Togethr Financial Planning Pty ltd

AFS License Number
455010
Name
Togethr Financial Planning Pty ltd
ABN/ACN/ARBN
84124491078
Licensee issued
May 6, 2014
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to retail and wholesale clients for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
provide financial product advice to wholesale clients for the following classes of financial products:
derivatives;
foreign exchange contracts; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products to wholesale clients:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to retail and wholesale clients:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products to wholesale clients:
derivatives;
foreign exchange contracts;

Location

Advisers

Name First provided advice Qualification and trainings
 Andrew Ross Ferguson 2018 Bachelor of Commerce (Accounting & Finance) - University of New South Wales (NSW) ~ Bachelor of Economics - University of New South Wales (NSW) ~ Diploma of Financial Planning - Kaplan Professional
 Anthony David Foale 2005 Advanced Diploma of Financial Services - Tribeca ~ Advanced Diploma of Financial Services - Tribeca ~ Bachelor of Economics - La Trobe University ~ Bachelor of Economics - La Trobe University ~ Certified Financial Planner - FPA ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism - Kaplan ~ Ethics and Professionalism - Kaplan
 Cara Sloshberg 2014 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - UTS ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Kaplan
 Caroline Ngoi 2015 Bachelor of Commerce - University of Western Australia ~ Certified Financial Planner - Financial Planning Association ~ Ethics & professionalism - Kaplan ~ Graduate Diploma of Financial Planning - Finsia
 David Greenberg 2012 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Western Australian Institute of Technology (WAIT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Edward Wilmoth 2012 Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ian Michael Mcrae 2010 Bachelor of Commerce - Murdoch University ~ Certified Financial Planner - Financial Planning Association ~ Diploma in Financial Planning - Deakin University ~ Ethics and Professionalism - Kaplan ~ Graduate Diploma in Banking & Finance - Curtin University
 James DE Petra 2012 Bachelor of Commerce (Financial Planning & Finance) - Deakin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education
 Jason Cook 2004 Bachelor of Economics - Monash University ~ Diploma of Financial Planning - Deakin University
 Jessica Higgins 2008 Bachelor of Commerce - Deakin University ~ Certificate IV Finance and Mortgage Broking - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism - Kaplan
 Jill Gordon 2010 Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - FPA ~ FAESA - FAESA ~ Margin Lending and Gearing Investments - Kaplan
 Matthew Kitchen 2012 Bachelor of Commerce (Finance and Financial Planning) - Deakin University ~ Certified Financial Planner - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew Zee 2000 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Agricultural Economics - Sydney University ~ Ethics and Professionalism in Financial Advice bridging subject - Kaplan ~ Master of Commerce - UNSW
 Melissa Murphy 2017 Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - KAPLAN ~ Self Managed Superannuation Fund - Kaplan
 Michael Cheung 2012 Advanced Diploma of Financial Planning - Integrity Education ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology
 Paul Stocker 1996 Bachelor of Commerce (Banking & Finance) - University of Southern Queensland ~ Diploma of Financial Planning - FPA
 Paula Louise Siddle 2013 Diploma of Financial Services - FSTA ~ Masters of Financial Planning - Central Queensland University
 Richard James Crosara 2008 Advanced Diploma of Financial Services (Financial Planning) - KAPLAN ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism - Kaplan
 Romano DE Nadai 2010 Bachelor of Business (Banking and Finance) - Monash University ~ CFP Education Program - FPA ~ Diploma of Financial Planning - FPA ~ Diploma of Mortgage Lending - Securities Institute
 Ryan O'dwyer 2009 Advanced Diploma of Financial Services - Kaplan Education ~ Bachelor of Business - Australian Catholic University ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Services - Kaplan Education
 Scott Ronald Jackson 2006 Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism - Kaplan ~ Graduate Diploma of Commerce - University of New South Wales