This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Robert Callinan | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
Christopher John Smith | 2000 | Bachelor of Arts - Griffith University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |
Grant Dougan | 2001 | Advanced Diploma of Financial Services - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Griffith University ~ Masters of Financial Planning - Griffith University |
Heather Denise Croy | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Canterbury (New Zealand) ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
John Michael O'brien | 2003 | Bachelor of Commerce - Griffith University ~ Masters Financial Planning - Griffith University |
Joshua Michael Thomas Burgess | 2018 | Bachelor of Business (Marketing) - University of Southern Queensland ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Kaplan Professional |
Scott Mitchell Gynther | 2017 | Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Business - Queensland University of Technology |
Simon Davis | 1999 | Bachelor of Business - Qld University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University |