Graduate Diploma in Applied Finance and Investment (ASIA) - - Securities Institute of Australia ~ 1998 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2011 - SPAA SMSF Specialist Adviser (SSA) - - Self Managed Super Fund Association |
| Benjamin Paul Sumner | 2023 | 2019 - B Comm Finance & Marketing - Bachelor Degree (AQF 7) - Curtin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Frank Sciarrone | 2000 | 1991 - Bachelor of Business Majoring in Economics and Finance - - Curtin University ~ 2011 - Margin Lending and Geared Investment - - Kaplan |
| Luke Pirozzi | 2023 | 2018 - Bachelor of Commerce Accounting and Finance Double Major - Bachelor Degree (AQF 7) - Curtin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan |
| Matthew Vincent Milton Mccarney | 2003 | 1996 - Bachelor of Commerce (Industrial Relations and Management Studies) - - University of Wollongong ~ 2001 - Graduate Diploma in Financial Planning - - Financial Services Institute of Australasia |
| Robert Tawil | 2018 | 2014 - Bachelor of Economics - - University of Western Australia ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2016 - Commercial Law - - Kaplan ~ 2016 - Tax for Financial Advising - - Kaplan |
| Samuel Arthur Bolwell | 2024 | 2022 - Finance & Financial Planning Douple Major (BCom) - Bachelor Degree (AQF 7) - Curtain University |
| Stefano Zagami | 2003 | 2004 - Diploma of Financial Services - - Tribeca ~ 2006 - SMSF Specialist Advisor - - Self Managed Super Fund Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Timothy James Flavell | 1999 | 1992 - Bachelor of Business (Economics and Banking and Finance) - - Victoria University of Technology ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - Financial Planning Association |