This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Dellow | 2018 | 2014 - Bachelor of Business - - RMIT University ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ellie Marie Fordham | 2012 | 2012 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2015 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joshua Mcgrath | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lucy Atkinson | 2018 | 2016 - Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2018 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Ria Rachel Trivedi | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University |
| Samuel Jackson Powderly | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Simone Megan Vasnaik | 2024 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Stevie-jade Phillipa Turner | 2013 | 2010 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Honours Degree (AQF 8) - Curtin University ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Derivatives & Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stuart Anthony Ruddick | 2025 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tianna Elizabeth Rose | 2023 | 2021 - Bachelor of Arts/Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |