This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
superannuation;
provide financial product advice to wholesale clients only for the following classes of financial products:
derivatives;
general insurance products;
Australian carbon credit units; and
eligible international emissions units;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to retail and wholesale clients:
superannuation; and
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products to retail and wholesale clients:
deposit and payment products limited to:
non-cash payment products; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients only:
derivatives;
general insurance products;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
Australian carbon credit units; and
eligible international emissions units; and
provide a superannuation trustee service to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Antoni Josef Stolarek | 2015 | Advanced Diploma of Financial Planning - Monarch Institution ~ Bachelor of Business (Finance) - Swinburne University of Technology ~ Diploma of Accounting - Swinburne TAFE |
| Arachchige Dinath Sanjeewa Dean Abey Abeysinghe | 2018 | Bachelor of Commerce - Deakin University ~ Certificate IV in Finance - Mortgage Broking - AAMC Training Group ~ RG146 Compliance - AIST |
| Ashleigh Teresa Cattanach | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - ThreeSixty ~ Master of Applied Finance - Kaplan |
| Farai Arthur Mutsinze | 2018 | Bachelor of Commerce - Deakin University ~ Diploma in Financial Planning - Mentor Education ~ RG 146 - AIST |
| Jason Anthony Crichton | 2001 | Diploma of Financial Planning - Deakin University |
| Kabindra Shrestha | 1998 | Bachelor of Business (Management) - Central Queensland University (CQU) ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Lynda Ann Cross | 2004 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Matthew Glen Skowronski | 2015 | Bachelor of Business(Financial Planning) - ROYAL MELBOURNE INSTITUTE OF TECHNOLOGY ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Adviser (SSA) - SMSF Association ~ Self-Managed Superannuation Funds - Kaplan Professional |
| Nathan Mark Pholi | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Management) - University of the Sunshine Coast (USC) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration - University of the Sunshine Coast (USC) |
| Rodney Francis Fletcher | 1996 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University |
| Simon J Power | 2018 | Advance Diploma of Financial Services - Kaplan ~ Bachelor of Science - University of Melbourne ~ Certified Financial Planner - FPA/Deakin ~ Diploma of Financial Services - Financial Planning Association |