This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Edgar Lee | 2006 | Bachelor of Commerce (Financial Planning & Accounting) - Curtin University ~ Certified Financial Planner - CFP/FPA ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Daniel Isenhood | 1994 | Diploma of Financial Planning - Financial Planning Association of Australia |
| Myles Andrew Thornton | 2008 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma Financial Services - Kaplan ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Masters Commerce (Financial Planning) - UWS ~ Masters International Relations - UNSW |
| Rael Kwasnik | 2016 | Bachelor of Business (Accounting & Finance) - Auckland University of Technology ~ Diploma of Financial Planning - Pinnacle Financial Services Academy |
| Tatiana Coulter | 2012 | Advanced Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Fellow Chartered Financial Practitioner - Association of Financial Advisers ~ LRS Life Risk Specialist - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |