This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Mcquarrie | 2003 | Certified Financial Planner - FPA ~ Diploma of Financial Markets - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Master of Applied Finance - Kaplan Professional ~ Professionalism & Ethics in Financial Advice - Kaplan Professional |
| Ben Cook | 1999 | Bachelor of Economics - University of Queensland |
| Ceara Keene | 2015 | Bachelor Business - QUT ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending Specialist - Kaplan ~ Master of Business Administration - QUT |
| Chris Wyeth | 2000 | Bachelor of Arts - University of Queensland ~ Bachelor of Law - University of Queensland ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Tax - Tax Institute |
| Crystal Lea Bobir | 2016 | Bachelor of Commerce, Financial Planning and Accounting - Griffith University ~ Cert IV Small Business Management - Ashby Allan Institute |
| George Andrew Tynan | 2009 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - FPA ~ Chartered Accountant - Institute of Chartered Accountants ~ Ethics and Professionalism for Financial Advisers - Kaplan |
| Harry David Tynan | 2017 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - Society of chartered Accountants ~ Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Linda Clay | 2001 | Aged Care Steps - Aged Care Steps ~ Bachelor of International Business - Griffith University ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Griffith University ~ Master of Financial Planning - Griffith University |
| Nicholas Liam Farry | 2006 | Bachelor of Commerce Financial Planning - Griffith University ~ CFP - FPA ~ Diploma of Finance and Mortgage Broking Management - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ SMSF - Kaplan |
| Oswaldo Duque | 2013 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Business - Queensland University of Technology (QUT) ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Principles in Self Managed Superannuation Funds - International Institute of Technology Pty Ltd (IIT) ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional |
| Petrina Rinaldo | 2000 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Stephen Welsh | 2001 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - FCA ~ Graduate Diploma in Financial Planning - Securities Institute |