This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Lea Coles | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Adam Scott Hinze | 1999 | 1991 - Associate Diploma of Business - - North Point College ~ 2006 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2024 - M699 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin Univeristy |
| Adam Wighton | 2018 | 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Adel Georges | 1999 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Alana Kate Pincombe | 2013 | 2011 - Bachelor of Commerce (Accounting, Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - RG146 Tier 1 Specialist Margin Lending Course - Certificate (AQF 1-4) - International Institute of Technology ~ 2015 - Self-Managed Super Funds (SMSF) - Other - Integrity Education Group ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Amanda Ragkousis | 2005 | 2007 - Advanced Diploma Of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2007 - Diploma Of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Andrew Kostopoulos | 1998 | 2002 - Bachelor of Business (Economics and Finance) - - University Of Western Sydney ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Financial Essentials SMSF Adviser Education Program - Certificate (AQF 1-4) - Financial Essentials and Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Angela Aspinall | 2018 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning (Aust) Pty Limited ~ 2018 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - SMSF Specialist Advisor Program - Other - SMSF Association Ltd ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Annette Maree Mcgrath | 1999 | 2005 - Diploma of Financial Services - Diploma (AQF 5) - Securities Institute ~ 2005 - Self Managed Superannuation Funds - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Archangel Figueira | 1992 | 2000 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Life Risk Specialist - - Financial Planning Association of Australia ~ 2011 - Self Managed Super Fund Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advices - Bridging Course - Ethics - Kaplan Higher Education |
| Bernard Tan | 0 | 2017 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Brad John Turnbull | 1980 | 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2009 - Self-Managed Superannuation - Certificate (AQF 1-4) - The University of Adelaide ~ 2023 - Accredited Listed Product Advisor Program - Certificate (AQF 1-4) - Kaplan Professional |
| Brett Arnol | 2005 | 2002 - Bachelor of Commerce - - University of Tasmania ~ 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2009 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2010 - Accredited Derivatives Adviser Level 1 - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2012 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional ~ 2012 - Accredited Derivatives Adviser Level 2 - Certificate (AQF 1-4) - Kaplan Professional Education |
| Bruce Shelton | 2000 | 1992 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2005 - Self Managed Superannuation Funds - - Tribeca Learning ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education |
| Bryan Roberts | 2012 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2013 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2022 - 5 Unit CFP Certification Program - Other - Financial Advice Association of Australia ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Calum Laing | 1997 | 2005 - Self Managed Superannuation Funds - - Kaplan ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Archer College ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Accredited Listed Product Adviser Program - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Cameron Holdsworth | 0 | 2024 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2025 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Cameron Paul | 2003 | 2001 - Bachelor of Commerce - - University of Western Australia ~ 2004 - Graduate Diploma of Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2008 - Self Managed Superannuation Fund Adviser Education Program - Certificate (AQF 1-4) - Financial Essentials ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Ching Pong Jeffrey Chien | 2018 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2015 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan Education Pty Ltd ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2019 - TASACLv2 Commercial Law - Other - Kaplan Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Education Pty Ltd ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2025 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan Education Pty Ltd |
| Christopher Perman | 1998 | 1998 - Bachelor of Commerce - - Murdoch University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Christopher William Brown | 2004 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2012 - 928S Margin Lending - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Clinton Mcnally | 2001 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2002 - Graduate Diploma in Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2004 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2018 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional ~ 2024 - Accredited Derivatives Adviser Level 2 - Certificate (AQF 1-4) - Kaplan Professional |
| Cori Jason Fisher | 1999 | 2005 - Bachelor of Commerce in Financial Planning and Investments - Bachelor Degree (AQF 7) - Griffith University ~ 2005 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2017 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Daniel Conterno | 2024 | 2017 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - Self-Managed Super Funds - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Debt Strategies - Other - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Daniel John Fletcher | 2000 | 1998 - Graduate Certificate of Corporate Management - - Deakin University ~ 2004 - Diploma of Financial Advising - - Kaplan Professional Education ~ 2006 - Advanced Diploma of Financial Services - - Kaplan Professional Education ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia |
| David Aaron Pitt | 2000 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - ASX Accredited Listed Products Adviser - - Kaplan ~ 2014 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| David Collins | 2012 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| David Klein | 2006 | 2006 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - PS146 Training Australia ~ 2006 - Self Managed Superannuation Funds - Other - Tribeca ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| David Truong | 0 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Elizabeth Bentick | 2014 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education ~ 2017 - Accredited Listed Product Adviser - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education ~ 2017 - Self Managed Superannuation Fund - - Kaplan ~ 2019 - Tier 1 Margin Lending Personal Advice - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Fiona Louise Johnson | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Gary Ziebarth | 1999 | 1999 - Diploma in Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2006 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2009 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Master of Business Administration - - Deakin University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2020 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Gaye Elwell | 2008 | 1997 - Bachelor of Business (Accounting and Information System Management) - - Edith Cowan University ~ 1998 - CPA Program - - CPA Australia ~ 1999 - Certified Public Accountant - - Deakin University ~ 2004 - Master of Business Administration - - Deakin University ~ 2012 - Masters of Financial Planning - - Curtin University |
| Glenn Calder | 2003 | 1995 - Bachelor of Education - - Melbourne University ~ 2002 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Advanced Diploma of Financial Services - - Deakin University ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2004 - Diploma of Financial Services - - Deakin University ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2006 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia ~ 2006 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2008 - ASX Accredited Derivatives Adviser Level One - Certificate (AQF 1-4) - Kaplan Professional ~ 2008 - ASX Accredited Derivatives Adviser Level Two - Certificate (AQF 1-4) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Grant Andrew Mcwhinney | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2013 - Self-Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional Education |
| Gregory John Klumpp | 1994 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - M699 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Hamish Richard Mcdouall | 2006 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2007 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2007 - Graduate Diploma of Financial Planning (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Heather Cassells | 2001 | 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - ASX Listed Product Adviser - - LPAC Online ~ 2017 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Hemant Tidke | 2012 | 2018 - Certified Financial Planner - - Financial Planning Association ~ 2018 - Margin Lending - - Financial Education Professionals ~ 2018 - SMSF Specialist Advisor Program (SSA) - - SMSF Association ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Huyen HO | 0 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2016 - Master of Commerce (Finance and Banking) - Masters Degree (AQF 9) - The University of Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2023 - Graduate Diploma of Financial Planning (4185/4186) - Graduate Diploma (AQF 8) - Griffith University |
| Jacques Malan | 2015 | 1996 - Bachelor of Commerce Honours - Bachelor Degree (AQF 7) - North-West University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2013 - 928S Margin Lending - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - SuperConcepts & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jake Battelley | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James David Williams | 2008 | 2004 - Bachelor of Economics - - University of Western Australia ~ 2006 - Post Graduate Diploma Business (Economics and Finance) - - Curtin University ~ 2007 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Graduate Diploma of Financial Planning (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Certified Financial Planner - - Deakin University ~ 2012 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James Dimos | 1997 | 1994 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 1998 - Master of Business (Accounting and Finance) - - Victoria University ~ 2002 - 8 unit Diploma of Financial Planning - Diploma (AQF 5) - Financial Advice Association of Australia Limited ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2007 - ASX Accredited listed Product Adviser - Certificate (AQF 1-4) - FINSIA ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James Garth Macnish | 2018 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New England ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Education Pty Limited ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited ~ 2015 - Master of Finance and Banking - Masters Degree (AQF 9) - Swinburne University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Education Pty Limited |
| James Henry Walker | 2000 | 1999 - Advanced Diploma in Accounting - - TAFE ~ 2003 - 8 Unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Limited ~ 2003 - Equivalent to Diploma of Financial Planning - - Deakin University ~ 2007 - Self Managed Superannuation Funds - - Kaplan Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Bachelor of Business (Accounting) - - Southern Cross University ~ 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - Southern Cross University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| James Rodney Clark | 2003 | 2005 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Graduate Diploma of Applied Finance - - Kaplan Professional Education ~ 2015 - Margin Lending - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation - - Kaplan Professional Education |
| Jason Gan | 2018 | 1998 - Bachelor of Business - - Deakin University ~ 2003 - Graduate Diploma Of Financial Planning (Historical SIA/FINSIA)) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2018 - Self Managed Superannuation Fund - - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jason King | 1996 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jeanette Belton | 2005 | 2005 - Diploma of Financial Planning - - Securities Institute of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jeff Swan | 1963 | 2005 - Self Managed Superannuation Fund (SMSF 1:Core Principles) - - Tribeca Learning ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education |
| Jeffrey Hanna | 2003 | 1995 - Bachelor of Commerce - - Deakin University ~ 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 1999 - Certified Public Accountant - - CPA ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2009 - ASX Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2009 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2018 - Certified Practicing Accountants Australia Program - Other - CPA Australia Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Jeremy Hood | 0 | 2021 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2024 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of New England |
| Jim Koumides | 1999 | 1997 - Bachelor of Economics - - Monash University ~ 2001 - Graduate Diploma of Applied Finance and Investment (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2009 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2015 - Certified Financial Planner - - Financial Planning Association ~ 2020 - FPC002B Ethics and Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Joel Nicholas Turnbull | 2018 | 2017 - Bachelor of Business and Commerce (Applied Finance) - - Western Sydney University ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| John Felton | 2000 | 2006 - Diploma of Financial Planning - - AMP Financial Services ~ 2012 - Advanced Diploma of Financial Planning - - RG146 Training Australia ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2013 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| John Tsiokaras | 2005 | 2005 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kathy Anne Havers | 2001 | 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy ~ 2011 - Masters of Entrepreneurship and Innovation - - Swinburne University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kieran Hall | 2011 | 2008 - Bachelor of Commerce (Financial Planning) - - University of Wollongong ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan Professional Education |
| Kimberly Mcgrath | 2013 | 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2019 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Margin Lending - - Financial Education Professionals ~ 2020 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Kristian Tribuiani | 2014 | 2013 - Advanced Diploma of Financial Planning - - Integrity Education ~ 2013 - Diploma of Financial Planning - - Integrity Education ~ 2017 - Margin Lending - - Integrity Education ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Kyla Jade Smith | 2015 | 2014 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast (USC) ~ 2015 - ASX Listed Products Accreditation Course - Other - LPAC Online Pty Ltd ~ 2016 - Super Concepts & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - University of Adelaid |
| Lakshan Udara Weerasinghe | 2016 | 2014 - Bachelor of Commerce (major in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2016 - Securities and Managed Investments - Certificate (AQF 1-4) - Kaplan Education Pty Ltd ~ 2017 - DFP5v2 Tax for Financial Advising - Other - Kaplan Education Pty Ltd ~ 2018 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Lijun Zhang | 2016 | 2004 - Master of Commerce (Advanced Marketing) - - University of New South Wales ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Lindsay Martin | 2000 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Aged Care Accreditation - Certificate (AQF 1-4) - Aged Care Steps |
| Luke Andrew Aitken | 2021 | 2009 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Financial Modelling and Valuation Analyst - Professional Designations - Corporate Financial Institute ~ 2018 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Education ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education ~ 2022 - Specialist SMSF Online - Other - SuperConcepts |
| Luke Brendish | 2023 | 2019 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Ltd |
| Mark Andrew Harding | 1983 | 1990 - Diploma of Financial Planning - Diploma (AQF 5) - International Association for Financial Planning(Australia) ~ 1992 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 1998 - Diploma of Superannuation Management - Diploma (AQF 5) - Macquarie University ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Mark Anthony Fitzgerald | 1997 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Martin James Sherwood | 2009 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited ~ 2010 - Margin Lending - - Kaplan ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Monarch Institute ~ 2020 - MAI769 Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Martin John Yourn | 1999 | 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Matthew Bruhl | 0 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Matthew Jack Devereux | 2014 | 2015 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2015 - Self Managed Superannuation Funds - - Monarch Institute ~ 2016 - Graduate Certificate in Financial Planning - - Griffith University ~ 2016 - Margin Lending - - Kaplan Professional Education ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Matthew O'brien | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - SMSF Regulation and Taxation - Other - Kaplan Higher Education |
| Melanie Tull | 2006 | 2004 - Bachelor of Commerce major in Financial Planning (v1) - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Self Managed Superannuation Fund - - Financial Essentials ~ 2006 - CFP Education Program - Other - Financial Planning Association of Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Melissa Turnbull-katebi | 2014 | 2012 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - 928 Margin Lending - Knowledge and Skills - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Cavedish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2016 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Higher Education |
| Michael Charles Bayley | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - FPA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Michael Minh Tong Huynh | 2001 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 1997 - Certified Practicing Accountants Australia Program - Other - CPA Australia Ltd ~ 2001 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - ASX Accredited Derivatives Level 1 - - Kaplan ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2020 - FCP002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Michael Raymond Thompson | 2000 | 2005 - Self-Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education |
| Michael Saunders | 1997 | 1984 - Bachelor of Economics - - University of Western Australia ~ 2006 - Certified Financial Planner - - FPA ~ 2009 - Self Managed Superannuation Funds - - Kaplan |
| Michael Zaia | 2018 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2025 - Tax for Financial Advising - Other - Kaplan Professional |
| Mitchell Burger | 2018 | 2012 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2017 - Self Managed Superannuation Fund - - Kaplan ~ 2018 - Tier 1 Margin Lending Personal Advice - - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Murteza Behrami | 2023 | 2017 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2020 - FOC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - M669 Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2023 - Debt Strategies - Other - Kaplan Professional |
| Peter Hasrouny | 0 | 2008 - Diploma of Accounting - Diploma (AQF 5) - TAFE NSW ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Debt Strategies - Other - Kaplan Higher Education Pty Limited |
| Philip William Sheridan | 1989 | 1982 - Bachelor of Business - - NSW Institute of Technology ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2005 - Self Managed Super Funds - Certificate (AQF 1-4) - Tribeca ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Pradan Yeluri | 2007 | 2006 - Bachelor of Information Technology - - Deakin University ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Premjit Uberoi | 2003 | 1994 - Bachelor of Arts - - Australian National University ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Raymond Nghia Tran | 2005 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - 5 unit CFP Certification Program - Other - Financial Advice Association of Australia Limited ~ 2014 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Rikki Juzwin | 2015 | 2013 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan Education Pty Ltd ~ 2023 - Certified Financial Planner - Other - Financial Advice Association of Australia Limited ~ 2024 - Aged Care - Other - Kaplan Education Pty Ltd |
| Rodman LU | 2016 | 2015 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Ryan Scherini | 2012 | 2011 - Bachelor of Commerce major in Financial Planning v2 - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Certificate IV Finance (Mortgage Broking) - Other - Kaplan ~ 2016 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2017 - SuperConcepts & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Samantha Joy Kiely | 1999 | 2008 - Diploma of Financial Services - - PS146 ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2015 - Accredited Derivatives Advisor Level 1 - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Sascha Krummrey | 1992 | 2005 - Self Managed Superannuation Fund - - Tribeca ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2017 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Selvakumaran Kathiresan | 2007 | 1995 - Bachelor of Science - - Madras university (India) ~ 1998 - Master of Horticulture - - University of Western Sydney ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Master of Applied Finance - - University Of Western Sydney ~ 2019 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Shane David Fisher | 2014 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2018 - Business Law - Other - Victoria University ~ 2020 - Taxation Law and Practice - Other - Victoria University ~ 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Shaun Anthony Hubbard | 2015 | 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Shaun Siew Ian AU | 2008 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education Pty Limited ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2010 - Master of Business Administration - - University of Western Australia ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Sheena Kalra Vohra | 2011 | 2004 - Bachelor of Commerce - - University of Delhi ~ 2009 - Diploma in Financial Services (Financial Planning) - - Investment Banking Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Aged Care - Other - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Sikander Khan | 2014 | 2009 - Master of Financial Analysis & Master of Professional Accounting - Masters Degree (AQF 9) - La Trobe University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education Pty Limited ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2015 - Certified Financial Planner - Other - Financial Planning Association of Australia ~ 2015 - Margin Lending Adviser - Other - Mentor Education ~ 2016 - Self Managed Superannuation Fund Adviser - Other - Mentor Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advices - Bridging Course - Ethics - Kaplan Higher Education |
| Stephen John Manassah | 2011 | 2011 - Bachelor of Commerce (Accounting) - - Curtin University ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2011 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2012 - Graduate Diploma in Taxation - - Curtin University ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2018 - SMSF Specialist Advisor Accreditation Program - Other - SMSF Association ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Steven Guy | 1992 | 2008 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2016 - Margin Lending - - Kaplan Professional Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Steven Hill | 2003 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2024 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Thong Huu Nguyen | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Todd Andrew Clifford | 2004 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2007 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending - - Kaplan Professional Education ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Tonina Ciarrocchi | 2001 | 2005 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Trent Schliefert | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2024 - Debt Strategies - Other - Kaplan Education Pty Ltd ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan Education Pty Ltd |
| Vicki O'connor | 2000 | 1983 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - The University of New England ~ 1999 - 8 unit Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Advice Association of Australia Ltd ~ 2007 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2007 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2017 - Accountants SMSF Package - - Kaplan Professional ~ 2017 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2018 - Aged Care - Other - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Vince Lucifero | 1999 | 2005 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Virginnia Hottes | 1994 | 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2010 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Vivian Rudra | 2018 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - DFP5v3 Tax fo Financial Advising - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2020 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan ~ 2021 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Wade Paul Robinson | 2017 | 2012 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - Certified Financial Planner - Other - Financial Advice Association of Australia |
| Wayne John Bowes | 2000 | 1989 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma of Financial Advising - - Securities Institute Education ~ 2005 - Self-Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2010 - Cert IV in Financial Services (finance/Mortgage Broking) - - National Finance Institute |
| Weijia Yan | 2024 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited ~ 2025 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| William Edward Shorte | 2004 | 1991 - Bachelor of Business - - University of Limerick ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning (Australia) Pty Ltd (formerly Integratec (Australia)) ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Yan Sun | 2013 | 2007 - Bachelor of Management and Arts - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Certificate IV in Finance and Mortgage Broking - - Integrity Education Group ~ 2017 - Tier 1 Margin Lending Personal Advice - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Zoe Rebecca Midwinter | 2014 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2004 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2019 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |