This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kate Olivia Mantarro | 2005 | 2003 - Bachelor of Commerce (Finance and Economics) - - University of Wollongong ~ 2004 - Diploma of Financial Planning - - Tribeca Learning ~ 2005 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Certified Financial Planner - - Financial Planning Association of Australia |
| Patrick Giddy | 2006 | 2003 - Bachelor Of Business (Accounting) - - Australian Catholic University ~ 2006 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) |
| Peter Cheadle | 2006 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2011 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) |
| Samuel Mantarro | 2003 | 2002 - Diploma of Financial Planning - - Deakin University, FPA ~ 2004 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |