This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
securities; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrea Piaia | 2018 | Bachelor of Arts - La Trobe University ~ Diploma of Superannuation Management - Macquarie University ~ PS146 Compliance Progam - Generic Knowledge Module - Securities Institute of Australia ~ PS146 Compliance Progam - Insurance - Securities Institute of Australia ~ PS146 Compliance Progam - Specialist Knowledge: Superannuation - Securities Institute of Australia |
| Andrew West | 2018 | Fellow of the Institute of Actuaries of Australia - Institute of Actuaries of Australia |
| Anthony Chan | 2009 | Fellow of Institute of Actuaries of Australia - Actuaries Institute |
| Farah Billimoria | 2018 | Bachelor of Commerce (Hons) - University of Melbourne ~ Fellow of Institute of Actuaries of Australia - Institute of Actuaries of Australia |
| Jacqueline Sarah Downham | 2018 | Fellow of Institute of Actuaries (UK) - Institute of Actuaries ~ Fellow of Institute of Actuaries of Australia - Institute of Actuaries of Australia |
| Louise Campbell | 2009 | Fellow of Institute of Actuaries of Australia - Actuaries Institute |
| Luke Carroll | 2017 | Fellow of Institute of Actuaries of Australia - Actuaries Institute |
| Matthew Burgess | 2003 | Fellow of Institue of Actuaries of Australia - Actuaries Institute |
| Philip Anthony Collins | 2018 | Bachelor of Commerce - University of Melbourne ~ Diploma of International Employee Benefits - UK Pensions Management Institute ~ Fellow of Institute of Actuaries of Australia - Institute of Actuaries of Australia |
| Surath Anthony Fernando | 2018 | Fellow of Institute of Actuaries of Australia - Institute of Actuaries of Australia |
| Travis Leigh Dickinson | 2016 | Fellow - UK Faculty and Institute of Actuaries ~ Fellow if the Institute of Actuaries of Australia - Actuaries Institute |