This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Paul Devenish | 1996 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1998 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia (FPA) ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - SPAA SMSF Specialist Adviser (SSA) - Professional Designations - Self Managed Super Fund Association ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Benjamin Paul Sumner | 2023 | 2019 - Bachelor of Commerce (Finance & Marketing) - Bachelor Degree (AQF 7) - Curtin University ~ 2022 - (GDF19) Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2024 - CFP Certification Program - Professional Designations - Financial Advice Association Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd |
| Frank Sciarrone | 2000 | 1991 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2006 - Graduate Diploma of Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2011 - Margin Lending and Geared Investment - Other - Kaplan Higher Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Luke Pirozzi | 2023 | 2018 - Bachelor of Commerce (Accounting & Finance Double Major) - Bachelor Degree (AQF 7) - Curtin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2024 - CFP Certification Program - Professional Designations - Financial Advice Association Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd |
| Matthew Vincent Milton Mccarney | 2003 | 1996 - Bachelor of Commerce (Industrial Relations and Management Studies) - Bachelor Degree (AQF 7) - University of Wollongong Australia ~ 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australasia ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Riley Somers | 2024 | 2020 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - University Of Western Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Robert Tawil | 2018 | 2014 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2015 - FNS50611 Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2016 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2016 - Commercial Law - Other - Kaplan Higher Education ~ 2016 - Tax for Financial Advising - Other - Kaplan Higher Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Samuel Arthur Bolwell | 2024 | 2022 - Finance & Financial Planning Douple Major (BCom) - Bachelor Degree (AQF 7) - Curtain University |
| Stefano Zagami | 2003 | 2004 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2006 - SMSF Specialist Advisor - Professional Designations - Self Managed Super Fund Association ~ 2007 - Professional Certificate in Self-Managed Superannuation Funds (PCertSMSF) - Certificate (AQF 1-4) - University of Adelaide ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Timothy James Flavell | 1999 | 1992 - Bachelor of Business (Economics and Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2000 - Advanced Diploma of Financial Planning (1-8) - Advanced Diploma (AQF 6) - Deakin University ~ 2002 - CFP Certification Program - Professional Designations - Financial Advice Association Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |