This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Mcquarrie | 2003 | 2001 - Diploma of Financial Markets - - Securities Institute ~ 2004 - Certified Financial Planner - Professional Designations - FPA ~ 2005 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2013 - Master of Applied Finance - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan |
| Ben Cook | 1999 | 1996 - Bachelor of Economics - - University of Queensland |
| Ceara Keene | 2015 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2012 - Masters of Business Administration - Masters Degree (AQF 9) - Griffith University ~ 2013 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Margin Lending Specialist - Other - Kaplan |
| Chris Wyeth | 2000 | 1990 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Queensland ~ 1990 - Bachelor of Law - - University of Queensland ~ 2000 - Master of Tax - Graduate Diploma (AQF 8) - Tax Institute ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Crystal Lea Bobir | 2016 | 2005 - Cert IV Small Business Management - - Ashby Allan Institute ~ 2016 - Bachelor of Commerce, Financial Planning and Accounting - Bachelor Degree (AQF 7) - Griffith University |
| George Andrew Tynan | 2009 | 2005 - Bachelor of Commerce - - University of Queensland ~ 2008 - Chartered Accountant - - Institute of Chartered Accountants ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism for financial advisers - Bridging Course - Ethics - Kaplan |
| Harry David Tynan | 2017 | 2011 - Bachelor of Commerce - - University of Queensland ~ 2015 - Chartered Accountant - - Society of chartered Accountants ~ 2015 - Diploma of Financial Planning - - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Linda Clay | 2001 | 2000 - Bachelor of International Business - - Griffith University ~ 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Griffith University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2023 - Aged Care Steps - Other - Aged Care Steps |
| Nicholas Liam Farry | 2006 | 2011 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan ~ 2017 - CFP - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - SMSF - Other - Kaplan |
| Oswaldo Duque | 2013 | 2004 - Bachelor of Business - - Queensland University of Technology (QUT) ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) ~ 2015 - Principles in Self Managed Superannuation Funds - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2018 - Certified Financial Planner (CFP) - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2018 - Tier 1 Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan Professional |
| Petrina Rinaldo | 2000 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner - Other - FPA |
| Stephen Welsh | 2001 | 1985 - Bachelor of Commerce - - University of Queensland ~ 1987 - Chartered Accountant - Advanced Diploma (AQF 6) - FCA ~ 2004 - Graduate Diploma in Financial Planning - - Securities Institute |