This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron George Wain | 2015 | 2006 - Bachelor of Commerce (Marketing Management, Minor in Policy Economics) - Bachelor Degree (AQF 7) - Murdoch University ~ 2012 - Master of Financial Planning - Masters Degree (AQF 9) - Curtin University of Technology ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Adam James Mccarthy | 2004 | 1999 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2003 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2006 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2013 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Adrian Fodera | 2015 | 2007 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Amelia Chiaw Hui Chia | 2016 | 2009 - Bachelor of commerce (Accounting and finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Mckendry | 2011 | 2001 - Bachelor of Business - - Monash University ~ 2008 - Graduate Certificate of Financial Planning - - FINSIA ~ 2010 - Graduate diploma of applied finance (financial planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Andrew Scott Arnold | 2016 | 2016 - Bachelor of commerce (accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Advanced diploma of financial planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Ashlee Bunyan | 2018 | 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Azher Abbas Khan | 2018 | 2009 - Bachelor of Business (Management, Marketing and Human Resources) - - University of Tasmania ~ 2012 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Borislav Tesanovic | 2009 | 2006 - Bachelor of commerce (finance and economics) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2009 - Advanced diploma of financial servvices (financial planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - CFP Certification - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Brett Saurine | 1998 | 1994 - Bachelor of economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2001 - Diploma of financial planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2004 - Certified Financial Planner - Certified Financial Planning Programme - - Deakin University ~ 2012 - Masters of Business Administration - - Macquarie University ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Briohny Powell | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Buddhika Wickramaratna | 2010 | 2006 - Bachelor of Applied Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2006 - Bachelor of Commerce (Banking & Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - Advanced Diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Charles Azzopardi | 2008 | 2003 - Bachelor of business (FInancial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2007 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Charles Hordern-gibbings | 2018 | 2015 - Bachelor Commerce (Marketing) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2016 - Diploma Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Chun Hao Tseng | 2018 | 2012 - Bachelor of business - Bachelor Degree (AQF 7) - Monash University ~ 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2016 - Advanced diploma of financial planning - Advanced Diploma (AQF 6) - Integrity Education ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Tax for financial advising - Other - Kaplan Professional |
| Craig Naylor | 1999 | 1985 - BA Joint Honours Degree Economics & Geography - - The UNiversity of HULL ~ 1990 - MSC Masters in Management - - Imperial College London ~ 2005 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2016 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Damian Brunello | 2003 | 1998 - Bachelor of Applied Science (Exercise and Sports Science) - - University of South Australia ~ 2003 - Graduate diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2013 - Certified Financial Planner - - Securities Institute of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel James Morrison | 2018 | 2018 - Advanced diploma of financial planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Bachelor of business (finance and economics) - Bachelor Degree (AQF 7) - Swinburne University ~ 2023 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel Peter Jones | 2015 | 2015 - Diploma Financial Planning (FNS50611) - Diploma (AQF 5) - Kaplan Australia ~ 2018 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Danielle Carpenter | 2018 | 2015 - Bachelor of commerce (Financial Planning and human resource management) - Bachelor Degree (AQF 7) - Univeristy of Wollongong ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| David Gee | 2013 | 2004 - Bachelor of commerce (finance, economics, money and banking) - Bachelor Degree (AQF 7) - University of Western Australia ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified FInancial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Derek Roy Gascoigne | 2001 | 1998 - Bachelor of commerce - Bachelor Degree (AQF 7) - Murdoch University ~ 2004 - Diploma of financial planning - Advanced Diploma (AQF 6) - Deakin University ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Derya Tillem | 2011 | 2005 - Bachelor of business (business administration) - Bachelor Degree (AQF 7) - RMIT ~ 2008 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - ThreeSixty Education ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2015 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education ~ 2021 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Dylan Paul Goldfinch | 2023 | 2017 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2022 - Masters of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University |
| Francis Saviour Camilleri | 1999 | 1999 - Certified Financial Planner - - Financial Planning Association ~ 2003 - Diploma of financial planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2007 - Bachelor of business (accounting and finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Greeshma Girish | 2018 | 2014 - Bachelor of Commerce (Accounting) - - The University of Adelaide ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Gregory Joseph Elias | 2006 | 2003 - Bachelor of Economics (Banking and Finance) - - The University of Western Sydney ~ 2008 - Graduate diploma in Financial planning - Graduate Diploma (AQF 8) - FINSIA ~ 2012 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and professionalism in fnancial advice - Bridging Course - Ethics - Kaplan Professional |
| Hope Rawnsley | 2021 | 2020 - Graduate diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jackson David Swain | 2018 | 2010 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2014 - Diploma Of Financial Planning - - Kaplan Professional Education ~ 2019 - Master of financial planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| James Lawrie | 2004 | 1993 - Bachelor of Economics - - University of Sydney ~ 1998 - Graduate Diploma - Applied Finance and Investment - - Securities Institute ~ 2001 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| James Weyler | 2014 | 2010 - Bachelor of international business - Bachelor Degree (AQF 7) - Bond University ~ 2010 - Diploma Of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planning - Professional Designations - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Jamie Ronald Laird | 1999 | 2003 - Diploma of Financial Planning - - Financial Planning Association (FPA) / Deakin University ~ 2005 - CFP Education Program - - Financial Planning Association (FPA) / Deakin University ~ 2023 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jessica Looi | 2011 | 2010 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2011 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Certified Financial Planner - - Deakin University ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2021 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jialu XU | 2018 | 2016 - Bachelor of International Business - - La Trobe University ~ 2018 - Diploma of Financial Planning - - Monarch Institute ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joleene Maurreen Stockwell | 2012 | 2002 - Bachelor of Arts (Major Languages & Applied Linguistics) - - Griffith University ~ 2007 - Master of Education (TESOL) - - Queensland University of Technology ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2023 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Kujawa | 2013 | 2007 - Bachelor of business - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Diploma of Financial Planning - - Mentor Education ~ 2014 - Advanced diploma of financial planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Judy LU | 2002 | 2000 - Diploma of Business Studies - Banking and Finance - - TAFE NSW ~ 2003 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2005 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2010 - Master of applied finance and investment - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Kiran Kiran Goyal Bhullar | 2008 | 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kylie Cilia | 2018 | 2010 - Bachelor of business (Economics and finance) - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Lyneve Almario | 2018 | 2013 - Diploma of Financial Planning - - Kaplan ~ 2021 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| MU Chen Sun | 2015 | 2013 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2014 - Self Managed Super Funds - Other - Monarch Institute ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Edward Thompson | 2010 | 2009 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Horwood | 1999 | 2001 - Diploma of Financial Planning - - Deakin University ~ 2002 - Certified Financial Planner - - Deakin University ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark O'brien | 2017 | 2009 - Bachelor of commerce (finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2014 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Kaplan Australia ~ 2014 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2023 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Sear | 2001 | 1999 - Bachelor of law and Bachelor of commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2003 - Diploma of financial planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2008 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Werakso | 2007 | 2003 - Master of Business Administration - Masters Degree (AQF 9) - Christian Brothers University ~ 2012 - Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2013 - Advanced diploma in financial planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Melinda Brown | 2002 | 2000 - Bachelor of Arts (International Studies) - - University of Technology, Sydney ~ 2000 - Bachelor of business and Bachelor of Arts in International Studies - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2018 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Anthony Charles Lex Lindley | 2017 | 2008 - Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2021 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Michael John English | 2017 | 2015 - BA Psychology - - Macquarie University ~ 2015 - BComm Economics - - Macquarie University ~ 2017 - Diploma of Financial Planning - - Monarch Institute |
| Michael Nott | 2018 | 2015 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Commercial Law - Other - Kaplan Professional |
| Mitchell James Munro | 2015 | 2004 - Bachelor of Science - - University of Sydney ~ 2014 - Diploma of Financial Planning - - Kaplan ~ 2017 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Natasha Bridget Johnston | 2016 | 2014 - Diploma of Financial Planning Planning - - Monarch Institute ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - TASACLv1 Commercial Law - - Kaplan Professional ~ 2020 - Masters in Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nicholas TA | 2001 | 1998 - Bachelor of commerce (banking and finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2002 - Diploma of financial planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2017 - Certified Financial Planner - - Financial Planner Association of Australia (FPA) ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Nicole Marie Canavan | 1999 | 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2022 - Graduate diploma of Financial Planning - Graduate Diploma (AQF 8) - TAFE NSW |
| Paul Christopher Ferrante | 2008 | 1998 - Bachelor of commerce, marketing and public relations - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2010 - Diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2011 - Self Managed Superannuation Funds - - KAPLAN ~ 2015 - Certified financial planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Pitchaporn Curry | 2006 | 2001 - Bachelor of business and electronic commerce - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Master of commerce (international business) - Masters Degree (AQF 9) - University of NSW ~ 2010 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| QI Jin | 2018 | 2016 - Master of commerce (accounting) - Masters Degree (AQF 9) - University of Sydney ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Advanced diploma of financial planning - Advanced Diploma (AQF 6) - Mentor Education |
| Renae Halmani Anderson | 2006 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Certified Financial Planner - - Financial Planning Association ~ 2024 - Graduate Diploma of Fiancial Planning - Graduate Diploma (AQF 8) - Deakin Univeristy |
| Renee Zimmermann | 2012 | 2002 - Bachelor of business (international business) - Bachelor Degree (AQF 7) - University of South Australia ~ 2009 - Diploma of Financial Services (Financial Planning) - - Pinnacle ~ 2011 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Pinnacle ~ 2017 - Certified Financial Planner - CFP Certification Program - - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Robert Cahill | 2006 | 2000 - Bachelor of commerce (actuarial studies) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2008 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2017 - CFA - Chartered Financial Analyst - - CFA Institute ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Rudy Leong | 2014 | 2009 - Bachelor of commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2010 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Certified financial planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Sam Arthur Meadowcroft | 2024 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sam Dignam | 2018 | 2018 - Bachelor of business (Financial Planning, Sport Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Samuel Geurens | 2018 | 2017 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Samuel Stephen Merryfull | 2023 | 2021 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Stuart University ~ 2022 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Shu Feng Zheng | 2015 | 1997 - Diploma of Business - Diploma (AQF 5) - North Sydney TAFE ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stefani Wijaya | 2015 | 2007 - Bachelor of Commerce (Accounting and Finance) - - Curtin Univeristy ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2014 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association |
| Stephen Duncan Donaghy | 2004 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2009 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2009 - Certified Planner Education Program - - Financial Planning Association ~ 2014 - Masters of applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Henry Henshall | 2005 | 2002 - ASFA PS146 - - ASFA ~ 2002 - Certificate of Superannuation Management - - ASFA ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2018 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Stephen John Brereton | 2002 | 1993 - Certificate of Superannuation Management - - ASFA ~ 2002 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2003 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2012 - Certificate of Self Managed Superannuation Funds - - KAPLAN ~ 2022 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Steven Craigie | 2012 | 2007 - Bachelor of business (banking and finance) - Bachelor Degree (AQF 7) - Monash University ~ 2012 - Diploma of Financial Planning - - KAPLAN ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Svetlana Ushenin | 2017 | 2009 - Bachelor of Commerce (Corporate Finance and Accounting) - - Adelaide University ~ 2012 - Graduate diploma in financial planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - Masters of Applied Finance - - Kaplan ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Tao QU | 2015 | 2004 - Bachelor of Commerce and Bachelor of Information Systems - Bachelor Degree (AQF 7) - University of Tasmania ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Services Institute of Australia (Finsia) ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice: Ethics for Professional Advisers - Bridging Course - Ethics - Kaplan Professional |
| Trevor Schmid | 2006 | 2007 - Diploma of Financial Services (Financial Planning) - - 360 Adviser Campus ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2012 - Self Managed Superannuation Funds Program - - KAPLAN ~ 2019 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate diploma of financial planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tristan Barnes | 2009 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Sydney ~ 2002 - Certificate of Superannuation Management - - ASFA ~ 2009 - Advanced diploma of financial services (financial planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certiied Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional |
| Vivek Krishan | 2007 | 1977 - Bachelor of Science - Bachelor Degree (AQF 7) - Maharaja College University of Rajasthan ~ 1979 - Master of Business Administration - Masters Degree (AQF 9) - Jodhpur Management Programme University of Jodhpur ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education |
| William Jay Goodair | 2001 | 2008 - Certified Financial Planner - - Financial Planning Association (FPA) ~ 2012 - Graduate diploma of applied finance - Graduate Diploma (AQF 8) - Kaplan ~ 2014 - Master of applied finance - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan |
| Xuewei Liang | 2015 | 2013 - Bachelor of Commerce/Professional Accounting - - Macquarie University ~ 2014 - Master of financial planning - Masters Degree (AQF 9) - University of NSW ~ 2022 - Ethics for financial Services - Bridging Course - Ethics - Deakin Business School |
| Yihong Yvonne HU | 2018 | 2008 - Master of accounting and finance - Masters Degree (AQF 9) - University of Adelaide ~ 2015 - CPA - Professional Designations - CPA Australia ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Superannuation and retirement advice 1 unit - Other - Kaplan Professional |