This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Dellow | 2018 | 2014 - Bachelor of Business - - RMIT University ~ 2017 - Master of Financial Planning - - Griffith University |
| Anna Bridgette Till | 2013 | 2011 - Bachelor Degree - Commerce - - Deakin University ~ 2017 - Certified Financial Planner - - Financial Planning Association (FPA) |
| Corey Wastle | 2011 | 2009 - Bachelor of Communication - - Monash University ~ 2010 - Bachelor of Business and Commerce - - Monash University ~ 2011 - Graduate Diploma of Financial Planning - - Kaplan ~ 2014 - Certified Financial Planner - - FPA ~ 2016 - SMSF Specialist Advisor - - SMSF Association of Australia |
| Daniel Geoffrey Daicos Donovan | 2018 | 2014 - Bachelor Of Commerce - - The University of Melbourne ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ellie Marie Fordham | 2012 | 2012 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institute of Technology ~ 2015 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Joshua Mcgrath | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lucy Atkinson | 2018 | 2016 - Diploma of Financial Planning - - Kaplan Education Pty Ltd ~ 2018 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Griffith University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Ria Rachel Trivedi | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Simone Megan Vasnaik | 2024 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Financial Adviser Exam - Other - ASIC |
| Stevie-jade Phillipa Turner | 2013 | 2010 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Derivatives & Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Stuart Anthony Ruddick | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tianna Elizabeth Rose | 2023 | 2021 - Bachelor of Arts/Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |