This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Thomas Harris | 2016 | Bachelor of Applied Finance - Macquarie University ~ Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Planning - Kaplan ~ Financial Adviser Exam - Fasea ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Maysee Chang | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business / Bachelor of Commerce - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Russell Lloyd Lees | 2005 | Accredited Estate Planning Strategist - FPA ~ Certificate IV in Finance & Mortgage Broking - National Finance Institute ~ Certified Financial Planner - FPA ~ Diploma of Financial Markets - Securities Insitute of Australia ~ Graduate Diploma of Financial Planning - FINSIA |