This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Scott Hinze | 1999 | 1991 - Associate Diploma of Business - - North Point College ~ 2006 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Adam Wighton | 2018 | 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Adel Georges | 1999 | 2005 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Alana Kate Pincombe | 2013 | 2011 - Bachelor of Commerce (Accounting, Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2014 - Tier 1 Specialist Margin Lending - Other - International Institute of Technology ~ 2015 - Self Managed Super Funds - Other - Integrity Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Amanda Ragkousis | 2005 | 2007 - Advanced Diploma Of Financial Services - - Kaplan Professional Education ~ 2007 - Diploma Of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Gratton | 2016 | 2008 - BA HONS - - Nottingham Business School ~ 2013 - IMC - - The CFA Institute ~ 2016 - ADA1 - - Kaplan ~ 2016 - ALDA - - Kaplan ~ 2016 - DFP - - Kaplan |
| Andrew Kostopoulos | 1998 | 2002 - Bachelor of Business (Economics and Finance) - - University Of Western Sydney ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2009 - Financial Essentials SMSF Adviser Education Program - Certificate (AQF 1-4) - Financial Essentials and Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Annette Maree Mcgrath | 1999 | 2005 - Self Managed Superannuation Funds - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2012 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2014 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Archangel Figueira | 1992 | 2000 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Life Risk Specialist - - Financial Planning Association of Australia ~ 2011 - Self Managed Super Fund Specialist Adviser - - SMSF Professionals' Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Shaw | 1994 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bernard Tan | 0 | 2017 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Brad John Turnbull | 1980 | 1992 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Brett Arnol | 2005 | 2002 - Bachelor of Commerce - - University of Tasmania ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2009 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2010 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional Education ~ 2012 - Accredited Derivatives Adviser Level 2 - - Kaplan Professional |
| Bruce Shelton | 2000 | 1992 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2005 - Self Managed Superannuation Funds - - Tribeca Learning ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education |
| Bryan Roberts | 2012 | 1999 - Bachelor of Commerce - - University Of Western Sydney ~ 2000 - Diploma of Financial Planning - - Deakin University ~ 2013 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Calum Laing | 1997 | 2005 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Accredited Listed Product Adviser Program - - Kaplan ~ 2017 - Fellow Chartered Financial Planner - Professional Designations - AFA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cameron Paul | 2003 | 2001 - Bachelor of Commerce - - University of Western Australia ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education |
| Ching Pong Jeffrey Chien | 2018 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2015 - CFA - Professional Designations - Chartred Financial Analyst ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Christopher Perman | 1998 | 1998 - Bachelor of Commerce - - Murdoch University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Christopher William Brown | 2004 | 2004 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Accredited Listed Product Adviser Program - - Kaplan Professional Education |
| Clinton Mcnally | 2001 | 2002 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner - Professional Designations - FPA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2018 - SMSF Specialist Advisor - Professional Designations - SMSF Association ~ 2024 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional |
| Cori Jason Fisher | 1999 | 2005 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2007 - Bachelor of Commerce (Financial Planning and Investment) - - Griffith University |
| Daniel Conterno | 2024 | 2017 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2021 - Self-Managed Super Funds - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Daniel John Fletcher | 2000 | 1998 - Graduate Certificate of Corporate Management - - Deakin University ~ 2004 - Diploma of Financial Advising - - Kaplan Professional Education ~ 2006 - Advanced Diploma of Financial Services - - Kaplan Professional Education ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia |
| Daniel Kirk | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Daniella Elchaar | 2011 | 2006 - Bachelor of Commerce - - University of Wollongong ~ 2011 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Aaron Pitt | 2000 | 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - ASX Accredited Listed Products Adviser - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| David Collins | 2012 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| David Gormanns | 2017 | 2011 - Bachelor of Business - - RMIT ~ 2015 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2017 - Accredited Listed Product Adviser - - Kaplan Professional ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| David Klein | 2006 | 2006 - Advanced Diploma of Financial Planning - - PS146 Training Australia ~ 2006 - SMSF - - Tribeca ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Truong | 0 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Elizabeth Bentick | 2014 | 2017 - Accredited Listed Product Adviser - - Kaplan ~ 2017 - Self Managed Superannuation Fund - - Kaplan ~ 2018 - Margin Lending - - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Fiona Louise Johnson | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Gary Ziebarth | 1999 | 1998 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2009 - Masters of Financial Planning - - University of Sunshine Coast ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Master of Business Administration - - Deakin University |
| Gaye Elwell | 2008 | 1997 - Bachelor of Business (Accounting and Information System Management) - - Edith Cowan University ~ 1998 - CPA Program - - CPA Australia ~ 1999 - Certified Public Accountant - - Deakin University ~ 2004 - Master of Business Administration - - Deakin University ~ 2012 - Masters of Financial Planning - - Curtin University |
| Glenn Calder | 2003 | 1995 - Bachelor of Education - - Melbourne University ~ 2002 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2002 - Bachelor of Business (Banking and Finance) - - Monash University ~ 2004 - Advanced Diploma of Financial Services - - Deakin University ~ 2004 - Diploma of Financial Services - - Deakin University ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2007 - Master of Business Administration - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Grant Andrew Mcwhinney | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd |
| Gregory John Klumpp | 1994 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Tribeca |
| Hamish Richard Mcdouall | 2006 | 2001 - Bachelor of Commerce (Accounting and Finance) - - University of Sydney ~ 2007 - Graduate Diploma in Financial Planning - - FINSIA ~ 2007 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Heather Cassells | 2001 | 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2004 - Diploma of Financial Advising - - FINSIA ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - ASX Listed Product Adviser - - LPAC Online |
| Hemant Tidke | 2012 | 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - - Financial Planning Association ~ 2018 - Margin Lending - - Financial Education Professionals ~ 2018 - SMSF Specialist Advisor Program (SSA) - - SMSF Association ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Henry Wright | 2014 | 2012 - Bachelor of Science - - University of Melbourne ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Accedited Derivatives Adviser Level 2 - - Kaplan Professional Education ~ 2015 - Accredited Derivatives Adviser - Level 2 - - Kaplan ~ 2015 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2015 - Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Jacques Malan | 2015 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - North-West University, South Africa ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2017 - SuperConcepts & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide |
| Jake Battelley | 2018 | 2015 - Introduction to Business Law - Other - Griffith University ~ 2016 - Revenue Law: Theory & Policy - Other - Griffith University ~ 2017 - Bachelor of Commerce (Accounting and Financial Planning major) - Bachelor Degree (AQF 7) - Griffith University |
| James David Williams | 2008 | 2004 - Bachelor of Economics - - University of Western Australia ~ 2006 - Post Graduate Diploma Business (Economics and Finance) - - Curtin University ~ 2007 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Certified Financial Planner - - Deakin University |
| James Dimos | 1997 | 1998 - Master of Business (Accounting and Finance) - - Victoria University ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2007 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - Diploma of Financial Planning - - Financial Planning Association of Australia |
| James Henry Walker | 2000 | 1999 - Advanced Diploma in Accounting - - TAFE ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2003 - Equivalent to Diploma of Financial Planning - - Deakin University ~ 2007 - Self Managed Superannuation Funds - - Kaplan Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Bachelor of Business (Accounting) - - Southern Cross University |
| James Rodney Clark | 2003 | 2005 - Graduate Diploma of Financial Planning - - FINSIA ~ 2008 - Graduate Diploma of Applied Finance - - Kaplan Professional Education ~ 2015 - Margin Lending - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation - - Kaplan Professional Education |
| Jason Gan | 2018 | 1998 - Bachelor of Business - - Deakin University ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2018 - Self Managed Superannuation Fund - - Kaplan Professional |
| Jason King | 1996 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jeanette Belton | 2005 | 2005 - Diploma of Financial Planning - - Securities Institute of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jeff Swan | 1963 | 2005 - Self Managed Superannuation Fund (SMSF 1:Core Principles) - - Tribeca Learning ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education |
| Jeffrey Hanna | 2003 | 1995 - Bachelor of Commerce - - Deakin University ~ 1999 - Certified Public Accountant - - CPA ~ 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2009 - ASX Accredited Derivatives Adviser Level 1 - - Kaplan ~ 2009 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Jessica Michelle Robinson | 2015 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Education Pty Ltd ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education Pty Ltd ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Jim Koumides | 1999 | 1997 - Bachelor of Economics - - Monash University ~ 2002 - Graduate Diploma of Applied Finance - - Securities Institute of Australia ~ 2015 - Certified Financial Planner - - Financial Planning Association |
| Joel Nicholas Turnbull | 2018 | 2017 - Bachelor of Business and Commerce (Applied Finance) - - Western Sydney University ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| John Felton | 2000 | 2006 - Diploma of Financial Planning - - AMP Financial Services ~ 2012 - Advanced Diploma of Financial Planning - - RG146 Training Australia ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2013 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| John Tsiokaras | 2005 | 2006 - Bachelor of Commerce - - University of Wollongong ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Accredited Derivatives Adviser Level 1 - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia |
| Karen Wilkes | 2001 | 2000 - Bachelor of Commerce - - Murdoch University ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2010 - Certified Financial Planner - - Deakin University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2018 - SMSF Specialist Advisor Accreditation - - SMSF Association |
| Karmel Maree Walker | 2005 | 1982 - Bachelor of Economics - - James Cook University ~ 2003 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Kathy Anne Havers | 2001 | 2000 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Masters of Entrepreneurship and Innovation - - Swinburne University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kieran Hall | 2011 | 2008 - Bachelor of Commerce (Financial Planning) - - University of Wollongong ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Kimberly Mcgrath | 2013 | 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Graduate Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Margin Lending - - Financial Education Professionals ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kirandeep Kaur | 0 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Ltd ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Kristian Tribuiani | 2014 | 2013 - Advanced Diploma of Financial Planning - - Integrity Education ~ 2013 - Diploma of Financial Planning - - Integrity Education ~ 2017 - Margin Lending - - Integrity Education |
| Kyla Jade Smith | 2015 | 2014 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast (USC) ~ 2015 - ASX Listed Products Accreditation Course - Other - LPAC Online Pty Ltd ~ 2016 - Super Concepts & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - University of Adelaid |
| Lakshan Udara Weerasinghe | 2016 | 2013 - Bachelor of Commerce (Financial Planning & Accounting) - - Deakin University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2016 - Securities and Managed investments - - Kaplan ~ 2018 - Self Managed Superannuation Funds - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lijun Zhang | 2016 | 2004 - Master of Commerce (Advanced Marketing) - - University of New South Wales ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lindsay Martin | 2000 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education |
| Luke Andrew Aitken | 2021 | 2009 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Financial Modelling and Valuation Analyst - Professional Designations - Corporate Financial Institute ~ 2018 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Kaplan Education ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Education ~ 2022 - Specialist SMSF Online - Other - SuperConcepts |
| Luke Brendish | 2023 | 2017 - Law of Investments and Financial Markets LAW2457 - Other - RMIT University ~ 2019 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Tax and Commercial Law for Financial Planning - Other - Kaplan Professional |
| Mark Andrew Harding | 1983 | 1990 - Diploma of Financial Planning - Diploma (AQF 5) - International Association for Financial Planning(Australia) ~ 1992 - Certified Financial Planner - Certificate (AQF 1-4) - FPA ~ 1998 - Diploma of Superannuation Management - Diploma (AQF 5) - Macquarie University ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Tribeca ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Anthony Fitzgerald | 1997 | 1994 - Bachelor of Commerce - - University of Newcastle ~ 2000 - Equivalent to Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Stopps | 2023 | 2012 - Introduction to Business Law - Other - Swinburne University ~ 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan ~ 2023 - Debt Strategies - Other - Kaplan |
| Martin James Sherwood | 2009 | 2007 - Bachelor of Commerce - - La Trobe University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2010 - Margin Lending - - Kaplan ~ 2017 - Accredited Aged Care Professional Program - - Aged Care Steps |
| Martin John Yourn | 1999 | 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Matthew Jack Devereux | 2014 | 2015 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2015 - Self Managed Superannuation Funds - - Monarch Institute ~ 2016 - Graduate Certificate in Financial Planning - - Griffith University ~ 2016 - Margin Lending - - Kaplan Professional Education ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Melanie Tull | 2006 | 2004 - Bachelor of Commerce - - Deakin University ~ 2005 - Self Managed Superannuation Fund - - Financial Essentials ~ 2010 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Melissa Turnbull-katebi | 2014 | 2012 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Master of Financial Planning - - Kaplan Professional |
| Michael Charles Bayley | 2008 | 2008 - Diploma of Financial Services - - Mentor Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - FPA ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Michael Minh Tong Huynh | 2001 | 1993 - Bachelor of Commerce - - University of Western Australia ~ 1997 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2005 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - ASX Accredited Derivatives Level 1 - - Kaplan ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan |
| Michael Raymond Thompson | 2000 | 2012 - Advanced Diploma of Financial Planning - - Kaplan Professional Education |
| Michael Saunders | 1997 | 1984 - Bachelor of Economics - - University of Western Australia ~ 2006 - Certified Financial Planner - - FPA ~ 2009 - Self Managed Superannuation Funds - - Kaplan |
| Michael Zaia | 2018 | 2015 - Bachelor of Commerce - - University of Sydney ~ 2018 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2022 - Margin Lending Specialist - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Mitchell Burger | 2018 | 2012 - Bachelor of Commerce (Economics and Finance) - - Curtin University ~ 2017 - Advanced Diploma in Financial Planning - - Kaplan ~ 2017 - Self Managed Superannuation Fund - - Kaplan ~ 2018 - Tier 1 Margin Lending Personal Advice - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Murteza Behrami | 2023 | 2017 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2023 - Debt Strategies - Other - Kaplan Professional ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Philip William Sheridan | 1989 | 1982 - Bachelor of Business - - NSW Institute of Technology ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Pradan Yeluri | 2007 | 2006 - Bachelor of Information Technology - - Deakin University ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Premjit Uberoi | 2003 | 1994 - Bachelor of Arts - - Australian National University ~ 1996 - Graduate Diploma of Management Sciences - - University of Canberra ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Raffaele Orlando | 1993 | 1990 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Footscray Institute of Technology ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2011 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Raymond Nghia Tran | 2005 | 2004 - Bachelor of Commerce and Bachelor of Engineering - - University of Melbourne ~ 2005 - Diploma of Financial Planning - - AMP Financial Services ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2012 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rodman LU | 2016 | 2015 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Ryan Scherini | 2012 | 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Certificate IV Finance (Mortgage Broking) - Other - Kaplan ~ 2017 - SuperConcepts & ACFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide |
| Samantha Joy Kiely | 1999 | 2008 - Diploma of Financial Services - - PS146 ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2015 - Accredited Derivatives Advisor Level 1 - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sascha Krummrey | 1992 | 2005 - Self Managed Superannuation Fund - - Tribeca ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2017 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Selvakumaran Kathiresan | 2007 | 1995 - Bachelor of Science - - Madras university (India) ~ 1998 - Master of Horticulture - - University of Western Sydney ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Master of Applied Finance - - University Of Western Sydney |
| Shane David Fisher | 2014 | 2014 - Diploma of Financial Planning - - Kaplan ~ 2018 - Business Law - Other - Victoria University ~ 2020 - Taxation Law and Practice - Other - Victoria University ~ 2023 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University |
| Shannon Gray | 2024 | 2023 - Debt Strategies - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulation and Taxation - Other - Kaplan Professional |
| Shaun Anthony Hubbard | 2015 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2017 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2018 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - AU Inhouse SMSF Assessment - Other - AUPFS ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Shaun Siew Ian AU | 2008 | 2005 - Bachelor of Commerce - - University of Western Australia ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Master of Business Administration - - University of Western Australia ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Sheena Kalra Vohra | 2011 | 2004 - Bachelor of Commerce - - University of Delhi ~ 2009 - Diploma in Financial Services (Financial Planning) - - Investment Banking Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Sikander Khan | 2014 | 2006 - Bachelor of Business Administration - - Bahria University (Pakistan) ~ 2007 - Master of Business Administration - - Bahria University (Pakistan) ~ 2009 - Masters of Financial Analysis - - La Trobe University ~ 2010 - Masters of Professional Accounting - - La Trobe University ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education |
| Stephen John Manassah | 2011 | 2011 - Bachelor of Commerce (Accounting) - - Curtin University ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Graduate Diploma in Taxation - - Curtin University ~ 2012 - Master of Applied Finance - - Kaplan Professional Education ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia |
| Steven Guy | 1992 | 2008 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Graduate Diploma In Financial Planning - - Kaplan Professional Education ~ 2016 - Margin Lending - - Kaplan Professional Education |
| Steven Hill | 2003 | 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education |
| Todd Andrew Clifford | 2004 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2007 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending - - Kaplan Professional Education |
| Tonina Ciarrocchi | 2001 | 2005 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Self Managed Superannuation Funds - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Trent Schliefert | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Vicki O'connor | 2000 | 1983 - Bachelor of Financial Administration - - University of New England ~ 1997 - Diploma of Financial Planning - - Deakin University, FPA ~ 2007 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2007 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2017 - Accountants SMSF Package - - Kaplan Professional |
| Vince Lucifero | 1999 | 2005 - Diploma of Financial Planning - - Deakin University ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - ASX Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Virginnia Hottes | 1994 | 2001 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2010 - ASX Accredited Listed Products Adviser - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Vivian Rudra | 2018 | 2014 - Bachelor of Applied Finance - - Macquarie University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan |
| Wade Paul Robinson | 2017 | 2012 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia |
| Wayne John Bowes | 2000 | 1991 - Bachelor Of Business (Major Accounting) - - Monash University ~ 2004 - Diploma of Financial Advising - - Securities Institute Education ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Cert IV in Financial Services (finance/Mortgage Broking) - - National Finance Institute |
| Weijia Yan | 2024 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| William Edward Shorte | 2004 | 1991 - Bachelor of Business - - University of Limerick ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning (Australia) Pty Ltd (formerly Integratec (Australia)) ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Program - - Kaplan Education Pty Ltd (formerly Tribeca Learning (Australia) Pty Ltd) ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Yan Sun | 2013 | 2007 - Bachelor of Management (Qualification) - - Monash University ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Certificate IV in Finance and Mortgage Broking - - Integrity Education Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Zoe Rebecca Midwinter | 2014 | 2001 - Bachelor of Commerce - - The Australian National University ~ 2004 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2019 - Self Managed Superannuation Funds - - Kaplan Professional Education |