This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bianca Kaye Ford | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Delma Newton | 1995 | Bachelor of Business (Accountancy) - QUT ~ Bachelor of Economics - University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Lachlan James Kendall | 2018 | Bachelor of Business - Finance - QUT ~ Diploma of Financial Planning - Kaplan |
| Mark John Milner | 2001 | Adv Diploma of Financial Planning - FPA ~ Bachelor of Business - QUT |
| Mitchell John Buckley | 2023 | Bachelor of Commerce (Finance) - Griffith University ~ Graduate Diploma of Financial Planning - Griffith University ~ Introduction to Self Managed Superannuation Funds - Kaplan |
| Neil Andrew Kendall | 2002 | Bachelor of Business - QUT ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Ross James Mcconachie | 2004 | Bachelor of Commerce - Queensland University ~ Bachelor of Law - Queensland University ~ Diploma of Financial Services - Kaplan |
| Sam Arthur Meadowcroft | 2024 | Bachelor of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan |