This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Delma Newton | 1995 | 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 1994 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - QUT ~ 1997 - Certified Financial Planner - - Financial Planning Association of Australia ~ 1997 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lachlan James Kendall | 2018 | 2018 - Bachelor of Business - Finance - - QUT ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Mark John Milner | 2001 | 1993 - Bachelor of Business - - QUT ~ 2003 - Adv Diploma of Financial Planning - - FPA |
| Mathew Richard Wadeson White | 2017 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2022 - Commercial Law - Certificate (AQF 1-4) - Kalpan Professional |
| Neil Andrew Kendall | 2002 | 1989 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2003 - Certified Financial Planner - - FPA |