This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Dellow | 2018 | Bachelor of Business - RMIT University ~ Master of Financial Planning - Griffith University |
| Anna Bridgette Till | 2013 | Bachelor Degree - Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association (FPA) |
| Cara Williams | 2015 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Management) - Queensland University of Technology ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Tax and Commercial Law for Financial Planning - Kaplan |
| Corey Wastle | 2011 | Bachelor of Business and Commerce - Monash University ~ Bachelor of Communication - Monash University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Advisor - SMSF Association of Australia |
| Daniel Geoffrey Daicos Donovan | 2018 | Bachelor Of Commerce - The University of Melbourne ~ Client Engagement Skills - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Ellie Marie Fordham | 2012 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Joshua Mcgrath | 2022 | Graduate Diploma of Financial Planning - Kaplan Professional |
| Lucy Atkinson | 2018 | Diploma of Financial Planning - Kaplan Education Pty Ltd ~ Graduate Certificate in Finance - Griffith University ~ Master of Financial Planning - Griffith University |
| Ria Rachel Trivedi | 2018 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Stevie-jade Phillipa Turner | 2013 | Bachelor of Commerce (Accounting & Financial Planning) - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Derivatives & Margin Lending - MLC ThreeSixty |
| Tianna Elizabeth Rose | 2023 | Bachelor of Arts/Bachelor of Commerce - Deakin University |