This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brandon Leigh Gilmour | 2023 | 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cameron Lee Dunk | 2022 | 2017 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2017 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2017 - Bachelor of Commerce (Honours) - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of New England ~ 2024 - Certified Financial Planner Program - Professional Designations - Financial Advice Association of Australia |
| Geoffrey Patrick Isaacs | 2018 | 2017 - Bachelor of Business (major financial planning) - - RMIT ~ 2021 - CFP Program - Professional Designations - FPA |
| Tony John Lumtin | 2003 | 2001 - Bachelor of Commerce with major studies in Accounting - - University of Western Sydney ~ 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2016 - Accountants Self Managed Superannuation Funds Package - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Planning - Other - Kaplan ~ 2021 - Client Engagement Skills - Other - Kaplan |